VestGen Investment Management Diversified Active

CIK: 0001511739 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: Apr 29, 2014

Total Value ($000): $220,084 (100.0% shares, 0.0% debt)

Holdings (32)

— SPDR SERIES TRUST 31.2%

Value ($000) $68,621 Shares 1,661,059 Est. Cost $39.84 Unrealized —

HYG ISHARES 31.1%

Value ($000) $68,434 Shares 725,015 Est. Cost $91.67 Unrealized —

HYMB SPDR SERIES TRUST 7.4%

Value ($000) $16,353 Shares 299,167 Est. Cost $54.66 Unrealized —

CWB SPDR SERIES TRUST 7.4%

Value ($000) $16,211 Shares 334,988 Est. Cost $42.68 Unrealized —

— MARKET VECTORS ETF TR HG YLD MUN 7.3%

Value ($000) $16,160 Shares 546,869 Est. Cost $29.55 Unrealized —

HYS PIMCO ETF TR 4.6%

Value ($000) $10,168 Shares 95,370 Est. Cost $105.76 Unrealized —

SJNK SPDR SER TR 3.0%

Value ($000) $6,685 Shares 215,988 Est. Cost $30.67 Unrealized —

GLPI GAMING and LEISURE PPTYS INC 2.2%

Value ($000) $4,898 Shares 134,333 Est. Cost $46.06 Unrealized —

— CAPE BANCORP INC 0.7%

Value ($000) $1,463 Shares 133,026 Est. Cost $9.50 Unrealized —

PENN PENN NATL GAMING INC 0.6%

Value ($000) $1,237 Shares 100,444 Est. Cost $12.62 Unrealized -2.2%

VEU VANGUARD INTL EQUITY INDEX F 0.5%

Value ($000) $1,028 Shares 20,437 Est. Cost $50.74 Unrealized —

— PIMCO HIGH INCOME FD 0.4%

Value ($000) $879 Shares 70,000 Est. Cost $11.71 Unrealized —

VT VANGUARD INTL EQUITY INDEX F 0.3%

Value ($000) $641 Shares 10,746 Est. Cost $59.37 Unrealized —

— ENVESTNET INC 0.3%

Value ($000) $603 Shares 15,000 Est. Cost $40.20 Unrealized —

CVX CHEVRON CORP NEW 0.2%

Value ($000) $550 Shares 4,623 Est. Cost $71.30 Unrealized -1.3%

XLU SELECT SECTOR SPDR TR 0.2%

Value ($000) $527 Shares 12,715 Est. Cost $41.45 Unrealized —

XLB SELECT SECTOR SPDR TR 0.2%

Value ($000) $526 Shares 11,118 Est. Cost $47.31 Unrealized —

XLF SELECT SECTOR SPDR TR 0.2%

Value ($000) $525 Shares 23,479 Est. Cost $22.36 Unrealized —

XLP SELECT SECTOR SPDR TR 0.2%

Value ($000) $525 Shares 12,185 Est. Cost $43.09 Unrealized —

XLI SELECT SECTOR SPDR TR 0.2%

Value ($000) $525 Shares 10,034 Est. Cost $52.32 Unrealized —

XLY SELECT SECTOR SPDR TR 0.2%

Value ($000) $523 Shares 8,083 Est. Cost $64.70 Unrealized —

XLK SELECT SECTOR SPDR TR 0.2%

Value ($000) $523 Shares 14,380 Est. Cost $36.37 Unrealized —

XLE SELECT SECTOR SPDR TR 0.2%

Value ($000) $523 Shares 5,874 Est. Cost $89.04 Unrealized —

— ANNALY CAP MGMT INC 0.1%

Value ($000) $329 Shares 30,000 Est. Cost $12.57 Unrealized —

XOM EXXON MOBIL CORP 0.1%

Value ($000) $319 Shares 3,264 Est. Cost $53.69 Unrealized +8.2%

— GENERAL ELECTRIC CO 0.1%

Value ($000) $264 Shares 10,206 Est. Cost $23.19 Unrealized —

PFE PFIZER INC 0.1%

Value ($000) $235 Shares 7,312 Est. Cost $16.46 Unrealized +10.6%

GLD SPDR GOLD TRUST 0.1%

