Legion Partners Asset Management, LLC Diversified Active

CIK: 0001560207 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value ($000): $417,776 (100.0% shares, 0.0% debt)

Holdings (16)

— BED BATH & BEYOND INC 20.6%

Value ($000) $85,860 Shares 5,731,629 Est. Cost $13.93 Unrealized —

— VONAGE HLDGS CORP 13.5%

Value ($000) $56,298 Shares 5,503,194 Est. Cost $8.05 Unrealized —

OSPN ONESPAN INC 11.4%

Value ($000) $47,728 Shares 2,277,091 Est. Cost $17.52 Unrealized +36.4%

— SVMK INC 8.2%

Value ($000) $34,129 Shares 1,543,600 Est. Cost $16.67 Unrealized —

— COLONY CAP INC NEW 7.3%

Value ($000) $30,415 Shares 11,141,208 Est. Cost $2.73 Unrealized —

LFCR LANDEC CORP 6.8%

Value ($000) $28,230 Shares 2,904,340 Est. Cost $10.54 Unrealized -9.6%

AN AUTONATION INC 5.7%

Value ($000) $23,819 Shares 450,000 Est. Cost — Unrealized —

NNBR NN INC 4.8%

Value ($000) $20,074 Shares 3,890,382 Est. Cost $11.11 Unrealized -52.5%

— UNIVAR SOLUTIONS USA INC 4.3%

Value ($000) $18,080 Shares 1,071,095 Est. Cost $22.16 Unrealized —

— BED BATH & BEYOND INC 4.1%

Value ($000) $17,227 Shares 1,150,000 Est. Cost $13.93 Unrealized —

KSS KOHLS CORP 4.1%

Value ($000) $17,208 Shares 928,650 Est. Cost $21.16 Unrealized 0.0%

FSTR FOSTER L B CO 3.4%

Value ($000) $14,039 Shares 1,046,101 Est. Cost $13.26 Unrealized +4.7%

— BOINGO WIRELESS INC 2.4%

Value ($000) $10,195 Shares 1,000,000 Est. Cost $10.73 Unrealized —

KSS KOHLS CORP 2.0%

Value ($000) $8,557 Shares 461,800 Est. Cost $21.16 Unrealized 0.0%

— GLOBALSTAR INC 0.8%

Value ($000) $3,463 Shares 11,286,051 Est. Cost $0.42 Unrealized —

— BOINGO WIRELESS INC 0.6%

Value ($000) $2,454 Shares 240,681 Est. Cost $10.73 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	BED BATH & BEYOND INC	5,731,629	$85,860	20.6%	$13.93	—	COM	075896100
—	VONAGE HLDGS CORP	5,503,194	$56,298	13.5%	$8.05	—	COM	92886T201
OSPN	ONESPAN INC	2,277,091	$47,728	11.4%	$17.52	+36.4%	COM	68287N100
—	SVMK INC	1,543,600	$34,129	8.2%	$16.67	—	COM	78489X103
—	COLONY CAP INC NEW	11,141,208	$30,415	7.3%	$2.73	—	CL A COM	19626G108
LFCR	LANDEC CORP	2,904,340	$28,230	6.8%	$10.54	-9.6%	COM	514766104
AN	AUTONATION INC	450,000	$23,819	5.7%	—	—	Call	05329W102
NNBR	NN INC	3,890,382	$20,074	4.8%	$11.11	-52.5%	COM	629337106
—	UNIVAR SOLUTIONS USA INC	1,071,095	$18,080	4.3%	$22.16	—	COM	91336L107
—	BED BATH & BEYOND INC	1,150,000	$17,227	4.1%	$13.93	—	Call	075896100
KSS	KOHLS CORP	928,650	$17,208	4.1%	$21.16	0.0%	COM	500255104
FSTR	FOSTER L B CO	1,046,101	$14,039	3.4%	$13.26	+4.7%	COM	350060109
—	BOINGO WIRELESS INC	1,000,000	$10,195	2.4%	$10.73	—	Call	09739C102
KSS	KOHLS CORP	461,800	$8,557	2.0%	$21.16	0.0%	Call	500255104
—	GLOBALSTAR INC	11,286,051	$3,463	0.8%	$0.42	—	COM	378973408
—	BOINGO WIRELESS INC	240,681	$2,454	0.6%	$10.73	—	COM	09739C102