Legion Partners Asset Management, LLC Diversified Active

CIK: 0001560207 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 14, 2018

Total Value ($000): $317,798 (100.0% shares, 0.0% debt)

Holdings (16)

BANC BANC OF CALIFORNIA INC 18.8%

Value ($000) $59,858 Shares 2,898,680 Est. Cost $13.90 Unrealized +24.8%

FSTR FOSTER L B CO 13.6%

Value ($000) $43,321 Shares 1,595,621 Est. Cost $13.26 Unrealized +81.6%

CHEF CHEFS WHSE INC 11.0%

Value ($000) $34,937 Shares 1,704,239 Est. Cost $13.86 Unrealized +44.1%

GCO GENESCO INC 8.4%

Value ($000) $26,777 Shares 823,917 Est. Cost $27.49 Unrealized 0.0%

FN FABRINET 8.2%

Value ($000) $26,185 Shares 912,359 Est. Cost $37.62 Unrealized -12.1%

— VONAGE HLDGS CORP 7.7%

Value ($000) $24,573 Shares 2,416,220 Est. Cost $6.85 Unrealized —

— ISHARES TR 7.7%

Value ($000) $24,394 Shares 160,000 Est. Cost — Unrealized —

— NEXEO SOLUTIONS INC 5.4%

Value ($000) $17,181 Shares 1,888,000 Est. Cost $9.10 Unrealized —

— MATTEL INC 4.5%

Value ($000) $14,455 Shares 939,900 Est. Cost — Unrealized —

— ZOES KITCHEN INC 4.3%

Value ($000) $13,738 Shares 821,672 Est. Cost $13.93 Unrealized —

— TERRITORIAL BANCORP INC 4.1%

Value ($000) $13,152 Shares 426,047 Est. Cost $32.44 Unrealized —

— PRIMO WTR CORP 2.4%

Value ($000) $7,576 Shares 602,687 Est. Cost $12.57 Unrealized —

MAT MATTEL INC 1.5%

Value ($000) $4,705 Shares 305,896 Est. Cost $15.85 Unrealized 0.0%

— BROADSOFT INC 1.3%

Value ($000) $3,991 Shares 72,700 Est. Cost — Unrealized —

— FRANCESCAS HLDGS CORP 0.6%

Value ($000) $1,842 Shares 252,042 Est. Cost $7.31 Unrealized —

— USA TECHNOLOGIES INC 0.4%

Value ($000) $1,113 Shares 44,250 Est. Cost $21.49 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
BANC	BANC OF CALIFORNIA INC	2,898,680	$59,858	18.8%	$13.90	+24.8%	COM	05990K106
FSTR	FOSTER L B CO	1,595,621	$43,321	13.6%	$13.26	+81.6%	COM	350060109
CHEF	CHEFS WHSE INC	1,704,239	$34,937	11.0%	$13.86	+44.1%	COM	163086101
GCO	GENESCO INC	823,917	$26,777	8.4%	$27.49	0.0%	COM	371532102
FN	FABRINET	912,359	$26,185	8.2%	$37.62	-12.1%	SHS	G3323L100
—	VONAGE HLDGS CORP	2,416,220	$24,573	7.7%	$6.85	—	COM	92886T201
—	ISHARES TR	160,000	$24,394	7.7%	—	—	Put	464287955
—	NEXEO SOLUTIONS INC	1,888,000	$17,181	5.4%	$9.10	—	*W EXP 06/09/202	65342H110
—	MATTEL INC	939,900	$14,455	4.5%	—	—	Call	577081902
—	ZOES KITCHEN INC	821,672	$13,738	4.3%	$13.93	—	COM	98979J109
—	TERRITORIAL BANCORP INC	426,047	$13,152	4.1%	$32.44	—	COM	88145X108
—	PRIMO WTR CORP	602,687	$7,576	2.4%	$12.57	—	COM	74165N105
MAT	MATTEL INC	305,896	$4,705	1.5%	$15.85	0.0%	COM	577081102
—	BROADSOFT INC	72,700	$3,991	1.3%	—	—	Call	11133B909
—	FRANCESCAS HLDGS CORP	252,042	$1,842	0.6%	$7.31	—	COM	351793104
—	USA TECHNOLOGIES INC	44,250	$1,113	0.4%	$21.49	—	CONV PFD SER A	90328S203