CASPIAN CAPITAL LP Diversified Active

CIK: 0001518999 · Show all filings

Period: Q4 2021 (← Previous) (Next →)

Filing Date: Feb 10, 2022

Total Value ($000): $233,801 (83.8% shares, 16.2% debt)

Holdings (37)

— FORTRESS TRANS INFRST INVS L 35.3%

Value ($000) $82,591 Shares 2,855,853 Est. Cost $18.73 Unrealized —

— IQIYI INC 15.2%

Value ($000) $35,588 Shares 48,818,000 Est. Cost $0.73 Unrealized —

ALIT ALIGHT INC 13.9%

Value ($000) $32,430 Shares 3,000,000 Est. Cost $10.36 Unrealized 0.0%

PARR PAR PACIFIC HOLDINGS INC 8.1%

Value ($000) $18,996 Shares 1,151,986 Est. Cost $15.09 Unrealized 0.0%

— VINTAGE WINE ESTATES INC 7.4%

Value ($000) $17,228 Shares 1,457,544 Est. Cost $11.82 Unrealized —

CCO CLEAR CHANNEL OUTDOOR HLDGS 4.6%

Value ($000) $10,758 Shares 3,250,000 Est. Cost $3.11 Unrealized 0.0%

— EPR PPTYS 3.5%

Value ($000) $8,120 Shares 317,425 Est. Cost $25.58 Unrealized —

— PAYSAFE LIMITED 2.6%

Value ($000) $6,139 Shares 1,570,000 Est. Cost $3.91 Unrealized —

— INFRA AND ENERGY ALTRNTIVE I 2.5%

Value ($000) $5,750 Shares 625,000 Est. Cost $9.20 Unrealized —

— PINE TECHNOLOGY ACQUISITN CO 0.9%

Value ($000) $2,019 Shares 205,000 Est. Cost $9.85 Unrealized —

— GLOBALSTAR INC 0.7%

Value ($000) $1,556 Shares 870,088 Est. Cost $3.40 Unrealized —

— OCEANTECH ACQUISITIONS I COR 0.4%

Value ($000) $998 Shares 100,000 Est. Cost $9.98 Unrealized —

— OCEANTECH ACQUISITIONS I COR 0.4%

Value ($000) $998 Shares 100,000 Est. Cost $9.98 Unrealized —

— GOLDENBRIDGE ACQUISITION LTD 0.4%

Value ($000) $992 Shares 100,000 Est. Cost $9.92 Unrealized —

— MOUNTAIN CREST ACQSITN CORP 0.3%

Value ($000) $788 Shares 80,000 Est. Cost $9.85 Unrealized —

— MOUNTAIN CREST ACQSITN CORP 0.3%

Value ($000) $788 Shares 80,000 Est. Cost $9.85 Unrealized —

— IQIYI INC 0.3%

Value ($000) $699 Shares 1,000,000 Est. Cost $0.70 Unrealized —

— KISMET ACQUISITION THREE COR 0.3%

Value ($000) $698 Shares 72,000 Est. Cost $9.69 Unrealized —

— PINE TECHNOLOGY ACQUISITN CO 0.3%

Value ($000) $673 Shares 68,332 Est. Cost $9.85 Unrealized —

— BLUE SAFARI GRP ACQUISITN CO 0.3%

Value ($000) $647 Shares 65,000 Est. Cost — Unrealized —

— EPR PPTYS 0.2%

Value ($000) $532 Shares 14,889 Est. Cost $35.73 Unrealized —

— ATI PHYSICAL THERAPY INC 0.2%

Value ($000) $509 Shares 150,000 Est. Cost $3.39 Unrealized —

— MINORITY EQUALITY OPPORTUNIT 0.2%

Value ($000) $499 Shares 50,000 Est. Cost $9.98 Unrealized —

— MINORITY EQUALITY OPPORTUNIT 0.2%

Value ($000) $499 Shares 50,000 Est. Cost $9.98 Unrealized —

— GOLDENBRIDGE ACQUISITION LTD 0.2%

Value ($000) $496 Shares 50,000 Est. Cost $9.92 Unrealized —

— ATLANTIC COASTAL ACQUISTN CO 0.2%

Value ($000) $488 Shares 50,000 Est. Cost $9.76 Unrealized —

— MISSION ADVANCEMENT CORP 0.2%

Value ($000) $487 Shares 50,000 Est. Cost $9.74 Unrealized —

— LANDCADIA HOLDINGS IV INC 0.2%

Value ($000) $400 Shares 41,126 Est. Cost $9.73 Unrealized —

— M3-BRIGADE ACQUISITION II-A 0.1%

Value ($000) $248 Shares 25,000 Est. Cost $9.92 Unrealized —

— NORTHERN STAR INVEST CORP IV 0.1%

Value ($000) $244 Shares 25,000 Est. Cost $9.76 Unrealized —

— ALPINE ACQUISITION CORPORATI 0.1%

Value ($000) $200 Shares 19,999 Est. Cost — Unrealized —

— KISMET ACQUISITION THREE COR 0.1%

