Legion Partners Asset Management, LLC Diversified Active

CIK: 0001560207 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 15, 2017

Total Value ($000): $182,688 (100.0% shares, 0.0% debt)

Holdings (13)

BANC BANC OF CALIFORNIA INC 31.9%

Value ($000) $58,220 Shares 2,812,579 Est. Cost $13.79 Unrealized +9.9%

— BOINGO WIRELESS INC 15.1%

Value ($000) $27,530 Shares 2,119,333 Est. Cost $12.19 Unrealized —

FSTR FOSTER L B CO 10.4%

Value ($000) $18,909 Shares 1,512,726 Est. Cost $13.08 Unrealized +5.5%

— VONAGE HLDGS CORP 8.6%

Value ($000) $15,662 Shares 2,478,170 Est. Cost $6.85 Unrealized —

CHEF CHEFS WHSE INC 8.1%

Value ($000) $14,824 Shares 1,066,463 Est. Cost $13.28 Unrealized +14.7%

RCMT RCM TECHNOLOGIES INC 6.0%

Value ($000) $11,049 Shares 2,321,139 Est. Cost $6.64 Unrealized -14.5%

— BANC OF CALIFORNIA INC 5.2%

Value ($000) $9,520 Shares 459,900 Est. Cost — Unrealized —

— TERRITORIAL BANCORP INC 5.0%

Value ($000) $9,091 Shares 291,647 Est. Cost $32.84 Unrealized —

— CHEFS WHSE INC 3.7%

Value ($000) $6,850 Shares 492,800 Est. Cost — Unrealized —

— SHORETEL INC 2.8%

Value ($000) $5,043 Shares 820,005 Est. Cost $7.15 Unrealized —

— CIBER INC 2.7%

Value ($000) $4,894 Shares 12,234,812 Est. Cost $0.59 Unrealized —

— USA TECHNOLOGIES INC 0.5%

Value ($000) $939 Shares 44,250 Est. Cost $21.49 Unrealized —

— TRECORA RES 0.1%

Value ($000) $157 Shares 14,100 Est. Cost $11.13 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BANC	BANC OF CALIFORNIA INC	2,812,579	$58,220	31.9%	$13.79	+9.9%	COM	05990K106
—	BOINGO WIRELESS INC	2,119,333	$27,530	15.1%	$12.19	—	COM	09739C102
FSTR	FOSTER L B CO	1,512,726	$18,909	10.4%	$13.08	+5.5%	COM	350060109
—	VONAGE HLDGS CORP	2,478,170	$15,662	8.6%	$6.85	—	COM	92886T201
CHEF	CHEFS WHSE INC	1,066,463	$14,824	8.1%	$13.28	+14.7%	COM	163086101
RCMT	RCM TECHNOLOGIES INC	2,321,139	$11,049	6.0%	$6.64	-14.5%	COM NEW	749360400
—	BANC OF CALIFORNIA INC	459,900	$9,520	5.2%	—	—	Call	05990K906
—	TERRITORIAL BANCORP INC	291,647	$9,091	5.0%	$32.84	—	COM	88145X108
—	CHEFS WHSE INC	492,800	$6,850	3.7%	—	—	Call	163086901
—	SHORETEL INC	820,005	$5,043	2.8%	$7.15	—	COM	825211105
—	CIBER INC	12,234,812	$4,894	2.7%	$0.59	—	COM	17163B102
—	USA TECHNOLOGIES INC	44,250	$939	0.5%	$21.49	—	CONV PFD SER A	90328S203
—	TRECORA RES	14,100	$157	0.1%	$11.13	—	COM	894648104