Value ($000) $235 Shares 1,905 Est. Cost $119.32 Unrealized —

XPMAX PIONEER MUN HIGH INCOME ADV 0.1%

Value ($000) $189 Shares 12,963 Est. Cost $14.70 Unrealized —

— RAIT FINANCIAL TRUST 0.1%

Value ($000) $141 Shares 16,666 Est. Cost $7.50 Unrealized —

— GASTAR EXPL INC NEW 0.1%

Value ($000) $131 Shares 24,000 Est. Cost $5.46 Unrealized —

— DREYFUS STRATEGIC MUNICIPALS INC 0.1%

Value ($000) $113 Shares 13,900 Est. Cost $8.60 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	SPDR SERIES TRUST	1,661,059	$68,621	31.2%	$39.84	—	BRC HGH YLD BD	78464A417
HYG	ISHARES	725,015	$68,434	31.1%	$91.67	—	IBOXX HI YD ETF	464288513
HYMB	SPDR SERIES TRUST	299,167	$16,353	7.4%	$54.66	—	NUV HGHYLD MUN	78464A284
CWB	SPDR SERIES TRUST	334,988	$16,211	7.4%	$42.68	—	BRC CNV SECS ETF	78464A359
—	MARKET VECTORS ETF TR HG YLD MUN	546,869	$16,160	7.3%	$29.55	—	ETF	57060U878
HYS	PIMCO ETF TR	95,370	$10,168	4.6%	$105.76	—	0-5 HIGH YIELD	72201R783
SJNK	SPDR SER TR	215,988	$6,685	3.0%	$30.67	—	SHT TRM HGH YLD	78468R408
GLPI	GAMING and LEISURE PPTYS INC	134,333	$4,898	2.2%	$46.06	—	COM	36467J108
—	CAPE BANCORP INC	133,026	$1,463	0.7%	$9.50	—	COM	139209100
PENN	PENN NATL GAMING INC	100,444	$1,237	0.6%	$12.62	-2.2%	COM	707569109
VEU	VANGUARD INTL EQUITY INDEX F	20,437	$1,028	0.5%	$50.74	—	ALLWRLD EX US	922042775
—	PIMCO HIGH INCOME FD	70,000	$879	0.4%	$11.71	—	COM SHS	722014107
VT	VANGUARD INTL EQUITY INDEX F	10,746	$641	0.3%	$59.37	—	TT WRLD ST ETF	922042742
—	ENVESTNET INC	15,000	$603	0.3%	$40.20	—	COM	29404K106
CVX	CHEVRON CORP NEW	4,623	$550	0.2%	$71.30	-1.3%	COM	166764100
XLU	SELECT SECTOR SPDR TR	12,715	$527	0.2%	$41.45	—	SBI INT-UTILS	81369Y886
XLB	SELECT SECTOR SPDR TR	11,118	$526	0.2%	$47.31	—	SBI MATERIALS	81369Y100
XLF	SELECT SECTOR SPDR TR	23,479	$525	0.2%	$22.36	—	SBI INT-FINL	81369Y605
XLP	SELECT SECTOR SPDR TR	12,185	$525	0.2%	$43.09	—	SBI CONS STPLS	81369Y308
XLI	SELECT SECTOR SPDR TR	10,034	$525	0.2%	$52.32	—	SBI INT-INDS	81369Y704
XLY	SELECT SECTOR SPDR TR	8,083	$523	0.2%	$64.70	—	SBI CONS DISCR	81369Y407
XLK	SELECT SECTOR SPDR TR	14,380	$523	0.2%	$36.37	—	TECHNOLOGY	81369Y803
XLE	SELECT SECTOR SPDR TR	5,874	$523	0.2%	$89.04	—	SBI INT-ENERGY	81369Y506
—	ANNALY CAP MGMT INC	30,000	$329	0.1%	$12.57	—	COM	035710409
XOM	EXXON MOBIL CORP	3,264	$319	0.1%	$53.69	+8.2%	COM	30231G102
—	GENERAL ELECTRIC CO	10,206	$264	0.1%	$23.19	—	COM	369604103
PFE	PFIZER INC	7,312	$235	0.1%	$16.46	+10.6%	COM	717081103
GLD	SPDR GOLD TRUST	1,905	$235	0.1%	$119.32	—	GOLD SHS	78463V107
XPMAX	PIONEER MUN HIGH INCOME ADV	12,963	$189	0.1%	$14.70	—	COM	723762100
—	RAIT FINANCIAL TRUST	16,666	$141	0.1%	$7.50	—	COM NEW	749227609
—	GASTAR EXPL INC NEW	24,000	$131	0.1%	$5.46	—	COM ADDED	36729W202
—	DREYFUS STRATEGIC MUNICIPALS INC	13,900	$113	0.1%	$8.60	—	COM	261932107