CIK: 0000860662 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value: $1.272B (85.5% shares, 14.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VST | VISTRA ENERGY CORP | 7,231,972 | $180M | 14.1% | $24.88 * | $13.44 | +46.4% | COM | 92840M102 |
| — | TWENTY FIRST CENTY FOX INC | 1,750,000 | $81.08M | 6.4% | $46.33 | $48.29 | — | CL A | 90130A101 |
| — | LIGAND PHARMACEUTICALS INC | 22,500,000 | $79.31M | 6.2% | $3.52 | $2.08 | — | NOTE 0.750% 8/1 | 53220KAD0 |
| — | EXPRESS SCRIPTS HLDG CO | 525,000 | $49.88M | 3.9% | $95.01 | $95.01 | — | COM | 30219G108 |
| — | NORTHERN OIL & GAS INC NEV | 12,405,169 | $49.62M | 3.9% | $4.00 | $3.15 | — | COM | 665531109 |
| — | AETNA INC NEW | 225,000 | $45.64M | 3.6% | $202.85 | $178.07 | — | COM | 00817Y108 |
| ET | ENERGY TRANSFER EQUITY L P | 2,500,000 | $43.58M | 3.4% | $17.43 | $17.25 | — | COM UT LTD PTN | 29273V100 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 3,000,000 | $29.73M | 2.3% | $9.91 | $10.03 | — | CL A | G8250R103 |
| — | FGL HLDGS | 3,127,212 | $27.99M | 2.2% | $8.95 | $10.15 | — | *W EXP 11/30/202 | G3402M110 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 2,474,077 | $25.06M | 2.0% | $10.13 | $0.28 | — | *W EXP 99/99/999 | G0726L117 |
| — | MICRO FOCUS INTERNATIONAL PL | 1,350,000 | $24.95M | 2.0% | $18.48 | $18.48 | — | SPON ADR NEW | 594837304 |
| — | CLEAR CHANNEL OUTDOOR HLDGS | 3,728,114 | $22.18M | 1.7% | $5.95 | $4.66 | — | CL A | 18451C109 |
| — | BBX CAP CORP NEW | 2,899,653 | $21.52M | 1.7% | $7.42 | $7.37 | — | CL A | 05491N104 |
| — | TESARO INC | 16,000,000 | $21.28M | 1.7% | $1.33 | $2.85 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | FAR PT ACQUISITION CORP | 2,000,000 | $20.56M | 1.6% | $10.28 | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| — | MERCADOLIBRE INC | 7,532,000 | $20.31M | 1.6% | $2.70 | $1.75 | — | NOTE 2.250% 7/0 | 58733RAB8 |
| — | FEDERAL STR ACQUISITION CORP | 2,000,000 | $20.22M | 1.6% | $10.11 | $9.77 | — | CL A | 31421V107 |
| BKNG | BOOKING HLDGS INC | 10,150 | $20.14M | 1.6% | $1984.04 * | $1942.67 | -0.3% | COM | 09857L108 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 2,000,000 | $19.52M | 1.5% | $9.76 | $9.76 | — | COM CL A | G74760102 |
| — | GS ACQUISITION HLDGS CORP | 1,700,000 | $17.63M | 1.4% | $10.37 | $10.22 | — | UNIT 06/12/2023 | 36255F201 |
| — | FALCON MINERALS CORP | 1,598,242 | $17.58M | 1.4% | $11.00 | $11.00 | — | CL A COM | 30607B109 |
| — | CAPITOL INVT CORP IV | 1,715,000 | $17M | 1.3% | $9.91 | $9.91 | — | UNIT 99/99/9999 | G18920119 |
| — | KAYNE ANDERSON ACQUISITION | 1,550,000 | $15.75M | 1.2% | $10.16 | $9.74 | — | COM CL A | 48661U102 |
| STNL | SENTINEL ENERGY SVCS INC | 1,598,997 | $15.7M | 1.2% | $9.82 | $9.85 | — | COM CL A | G8062D102 |
| — | TIMKENSTEEL CORP | 11,000,000 | $15.63M | 1.2% | $1.42 | $1.20 | — | NOTE 6.000% 6/0 | 887399AA1 |
| — | FALCON MINERALS CORP | 1,400,000 | $15.4M | 1.2% | $11.00 | $11.00 | — | *W EXP 07/21/202 | 30607B208 |
| — | VANTAGE ENERGY ACQUISITION | 1,500,000 | $14.97M | 1.2% | $9.98 | $9.75 | — | COM CL A | 92211L105 |
| — | WHITING PETE CORP NEW | 15,000,000 | $14.39M | 1.1% | $0.96 | $0.95 | — | NOTE 1.250% 4/0 | 966387AL6 |
