Legion Partners Asset Management, LLC Diversified Active

CIK: 0001560207 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 15, 2018

Total Value ($000): $342,669 (100.0% shares, 0.0% debt)

Holdings (13)

BANC BANC OF CALIFORNIA INC 14.1%

Value ($000) $48,199 Shares 2,497,352 Est. Cost $13.90 Unrealized +22.0%

GCO GENESCO INC 12.2%

Value ($000) $41,961 Shares 1,033,534 Est. Cost $29.44 Unrealized +26.0%

CHEF CHEFS WHSE INC 11.2%

Value ($000) $38,516 Shares 1,674,612 Est. Cost $13.86 Unrealized +55.3%

FSTR FOSTER L B CO 10.9%

Value ($000) $37,308 Shares 1,584,223 Est. Cost $13.26 Unrealized +94.8%

EPC EDGEWELL PERS CARE CO 10.8%

Value ($000) $37,144 Shares 760,830 Est. Cost $49.14 Unrealized 0.0%

FN FABRINET 9.5%

Value ($000) $32,521 Shares 1,036,359 Est. Cost $36.65 Unrealized -19.5%

— NEXEO SOLUTIONS INC 7.9%

Value ($000) $27,009 Shares 2,524,247 Est. Cost $9.50 Unrealized —

— VONAGE HLDGS CORP 7.4%

Value ($000) $25,363 Shares 2,381,471 Est. Cost $6.85 Unrealized —

SPSC SPS COMM INC 6.1%

Value ($000) $20,911 Shares 326,371 Est. Cost $28.29 Unrealized 0.0%

— MITEL NETWORKS CORP 5.2%

Value ($000) $17,949 Shares 1,934,147 Est. Cost $9.28 Unrealized —

— PRIMO WTR CORP 2.8%

Value ($000) $9,518 Shares 812,774 Est. Cost $12.35 Unrealized —

— TERRITORIAL BANCORP INC 1.5%

Value ($000) $5,246 Shares 176,863 Est. Cost $32.44 Unrealized —

— USA TECHNOLOGIES INC 0.3%

Value ($000) $1,024 Shares 44,250 Est. Cost $21.49 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BANC	BANC OF CALIFORNIA INC	2,497,352	$48,199	14.1%	$13.90	+22.0%	COM	05990K106
GCO	GENESCO INC	1,033,534	$41,961	12.2%	$29.44	+26.0%	COM	371532102
CHEF	CHEFS WHSE INC	1,674,612	$38,516	11.2%	$13.86	+55.3%	COM	163086101
FSTR	FOSTER L B CO	1,584,223	$37,308	10.9%	$13.26	+94.8%	COM	350060109
EPC	EDGEWELL PERS CARE CO	760,830	$37,144	10.8%	$49.14	0.0%	COM	28035Q102
FN	FABRINET	1,036,359	$32,521	9.5%	$36.65	-19.5%	SHS	G3323L100
—	NEXEO SOLUTIONS INC	2,524,247	$27,009	7.9%	$9.50	—	*W EXP 06/09/202	65342H110
—	VONAGE HLDGS CORP	2,381,471	$25,363	7.4%	$6.85	—	COM	92886T201
SPSC	SPS COMM INC	326,371	$20,911	6.1%	$28.29	0.0%	COM	78463M107
—	MITEL NETWORKS CORP	1,934,147	$17,949	5.2%	$9.28	—	COM	60671Q104
—	PRIMO WTR CORP	812,774	$9,518	2.8%	$12.35	—	COM	74165N105
—	TERRITORIAL BANCORP INC	176,863	$5,246	1.5%	$32.44	—	COM	88145X108
—	USA TECHNOLOGIES INC	44,250	$1,024	0.3%	$21.49	—	CONV PFD SER A	90328S203