CIK: 0001317904 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 15, 2021
Total Value ($000): $616,462 (66.0% shares, 34.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | 51JOB INC | 1,557,352 | $108,283 | 17.6% | $76.23 | — | SPONSORED ADS | 316827104 |
| — | IQIYI INC | 92,853,000 | $81,620 | 13.2% | $0.89 | — | NOTE 2.000% 4/0 | 46267XAD0 |
| — | SEA LTD | 20,965,000 | $74,417 | 12.1% | $3.24 | — | NOTE 2.375%12/0 | 81141RAF7 |
| — | NEW FRONTIER HEALTH CORP | 5,421,271 | $60,881 | 9.9% | $10.90 | — | ORD SHS | G6461G106 |
| BIDU | BAIDU INC | 388,805 | $59,779 | 9.7% | $151.20 | — | SPON ADR REP A | 056752108 |
| STRS | STRATUS PPTYS INC | 1,128,246 | $36,375 | 5.9% | $20.37 | +44.4% | COM NEW | 863167201 |
| KO | COCA COLA CO | 499,600 | $26,214 | 4.3% | $43.39 | +12.5% | COM | 191216100 |
| — | SEA LTD | 20,000,000 | $20,240 | 3.3% | $1.01 | — | NOTE 0.250% 9/1 | 81141RAG5 |
| — | JOYY INC | 20,000,000 | $18,500 | 3.0% | $0.99 | — | NOTE 1.375% 6/1 | 98426TAF3 |
| FTCHQ | FARFETCH LTD | 466,017 | $17,466 | 2.8% | $58.63 | -24.4% | ORD SH CL A | 30744W107 |
| BABA | ALIBABA GROUP HLDG LTD | 80,000 | $11,844 | 1.9% | $148.05 | — | SPONSORED ADS | 01609W102 |
| CORBF | GLOBAL CORD BLOOD CORPORATIO | 2,504,934 | $11,698 | 1.9% | $4.91 | -0.1% | SHS | G39342103 |
| — | GDS HLDGS LTD | 5,578,000 | $7,274 | 1.2% | $1.30 | — | NOTE 2.000% 6/0 | 36165LAB4 |
| JD | JD.COM INC | 100,100 | $7,231 | 1.2% | $78.14 | — | SPON ADR CL A | 47215P106 |
| CMPS | COMPASS PATHWAYS PLC | 157,911 | $4,717 | 0.8% | $38.15 | — | SPONSORED ADS | 20451W101 |
| — | HOLLYSYS AUTOMATION TCHNGY L | 220,135 | $4,555 | 0.7% | $14.76 | — | SHS | G45667105 |
| EWCZ | EUROPEAN WAX CTR INC | 152,003 | $4,258 | 0.7% | $22.36 | 0.0% | CLASS A COM | 29882P106 |
| — | ICLICK INTERACTIVE ASIA GROU | 716,189 | $3,961 | 0.6% | $5.53 | — | SPONSORED ADR | 45113Y104 |
| — | BAOZUN INC | 4,000,000 | $3,680 | 0.6% | $0.94 | — | NOTE 1.625% 5/0 | 06684LAB9 |
| — | TWITTER INC | 58,000 | $3,503 | 0.6% | $51.07 | — | COM | 90184L102 |
| MLCO | MELCO RESORTS AND ENTMNT LTD | 293,687 | $3,007 | 0.5% | $14.39 | — | ADR | 585464100 |
| — | FIELD TRIP HEALTH LTD | 605,700 | $2,761 | 0.4% | $4.56 | — | COM | 31656R102 |
| BILI | BILIBILI INC | 41,137 | $2,722 | 0.4% | $80.14 | — | SPONS ADS REP Z | 090040106 |
| SE | SEA LTD | 8,500 | $2,709 | 0.4% | $250.33 | — | SPONSORD ADS | 81141R100 |
| — | KHOSLA VENTURES ACQUSTN CO I | 250,000 | $2,545 | 0.4% | $10.09 | — | COM CL A | 482505104 |
| — | KHOSLA VENTURES ACQUT CO III | 250,000 | $2,450 | 0.4% | $9.99 | — | COM CL A | 482506102 |
| GHG | GREENTREE HOSPITALITY GROUP | 291,129 | $2,376 | 0.4% | $8.16 | — | SPONSORED ADS | 39579V100 |
| AMAT | APPLIED MATLS INC | 18,450 | $2,375 | 0.4% | $129.66 | +0.7% | COM | 038222105 |
| — | BEST INC | 4,000,000 | $2,147 | 0.3% | $0.68 | — | NOTE 1.750%10/0 | 08653CAB2 |
| TME | TENCENT MUSIC ENTMT GROUP | 290,000 | $2,103 | 0.3% | $8.16 | — | SPON ADS | 88034P109 |
| — | VECTOIQ ACQUISITION CORP II | 183,219 | $1,779 | 0.3% | $9.71 | — | COM CL A | 92244F109 |
| KC | KINGSOFT CLOUD HLDGS LTD | 50,000 | $1,416 | 0.2% | $28.32 | — | ADS | 49639K101 |
| VIPS | VIPSHOP HOLDINGS LIMITED | 112,847 | $1,257 | 0.2% | $29.86 | — | SPONSORED ADS A | 92763W103 |
| SONY | SONY GROUP CORPORATION | 10,000 | $1,106 | 0.2% | $81.94 | — | SPONSORED ADR | 835699307 |
| — | TARENA INTL INC | 732,560 | $1,011 | 0.2% | $2.79 | — | SPONSORED ADS | 876108101 |