| — | DISH NETWORK CORP | 15,000,000 | $14.31M | 1.1% | $0.95 | $0.95 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,350,000 | $13.69M | 1.1% | $10.14 | $9.95 | — | CL A | G4182A102 |
| — | SPARTAN ENERGY ACQUISITON CO | 1,200,000 | $12.18M | 1.0% | $10.15 | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| IMXI | INTERNATIONAL MNY EXPRESS IN | 1,000,000 | $12.02M | 0.9% | $12.02 * | $10.10 | 0.0% | COM | 46005L101 |
| — | HAYMAKER ACQUISITION CORP | 1,200,000 | $11.71M | 0.9% | $9.76 | $9.56 | — | COM CLASS A | 420870107 |
| CMLS | CUMULUS MEDIA INC | 678,946 | $11.56M | 0.9% | $17.02 * | $18.20 | 0.0% | COM CL A | 231082801 |
| — | GTY TECHNOLOGY HOLDINGS INC | 1,133,332 | $11.49M | 0.9% | $10.14 | $9.95 | — | *W EXP 10/25/202 | G4182A128 |
| — | CHURCHILL CAP CORP | 1,000,000 | $10.13M | 0.8% | $10.13 | $10.13 | — | UNIT 99/99/9999 | 17142R202 |
| — | FEDERAL STR ACQUISITION CORP | 1,000,000 | $10.11M | 0.8% | $10.11 | $9.77 | — | *W EXP 07/24/202 | 31421V115 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 1,000,000 | $9.91M | 0.8% | $9.91 | $10.03 | — | *W EXP 09/14/202 | G8250R129 |
| — | TPG PACE HLDGS CORP | 949,998 | $9.566M | 0.8% | $10.07 | $9.93 | — | CL A | G89827128 |
| — | MATLIN & PARTNERS ACQUISITIO | 800,000 | $8.008M | 0.6% | $10.01 | $9.65 | — | CL A | 57682V106 |
| — | MATLIN & PARTNERS ACQUISITIO | 800,000 | $8.008M | 0.6% | $10.01 | $9.65 | — | *W EXP 05/28/202 | 57682V114 |
| — | LEO HOLDINGS CORP | 800,000 | $7.8M | 0.6% | $9.75 | $9.68 | — | COM CL A | G5463L105 |
| — | NEBULA ACQUISITION CORP | 799,998 | $7.792M | 0.6% | $9.74 | $9.65 | — | COM CLASS A | 629076100 |
| — | GORES HLDGS II INC | 733,332 | $7.788M | 0.6% | $10.62 | $10.00 | — | *W EXP 01/13/202 | 382867117 |
| — | AG MTG INVT TR INC | 400,000 | $7.272M | 0.6% | $18.18 | $18.81 | — | COM | 001228105 |
| — | ALTA MESA RES INC | 1,630,633 | $6.816M | 0.5% | $4.18 | $8.00 | — | *W EXP 03/28/202 | 02133L117 |
| — | REGALWOOD GLOBAL ENERGY LTD | 666,665 | $6.507M | 0.5% | $9.76 | $9.76 | — | *W EXP 12/05/202 | G74760128 |
| — | HENNESSY CAP ACQUSTON CORP I | 629,500 | $6.415M | 0.5% | $10.19 | $9.86 | — | *W EXP 06/15/202 | 42588L113 |
| — | SABAN CAP ACQUISITION CORP | 600,000 | $6.078M | 0.5% | $10.13 | $10.00 | — | *W EXP 09/21/202 | 78516C114 |
| — | NOVAVAX INC | 10,000,000 | $6.075M | 0.5% | $0.61 | $0.46 | — | NOTE 3.750% 2/0 | 670002AB0 |
| — | INTERNATIONAL MNY EXPRESS IN | 500,000 | $6.01M | 0.5% | $12.02 | $12.02 | — | *W EXP 01/19/202 | 46005L119 |
| — | HAYMAKER ACQUISITION CORP | 600,000 | $5.856M | 0.5% | $9.76 | $9.59 | — | *W EXP 10/27/202 | 420870115 |
| — | DFB HEALTHCARE ACQUISTION CO | 600,000 | $5.832M | 0.5% | $9.72 | $9.62 | — | COM | 23291E109 |
| — | CAPITOL INVT CORP IV | 571,666 | $5.665M | 0.4% | $9.91 | $9.67 | — | *W EXP 01/01/202 | G18920127 |
| — | SENTINEL ENERGY SVCS INC | 532,999 | $5.234M | 0.4% | $9.82 | $9.85 | — | *W EXP 11/02/202 | G8062D110 |
| — | AEGEAN MARINE PETE NETWORK I | 9,000,000 | $5.22M | 0.4% | $0.58 | $0.62 | — | NOTE 4.250%12/1 | 00773VAB2 |
