Legion Partners Asset Management, LLC Diversified Active

CIK: 0001560207 · Show all filings

Period: Q4 2016 (Next →)

Filing Date: Feb 9, 2017

Total Value ($000): $156,903 (100.0% shares, 0.0% debt)

Holdings (13)

— BOINGO WIRELESS INC 16.5%

Value ($000) $25,835 Shares 2,119,333 Est. Cost $12.19 Unrealized —

BANC BANC OF CALIFORNIA INC 15.4%

Value ($000) $24,217 Shares 1,395,779 Est. Cost $12.40 Unrealized 0.0%

FSTR FOSTER L B CO 11.4%

Value ($000) $17,917 Shares 1,317,413 Est. Cost $12.98 Unrealized 0.0%

— VONAGE HLDGS CORP 10.8%

Value ($000) $16,975 Shares 2,478,170 Est. Cost $6.85 Unrealized —

CHEF CHEFS WHSE INC 10.1%

Value ($000) $15,888 Shares 1,005,546 Est. Cost $13.16 Unrealized 0.0%

RCMT RCM TECHNOLOGIES INC 9.4%

Value ($000) $14,762 Shares 2,321,139 Est. Cost $6.64 Unrealized 0.0%

— BANC OF CALIFORNIA INC CALLS 8.1%

Value ($000) $12,705 Shares 732,300 Est. Cost — Unrealized —

— TERRITORIAL BANCORP INC 6.1%

Value ($000) $9,578 Shares 291,647 Est. Cost $32.84 Unrealized —

— SHORETEL INC 4.2%

Value ($000) $6,583 Shares 920,705 Est. Cost $7.15 Unrealized —

— CIBER INC 3.9%

Value ($000) $6,195 Shares 9,806,107 Est. Cost $0.63 Unrealized —

— 1347 PPTY INS HLDGS INC 2.5%

Value ($000) $3,939 Shares 505,000 Est. Cost $7.80 Unrealized —

— KEY TECHNOLOGY INC 0.9%

Value ($000) $1,358 Shares 116,448 Est. Cost $11.66 Unrealized —

— USA TECHNOLOGIES INC 0.6%

Value ($000) $951 Shares 44,250 Est. Cost $21.49 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	BOINGO WIRELESS INC	2,119,333	$25,835	16.5%	$12.19	—	COM	09739C102
BANC	BANC OF CALIFORNIA INC	1,395,779	$24,217	15.4%	$12.40	0.0%	COM	05990K106
FSTR	FOSTER L B CO	1,317,413	$17,917	11.4%	$12.98	0.0%	COM	350060109
—	VONAGE HLDGS CORP	2,478,170	$16,975	10.8%	$6.85	—	COM	92886T201
CHEF	CHEFS WHSE INC	1,005,546	$15,888	10.1%	$13.16	0.0%	COM	163086101
RCMT	RCM TECHNOLOGIES INC	2,321,139	$14,762	9.4%	$6.64	0.0%	COM NEW	749360400
—	BANC OF CALIFORNIA INC CALLS	732,300	$12,705	8.1%	—	—	Call	05990K906
—	TERRITORIAL BANCORP INC	291,647	$9,578	6.1%	$32.84	—	COM	88145X108
—	SHORETEL INC	920,705	$6,583	4.2%	$7.15	—	COM	825211105
—	CIBER INC	9,806,107	$6,195	3.9%	$0.63	—	COM	17163B102
—	1347 PPTY INS HLDGS INC	505,000	$3,939	2.5%	$7.80	—	COM	68244P107
—	KEY TECHNOLOGY INC	116,448	$1,358	0.9%	$11.66	—	COM	493143101
—	USA TECHNOLOGIES INC	44,250	$951	0.6%	$21.49	—	CONV PFD SER A	90328S203