VestGen Investment Management Diversified Active

Location: Egg Harbor Township, NJ

CIK: 0001511739 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Jan 23, 2014

Total Value: $222M (100.0% shares, 0.0% debt)

Holdings (23)

— SPDR SERIES TRUST 31.9%

Value $70.96M Shares 1,749,578 Est. Cost $39.84 Unrealized —

HYG ISHARES TR 31.9%

Value $70.83M Shares 762,566 Est. Cost $91.67 Unrealized —

HYS PIMCO ETF TR 12.3%

Value $27.44M Shares 257,985 Est. Cost $105.76 Unrealized —

SJNK SPDR SER TR 8.3%

Value $18.46M Shares 598,357 Est. Cost $30.67 Unrealized —

CWB SPDR SERIES TRUST 7.6%

Value $17M Shares 363,813 Est. Cost $42.68 Unrealized —

— POWERSHARES GOLBAL ETF TRUST 2.4%

Value $5.398M Shares 280,975 Est. Cost $18.81 Unrealized —

GLPI GAMING AND LEISURE PPTYS INC 2.1%

Value $4.568M Shares 89,905 Est. Cost $50.81 Unrealized —

— CAPE BANCORP INC 0.6%

Value $1.352M Shares 133,026 Est. Cost $9.50 Unrealized —

PENN PENN NATL GAMING INC 0.6%

Value $1.288M Shares 89,905 Est. Cost $12.65 Unrealized +8.6%

VEU VANGUARD INTL EQUITY INDEX F 0.5%

Value $1.035M Shares 20,398 Est. Cost $50.74 Unrealized —

— PIMCO HIGH INCOME FD 0.4%

Value $816K Shares 70,000 Est. Cost $11.71 Unrealized —

VT VANGUARD INTL EQUITY INDEX F 0.3%

Value $638K Shares 10,746 Est. Cost $59.37 Unrealized —

CVX CHEVRON CORP NEW 0.3%

Value $577K Shares 4,617 Est. Cost $71.30 Unrealized +1.7%

XOM EXXON MOBIL CORP 0.1%

Value $330K Shares 3,264 Est. Cost $53.69 Unrealized +4.2%

— ANNALY CAP MGMT INC 0.1%

Value $299K Shares 30,000 Est. Cost $12.57 Unrealized —

— GENERAL ELECTRIC CO 0.1%

Value $286K Shares 10,196 Est. Cost $23.19 Unrealized —

GLD SPDR GOLD TRUST 0.1%

Value $267K Shares 2,300 Est. Cost $119.32 Unrealized —

PFE PFIZER INC 0.1%

Value $223K Shares 7,284 Est. Cost $16.46 Unrealized +7.1%

— GASTAR EXPL LTD 0.1%

Value $166K Shares 24,000 Est. Cost $2.67 Unrealized —

XPMAX PIONEER MUN HIGH INCOME ADV 0.1%

Value $166K Shares 12,963 Est. Cost $14.70 Unrealized —

— RAIT FINANCIAL TRUST 0.1%

Value $149K Shares 16,666 Est. Cost $7.50 Unrealized —

— DREYFUS STRATEGIC MUNICIPALS INC 0.0%

Value $106K Shares 13,900 Est. Cost $8.60 Unrealized —

TELFY TELEFONICA S A 0.0%

Value $18,000 Shares 18,412 Est. Cost $0.98 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	SPDR SERIES TRUST	1,749,578	$70.96M	31.9%	$39.84	—	BRCLYS YLD ETF	78464A417
HYG	ISHARES TR	762,566	$70.83M	31.9%	$91.67	—	HIGH YLD CORP	464288513
HYS	PIMCO ETF TR	257,985	$27.44M	12.3%	$105.76	—	0-5 HIGH YIELD	72201R783
SJNK	SPDR SER TR	598,357	$18.46M	8.3%	$30.67	—	SHT TRM HGH YLD	78468R408
CWB	SPDR SERIES TRUST	363,813	$17M	7.6%	$42.68	—	BRC CNV SECS ETF	78464A359
—	POWERSHARES GOLBAL ETF TRUST	280,975	$5.398M	2.4%	$18.81	—	FDM HG YLD RAFI	73936T557
GLPI	GAMING AND LEISURE PPTYS INC	89,905	$4.568M	2.1%	$50.81	—	COM ADDED	36467J108
—	CAPE BANCORP INC	133,026	$1.352M	0.6%	$9.50	—	COM	139209100
PENN	PENN NATL GAMING INC	89,905	$1.288M	0.6%	$12.65	+8.6%	COM	707569109
VEU	VANGUARD INTL EQUITY INDEX F	20,398	$1.035M	0.5%	$50.74	—	ALLWRLD EX US	922042775
—	PIMCO HIGH INCOME FD	70,000	$816K	0.4%	$11.71	—	COM SHS	722014107
VT	VANGUARD INTL EQUITY INDEX F	10,746	$638K	0.3%	$59.37	—	TT WRLD ST ETF	922042742
CVX	CHEVRON CORP NEW	4,617	$577K	0.3%	$71.30	+1.7%	COM	166764100
XOM	EXXON MOBIL CORP	3,264	$330K	0.1%	$53.69	+4.2%	COM	30231G102
—	ANNALY CAP MGMT INC	30,000	$299K	0.1%	$12.57	—	COM	035710409
—	GENERAL ELECTRIC CO	10,196	$286K	0.1%	$23.19	—	COM	369604103
GLD	SPDR GOLD TRUST	2,300	$267K	0.1%	$119.32	—	GOLD SHS	78463V107
PFE	PFIZER INC	7,284	$223K	0.1%	$16.46	+7.1%	COM	717081103
—	GASTAR EXPL LTD	24,000	$166K	0.1%	$2.67	—	COM NEW	367299203
XPMAX	PIONEER MUN HIGH INCOME ADV	12,963	$166K	0.1%	$14.70	—	COM	723762100
—	RAIT FINANCIAL TRUST	16,666	$149K	0.1%	$7.50	—	COM NEW	749227609
—	DREYFUS STRATEGIC MUNICIPALS INC	13,900	$106K	0.0%	$8.60	—	COM	261932107
TELFY	TELEFONICA S A	18,412	$18,000	0.0%	$0.98	—	SPONSORED ADR	879382208