Value ($000) $194 Shares 19,996 Est. Cost $9.69 Unrealized —

— ATLANTIC COASTAL ACQUISTN CO 0.1%

Value ($000) $163 Shares 16,666 Est. Cost $9.76 Unrealized —

— MISSION ADVANCEMENT CORP 0.1%

Value ($000) $162 Shares 16,666 Est. Cost $9.74 Unrealized —

— LANDCADIA HOLDINGS IV INC 0.0%

Value ($000) $100 Shares 10,281 Est. Cost $9.73 Unrealized —

— M3-BRIGADE ACQ II -CW27 0.0%

Value ($000) $83 Shares 8,332 Est. Cost $9.92 Unrealized —

— NORTHERN STAR INVEST CORP IV 0.0%

Value ($000) $41 Shares 4,165 Est. Cost $9.76 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	FORTRESS TRANS INFRST INVS L	2,855,853	$82,591	35.3%	$18.73	—	COM REP LTD LIAB	34960P101
—	IQIYI INC	48,818,000	$35,588	15.2%	$0.73	—	NOTE 2.000% 4/0	46267XAD0
ALIT	ALIGHT INC	3,000,000	$32,430	13.9%	$10.36	0.0%	COM CL A	01626W101
PARR	PAR PACIFIC HOLDINGS INC	1,151,986	$18,996	8.1%	$15.09	0.0%	COM NEW	69888T207
—	VINTAGE WINE ESTATES INC	1,457,544	$17,228	7.4%	$11.82	—	COM	92747V106
CCO	CLEAR CHANNEL OUTDOOR HLDGS	3,250,000	$10,758	4.6%	$3.11	0.0%	COM	18453H106
—	EPR PPTYS	317,425	$8,120	3.5%	$25.58	—	PFD C CV 5.75%	26884U208
—	PAYSAFE LIMITED	1,570,000	$6,139	2.6%	$3.91	—	ORD	G6964L107
—	INFRA AND ENERGY ALTRNTIVE I	625,000	$5,750	2.5%	$9.20	—	COM	45686J104
—	PINE TECHNOLOGY ACQUISITN CO	205,000	$2,019	0.9%	$9.85	—	CLASS A COM	722850104
—	GLOBALSTAR INC	870,088	$1,556	0.7%	$3.40	—	NOTE 5.750% 4/0	378973AD3
—	OCEANTECH ACQUISITIONS I COR	100,000	$998	0.4%	$9.98	—	CLASS A COM	675507107
—	OCEANTECH ACQUISITIONS I COR	100,000	$998	0.4%	$9.98	—	Call	675507107
—	GOLDENBRIDGE ACQUISITION LTD	100,000	$992	0.4%	$9.92	—	Call	G3970D104
—	MOUNTAIN CREST ACQSITN CORP	80,000	$788	0.3%	$9.85	—	Call	62403K108
—	MOUNTAIN CREST ACQSITN CORP	80,000	$788	0.3%	$9.85	—	COM	62403K108
—	IQIYI INC	1,000,000	$699	0.3%	$0.70	—	NOTE 4.000%12/1	46267XAE8
—	KISMET ACQUISITION THREE COR	72,000	$698	0.3%	$9.69	—	CL A SHARES	G5276C110
—	PINE TECHNOLOGY ACQUISITN CO	68,332	$673	0.3%	$9.85	—	Call	722850104
—	BLUE SAFARI GRP ACQUISITN CO	65,000	$647	0.3%	—	—	Call	G1195R106
—	EPR PPTYS	14,889	$532	0.2%	$35.73	—	CONV PFD 9% SR E	26884U307
—	ATI PHYSICAL THERAPY INC	150,000	$509	0.2%	$3.39	—	COM CL A	00216W109
—	MINORITY EQUALITY OPPORTUNIT	50,000	$499	0.2%	$9.98	—	CLASS A COM	60436Q100
—	MINORITY EQUALITY OPPORTUNIT	50,000	$499	0.2%	$9.98	—	Call	60436Q100
—	GOLDENBRIDGE ACQUISITION LTD	50,000	$496	0.2%	$9.92	—	SHS	G3970D104
—	ATLANTIC COASTAL ACQUISTN CO	50,000	$488	0.2%	$9.76	—	CLASS A COM	048453104
—	MISSION ADVANCEMENT CORP	50,000	$487	0.2%	$9.74	—	CL A	60501L101
—	LANDCADIA HOLDINGS IV INC	41,126	$400	0.2%	$9.73	—	CLASS A COM	51477A104
—	M3-BRIGADE ACQUISITION II-A	25,000	$248	0.1%	$9.92	—	COM CL A	553800103
—	NORTHERN STAR INVEST CORP IV	25,000	$244	0.1%	$9.76	—	COM CL A	66575B101
—	ALPINE ACQUISITION CORPORATI	19,999	$200	0.1%	—	—	Call	02083L109
—	KISMET ACQUISITION THREE COR	19,996	$194	0.1%	$9.69	—	Call	G5276C110
—	ATLANTIC COASTAL ACQUISTN CO	16,666	$163	0.1%	$9.76	—	Call	048453104
—	MISSION ADVANCEMENT CORP	16,666	$162	0.1%	$9.74	—	Call	60501L101
—	LANDCADIA HOLDINGS IV INC	10,281	$100	0.0%	$9.73	—	Call	51477A104
—	M3-BRIGADE ACQ II -CW27	8,332	$83	0.0%	$9.92	—	Call	553800103
—	NORTHERN STAR INVEST CORP IV	4,165	$41	0.0%	$9.76	—	Call	66575B101