| — | BREEZE HOLDINGS ACQUISITN CO | 100,000 | $1,009 | 0.2% | — | — | Call | 106762107 |
| — | BETTER WORLD ACQUISITION COR | 100,000 | $1,008 | 0.2% | — | — | Call | 08772B104 |
| — | HH&L ACQUISITION CO | 100,000 | $993 | 0.2% | $10.10 | — | UNIT 99/99/9999 | G39714111 |
| — | ARTISAN ACQUISITION CORP | 100,000 | $992 | 0.2% | $9.92 | — | CLASS A ORD SHS | G0509L102 |
| — | ALTITUDE ACQUISITION CORP | 100,000 | $984 | 0.2% | — | — | Call | 02156Y103 |
| DLTR | DOLLAR TREE INC | 100,000 | $971 | 0.2% | — | — | Call | 256746108 |
| — | GOBI ACQUISITION CORP | 100,000 | $965 | 0.2% | $9.85 | — | CLASS A ORD SHS | G4022Y104 |
| INTC | INTEL CORP | 16,391 | $873 | 0.1% | $54.09 | -7.9% | COM | 458140100 |
| SFIX | STITCH FIX INC | 20,000 | $799 | 0.1% | $51.20 | -8.7% | COM CL A | 860897107 |
| ELMSQ | ELECTRIC LAST MILE SOLUTNS I | 100,437 | $742 | 0.1% | $10.00 | -14.4% | CLASS A COM | 28489L104 |
| — | DUDDELL STREET ACQUISITN COR | 75,000 | $734 | 0.1% | $1.47 | — | *W EXP 99/99/999 | G28553116 |
| SBIIW | SANDBRIDGE X2 CORP | 74,025 | $719 | 0.1% | $9.71 | — | *W EXP 03/11/202 | 799792114 |
| — | BLACK SPADE ACQUISITION CO | 71,573 | $710 | 0.1% | $9.92 | — | UNIT 99/99/9999 | G11537126 |
| — | YATSEN HLDG LTD | 175,000 | $667 | 0.1% | $12.27 | — | ADS | 985194109 |
| PW | POWER REIT | 12,346 | $617 | 0.1% | $49.98 | — | COM | 73933H101 |
| FXI | ISHARES TR | 15,000 | $584 | 0.1% | — | — | Put | 464287184 |
| — | EQUITY DISTR ACQUISITION COR | 45,087 | $443 | 0.1% | $9.87 | — | COM CL A | 29465E106 |
| IWM | ISHARES TR | 2,000 | $438 | 0.1% | — | — | Put | 464287655 |
| MNSO | MINISO GROUP HLDG LTD | 21,399 | $326 | 0.1% | $15.23 | — | SPONSORED ADS | 66981J102 |
| CAN | CANAAN INC | 50,000 | $306 | 0.0% | $6.12 | — | SPONSORED ADS | 134748102 |
| BABA | ALIBABA GROUP HLDG LTD | 2,000 | $296 | 0.0% | $148.05 | — | Call | 01609W102 |
| BKNG | BOOKING HOLDINGS INC | 106 | $252 | 0.0% | $2185.19 | +1.0% | COM | 09857L108 |
| — | MALACCA STRAITS ACQUISITION | 25,000 | $249 | 0.0% | $9.92 | — | COM CL A | G5859B117 |
| — | MISSION ADVANCEMENT CORP | 25,000 | $248 | 0.0% | $9.96 | — | UNIT 99/99/9999 | 60501L200 |
| KWEB | KRANESHARES TR | 5,000 | $237 | 0.0% | — | — | Put | 500767306 |
| VNET | 21VIANET GROUP INC | 13,000 | $225 | 0.0% | $32.29 | — | SPONSORED ADS A | 90138A103 |
| EWJ | ISHARES INC | 3,000 | $211 | 0.0% | — | — | Put | 46434G822 |
| HTT | QUDIAN INC | 127,835 | $187 | 0.0% | $1.46 | — | ADR | 747798106 |
| TMC | TMC THE METALS COMPANY INC | 37,700 | $172 | 0.0% | — | — | Call | 87261Y106 |
| NTES | NETEASE INC | 2,000 | $171 | 0.0% | $86.00 | — | Put | 64110W102 |
| EWH | ISHARES INC | 7,000 | $168 | 0.0% | $26.73 | — | Put | 464286871 |
| — | PRIMAVERA CAPITAL ACQUIST CO | 16,548 | $161 | 0.0% | $9.77 | — | SHS CL A | G7255E109 |
| KO | COCA COLA CO | 3,000 | $157 | 0.0% | $43.39 | +12.5% | Call | 191216100 |
| BIDU | BAIDU INC | 1,000 | $154 | 0.0% | $151.20 | — | Call | 056752108 |
| — | DUNE ACQUISITION CORP | 14,722 | $146 | 0.0% | $9.78 | — | COM CL A | 265334102 |
| EWW | ISHARES INC - | 2,000 | $141 | 0.0% | — | — | Put | 464286822 |
| INDA | ISHARES TR | 2,000 | $97 | 0.0% | — | — | Put | 46429B598 |
| NTES | NETEASE INC | 500 | $43 | 0.0% | $86.00 | — | SPONSORED ADS | 64110W102 |
| BZUN | BAOZUN INC | 300 | $5 | 0.0% | $24.44 | — | SPONSORED ADR | 06684L103 |
| — | EQUITY DISTR ACQUISITION COR | 2,601 | $2 | 0.0% | $1.15 | — | *W EXP 09/09/202 | 29465E114 |