ALETHEA CAPITAL MANAGEMENT, LLC Quant / Systematic

CIK: 0001549408 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Feb 15, 2024

Total Value ($000): $86,674 (100.0% shares, 0.0% debt)

Holdings (35)

AXSM AXSOME THERAPEUTICS INC 69.1%

Value ($000) $59,855 Shares 752,044 Est. Cost $11.04 Unrealized +505.6%

RNAM AVIDITY BIOSCIENCES INC 8.9%

Value ($000) $7,735 Shares 854,651 Est. Cost $28.96 Unrealized -76.9%

KURA KURA ONCOLOGY INC 5.8%

Value ($000) $5,039 Shares 350,445 Est. Cost $14.62 Unrealized -32.8%

TLT ISHARES TR 2.7%

Value ($000) $2,302 Shares 23,278 Est. Cost $147.26 Unrealized —

VBK VANGUARD INDEX FDS 2.1%

Value ($000) $1,843 Shares 7,625 Est. Cost $241.77 Unrealized —

— CIDARA THERAPEUTICS INC 1.5%

Value ($000) $1,292 Shares 1,627,670 Est. Cost $2.63 Unrealized —

HON HONEYWELL INTL INC 0.5%

Value ($000) $391 Shares 1,863 Est. Cost $120.19 Unrealized +43.4%

BAC BANK AMERICA CORP 0.4%

Value ($000) $357 Shares 10,617 Est. Cost $19.62 Unrealized +40.7%

AAPL APPLE INC 0.4%

Value ($000) $356 Shares 1,851 Est. Cost $87.14 Unrealized +109.8%

GOOG ALPHABET INC 0.4%

Value ($000) $354 Shares 2,515 Est. Cost $108.80 Unrealized +23.8%

INTC INTEL CORP 0.4%

Value ($000) $352 Shares 7,000 Est. Cost $48.13 Unrealized -16.8%

WM WASTE MGMT INC DEL 0.4%

Value ($000) $349 Shares 1,950 Est. Cost $109.93 Unrealized +47.8%

MSFT MICROSOFT CORP 0.4%

Value ($000) $348 Shares 925 Est. Cost $46.85 Unrealized +647.9%

ITW ILLINOIS TOOL WKS INC 0.4%

Value ($000) $347 Shares 1,325 Est. Cost $134.84 Unrealized +68.6%

HD HOME DEPOT INC 0.4%

Value ($000) $347 Shares 1,000 Est. Cost $237.16 Unrealized +23.8%

— BLACKROCK INC 0.4%

Value ($000) $345 Shares 425 Est. Cost $392.86 Unrealized —

HEDJ WISDOMTREE TR 0.4%

Value ($000) $344 Shares 8,020 Est. Cost $45.38 Unrealized —

JPM JPMORGAN CHASE & CO 0.4%

Value ($000) $340 Shares 2,000 Est. Cost $123.34 Unrealized +17.5%

ETN EATON CORP PLC 0.4%

Value ($000) $325 Shares 1,350 Est. Cost $48.13 Unrealized +347.8%

KO COCA COLA CO 0.4%

Value ($000) $315 Shares 5,350 Est. Cost $44.59 Unrealized +19.4%

CMI CUMMINS INC 0.4%

Value ($000) $311 Shares 1,300 Est. Cost $175.39 Unrealized +23.6%

PEP PEPSICO INC 0.4%

Value ($000) $306 Shares 1,800 Est. Cost $136.94 Unrealized +12.3%

BRK/B BERKSHIRE HATHAWAY INC DEL 0.3%

Value ($000) $303 Shares 850 Est. Cost $209.19 Unrealized +67.8%

PG PROCTER AND GAMBLE CO 0.3%

Value ($000) $293 Shares 2,000 Est. Cost $108.00 Unrealized +30.2%

DUK DUKE ENERGY CORP NEW 0.3%

Value ($000) $291 Shares 3,000 Est. Cost $81.82 Unrealized +2.5%

DOW DOW INC 0.3%

Value ($000) $291 Shares 5,300 Est. Cost $42.76 Unrealized +4.4%

MDT MEDTRONIC PLC 0.3%

Value ($000) $288 Shares 3,500 Est. Cost $82.60 Unrealized -13.5%

KMB KIMBERLY-CLARK CORP 0.3%

Value ($000) $286 Shares 2,350 Est. Cost $109.80 Unrealized +1.3%

MRK MERCK & CO INC 0.3%

Value ($000) $273 Shares 2,500 Est. Cost $86.38 Unrealized +12.1%

