Legion Partners Asset Management, LLC Diversified Active

CIK: 0001560207 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 16, 2021

Total Value ($000): $384,421 (100.0% shares, 0.0% debt)

Holdings (12)

— VONAGE HLDGS CORP 18.4%

Value ($000) $70,854 Shares 5,503,194 Est. Cost $8.05 Unrealized —

— COLONY CAP INC NEW 14.7%

Value ($000) $56,537 Shares 11,754,090 Est. Cost $2.84 Unrealized —

OSPN ONESPAN INC 12.2%

Value ($000) $47,090 Shares 2,277,091 Est. Cost $17.52 Unrealized +18.8%

KSS KOHLS CORP 10.3%

Value ($000) $39,740 Shares 976,650 Est. Cost $21.55 Unrealized +35.0%

— SVMK INC 10.3%

Value ($000) $39,439 Shares 1,543,600 Est. Cost $16.67 Unrealized —

KSS KOHLS CORP 9.2%

Value ($000) $35,506 Shares 872,600 Est. Cost $21.55 Unrealized +35.0%

LFCR LANDEC CORP 8.2%

Value ($000) $31,512 Shares 2,904,340 Est. Cost $10.54 Unrealized -2.0%

NNBR NN INC 6.6%

Value ($000) $25,551 Shares 3,888,994 Est. Cost $11.11 Unrealized -43.9%

FSTR FOSTER L B CO 4.1%

Value ($000) $15,723 Shares 1,044,701 Est. Cost $13.26 Unrealized +10.6%

— BOINGO WIRELESS INC 4.0%

Value ($000) $15,400 Shares 1,210,681 Est. Cost $12.32 Unrealized —

— GLOBALSTAR INC 1.2%

Value ($000) $4,619 Shares 13,640,924 Est. Cost $0.41 Unrealized —

AN AUTONATION INC 0.6%

Value ($000) $2,450 Shares 35,100 Est. Cost $62.88 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	VONAGE HLDGS CORP	5,503,194	$70,854	18.4%	$8.05	—	COM	92886T201
—	COLONY CAP INC NEW	11,754,090	$56,537	14.7%	$2.84	—	CL A COM	19626G108
OSPN	ONESPAN INC	2,277,091	$47,090	12.2%	$17.52	+18.8%	COM	68287N100
KSS	KOHLS CORP	976,650	$39,740	10.3%	$21.55	+35.0%	COM	500255104
—	SVMK INC	1,543,600	$39,439	10.3%	$16.67	—	COM	78489X103
KSS	KOHLS CORP	872,600	$35,506	9.2%	$21.55	+35.0%	Call	500255104
LFCR	LANDEC CORP	2,904,340	$31,512	8.2%	$10.54	-2.0%	COM	514766104
NNBR	NN INC	3,888,994	$25,551	6.6%	$11.11	-43.9%	COM	629337106
FSTR	FOSTER L B CO	1,044,701	$15,723	4.1%	$13.26	+10.6%	COM	350060109
—	BOINGO WIRELESS INC	1,210,681	$15,400	4.0%	$12.32	—	COM	09739C102
—	GLOBALSTAR INC	13,640,924	$4,619	1.2%	$0.41	—	COM	378973408
AN	AUTONATION INC	35,100	$2,450	0.6%	$62.88	0.0%	COM	05329W102