| — | KAYNE ANDERSON ACQUISITION | 500,000 | $5.08M | 0.4% | $10.16 | $9.74 | — | *W EXP 06/30/202 | 48661U110 |
| — | SABAN CAP ACQUISITION CORP | 500,000 | $5.065M | 0.4% | $10.13 | $10.00 | — | COM CL A | 78516C106 |
| — | VANTAGE ENERGY ACQUISITION | 500,000 | $4.99M | 0.4% | $9.98 | $9.75 | — | *W EXP 04/12/202 | 92211L113 |
| — | WEATHERFORD INTL LTD | 5,000,000 | $4.709M | 0.4% | $0.94 | $0.90 | — | NOTE 5.875% 7/0 | 947075AH0 |
| TH | PLATINUM EAGLE ACQUISITIN CO | 450,000 | $4.419M | 0.3% | $9.82 | $9.72 | — | SHS CL A | G7126L100 |
| — | GORES HOLDINGS III INC | 400,000 | $4.084M | 0.3% | $10.21 | $10.21 | — | UNIT 09/07/2024 | 38286G208 |
| — | LEO HOLDINGS CORP | 400,000 | $3.9M | 0.3% | $9.75 | $9.68 | — | *W EXP 02/07/202 | G5463L113 |
| — | MOSAIC ACQUISITION CORP | 399,999 | $3.9M | 0.3% | $9.75 | $9.68 | — | SHS CL A | G62848109 |
| — | NEW FRONTIER CORP | 400,000 | $3.848M | 0.3% | $9.62 | $9.62 | — | COM CL A | G6485P108 |
| — | ALEXANDRIA REAL ESTATE EQ IN | 100,000 | $3.47M | 0.3% | $34.70 | $35.63 | — | PFD CONV SER D | 015271505 |
| — | PDC ENERGY INC | 70,000 | $3.427M | 0.3% | $48.96 | — | — | Put | 69327R101 |
| — | C&J ENERGY SVCS INC NEW | 160,000 | $3.328M | 0.3% | $20.80 | $23.25 | — | COM | 12674R100 |
| — | TPG PACE HLDGS CORP | 316,666 | $3.189M | 0.3% | $10.07 | $9.93 | — | *W EXP 06/27/202 | G89827110 |
| — | TRINITY MERGER CORP | 300,000 | $2.949M | 0.2% | $9.83 | $9.77 | — | *W EXP 05/11/202 | 89653L114 |
| — | TRINITY MERGER CORP | 300,000 | $2.949M | 0.2% | $9.83 | $9.77 | — | COM CL A | 89653L106 |
| — | PROTALIX BIOTHERAPEUTICS INC | 2,879,000 | $2.735M | 0.2% | $0.95 | $0.90 | — | NOTE 7.500%11/1 | 74365AAD3 |
| — | NEBULA ACQUISITION CORP | 266,666 | $2.597M | 0.2% | $9.74 | $9.65 | — | *W EXP 03/12/202 | 629076118 |
| — | AMC ENTMT HLDGS INC | 100,000 | $2.05M | 0.2% | $20.50 | — | — | Call | 00165C104 |
| — | HALCON RES CORP | 450,000 | $2.012M | 0.2% | $4.47 | $4.73 | — | COM PAR NEW | 40537Q605 |
| — | DFB HEALTHCARE ACQUISTION CO | 200,000 | $1.944M | 0.2% | $9.72 | $9.62 | — | *W EXP 04/11/202 | 23291E117 |
| — | NEW FRONTIER CORP | 200,000 | $1.924M | 0.2% | $9.62 | $9.62 | — | *W EXP 99/99/999 | G6485P124 |
| — | VECTOIQ ACQUISITION CORP | 200,000 | $1.914M | 0.2% | $9.57 | $9.58 | — | COM | 92243N103 |
| — | VECTOIQ ACQUISITION CORP | 200,000 | $1.914M | 0.2% | $9.57 | $9.58 | — | *W EXP 05/11/202 | 92243N111 |
| — | ALTA MESA RES INC | 448,575 | $1.875M | 0.1% | $4.18 | $8.00 | — | CL A | 02133L109 |
| SMPL | SIMPLY GOOD FOODS CO | 88,900 | $1.729M | 0.1% | $19.45 * | $17.39 | 0.0% | COM | 82900L102 |
| — | PLATINUM EAGLE ACQUISITIN CO | 149,999 | $1.473M | 0.1% | $9.82 | $9.72 | — | *W EXP 01/17/202 | G7126L118 |
| — | SRC ENERGY INC | 150,000 | $1.334M | 0.1% | $8.89 | $8.89 | — | COM | 78470V108 |
| — | MOSAIC ACQUISITION CORP | 133,333 | $1.3M | 0.1% | $9.75 | $9.68 | — | *W EXP 10/23/202 | G62848125 |
| — | CIMAREX ENERGY CO | 12,500 | $1.162M | 0.1% | $92.96 | $92.96 | — | COM | 171798101 |
| — | CENTENNIAL RESOURCE DEV INC | 30,000 | $656K | 0.1% | $21.87 | $18.07 | — | CL A | 15136A102 |
| — | CINEDIGM CORP | 137,757 | $160K | 0.0% | $1.16 | $1.21 | — | COM NEW | 172406209 |