CVS CVS HEALTH CORP 0.3%

Value ($000) $261 Shares 3,300 Est. Cost $68.46 Unrealized -4.5%

XOM EXXON MOBIL CORP 0.3%

Value ($000) $260 Shares 2,600 Est. Cost $32.10 Unrealized +204.0%

QCOM QUALCOMM INC 0.3%

Value ($000) $231 Shares 1,600 Est. Cost $118.34 Unrealized 0.0%

— ASSERTIO HOLDINGS INC 0.2%

Value ($000) $143 Shares 133,793 Est. Cost $2.56 Unrealized —

LPRO OPEN LENDING CORP 0.1%

Value ($000) $102 Shares 12,000 Est. Cost $37.71 Unrealized -82.2%

XEVMX EATON VANCE CALIF MUN BD FD 0.1%

Value ($000) $98 Shares 10,658 Est. Cost $11.77 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AXSM	AXSOME THERAPEUTICS INC	752,044	$59,855	69.1%	$11.04	+505.6%	COM	05464T104
RNAM	AVIDITY BIOSCIENCES INC	854,651	$7,735	8.9%	$28.96	-76.9%	COM	05370A108
KURA	KURA ONCOLOGY INC	350,445	$5,039	5.8%	$14.62	-32.8%	COM	50127T109
TLT	ISHARES TR	23,278	$2,302	2.7%	$147.26	—	20 YR TR BD ETF	464287432
VBK	VANGUARD INDEX FDS	7,625	$1,843	2.1%	$241.77	—	SML CP GRW ETF	922908595
—	CIDARA THERAPEUTICS INC	1,627,670	$1,292	1.5%	$2.63	—	COM	171757107
HON	HONEYWELL INTL INC	1,863	$391	0.5%	$120.19	+43.4%	COM	438516106
BAC	BANK AMERICA CORP	10,617	$357	0.4%	$19.62	+40.7%	COM	060505104
AAPL	APPLE INC	1,851	$356	0.4%	$87.14	+109.8%	COM	037833100
GOOG	ALPHABET INC	2,515	$354	0.4%	$108.80	+23.8%	CAP STK CL C	02079K107
INTC	INTEL CORP	7,000	$352	0.4%	$48.13	-16.8%	COM	458140100
WM	WASTE MGMT INC DEL	1,950	$349	0.4%	$109.93	+47.8%	COM	94106L109
MSFT	MICROSOFT CORP	925	$348	0.4%	$46.85	+647.9%	COM	594918104
ITW	ILLINOIS TOOL WKS INC	1,325	$347	0.4%	$134.84	+68.6%	COM	452308109
HD	HOME DEPOT INC	1,000	$347	0.4%	$237.16	+23.8%	COM	437076102
—	BLACKROCK INC	425	$345	0.4%	$392.86	—	COM	09247X101
HEDJ	WISDOMTREE TR	8,020	$344	0.4%	$45.38	—	EUROPE HEDGED EQ	97717X701
JPM	JPMORGAN CHASE & CO	2,000	$340	0.4%	$123.34	+17.5%	COM	46625H100
ETN	EATON CORP PLC	1,350	$325	0.4%	$48.13	+347.8%	SHS	G29183103
KO	COCA COLA CO	5,350	$315	0.4%	$44.59	+19.4%	COM	191216100
CMI	CUMMINS INC	1,300	$311	0.4%	$175.39	+23.6%	COM	231021106
PEP	PEPSICO INC	1,800	$306	0.4%	$136.94	+12.3%	COM	713448108
BRK/B	BERKSHIRE HATHAWAY INC DEL	850	$303	0.3%	$209.19	+67.8%	CL B NEW	084670702
PG	PROCTER AND GAMBLE CO	2,000	$293	0.3%	$108.00	+30.2%	COM	742718109
DUK	DUKE ENERGY CORP NEW	3,000	$291	0.3%	$81.82	+2.5%	COM NEW	26441C204
DOW	DOW INC	5,300	$291	0.3%	$42.76	+4.4%	COM	260557103
MDT	MEDTRONIC PLC	3,500	$288	0.3%	$82.60	-13.5%	SHS	G5960L103
KMB	KIMBERLY-CLARK CORP	2,350	$286	0.3%	$109.80	+1.3%	COM	494368103
MRK	MERCK & CO INC	2,500	$273	0.3%	$86.38	+12.1%	COM	58933Y105
CVS	CVS HEALTH CORP	3,300	$261	0.3%	$68.46	-4.5%	COM	126650100
XOM	EXXON MOBIL CORP	2,600	$260	0.3%	$32.10	+204.0%	COM	30231G102
QCOM	QUALCOMM INC	1,600	$231	0.3%	$118.34	0.0%	COM	747525103
—	ASSERTIO HOLDINGS INC	133,793	$143	0.2%	$2.56	—	COM NEW	04546C205
LPRO	OPEN LENDING CORP	12,000	$102	0.1%	$37.71	-82.2%	COM	68373J104
XEVMX	EATON VANCE CALIF MUN BD FD	10,658	$98	0.1%	$11.77	—	COM	27828A100