CASPIAN CAPITAL LP Diversified Active

CIK: 0001518999 · Show all filings

Period: Q1 2022 (← Previous) (Next →)

Filing Date: May 9, 2022

Total Value ($000): $179,966 (88.0% shares, 12.0% debt)

Holdings (31)

— FORTRESS TRANS INFRST INVS L 41.3%

Value ($000) $74,347 Shares 2,887,253 Est. Cost $18.81 Unrealized —

ALIT ALIGHT INC 16.6%

Value ($000) $29,850 Shares 3,000,000 Est. Cost $10.36 Unrealized -9.3%

— IQIYI INC 11.6%

Value ($000) $20,923 Shares 26,318,000 Est. Cost $0.73 Unrealized —

PARR PAR PAC HOLDINGS INC 8.3%

Value ($000) $14,999 Shares 1,151,986 Est. Cost $15.09 Unrealized -5.6%

— VINTAGE WINE ESTATES INC 8.0%

Value ($000) $14,386 Shares 1,457,544 Est. Cost $11.82 Unrealized —

CCO CLEAR CHANNEL OUTDOOR HLDGS 6.2%

Value ($000) $11,245 Shares 3,250,000 Est. Cost $3.11 Unrealized +9.2%

— GLOBALSTAR INC 1.2%

Value ($000) $2,070 Shares 1,407,829 Est. Cost $1.47 Unrealized —

— PINE TECHNOLOGY ACQUISITN CO 1.1%

Value ($000) $2,007 Shares 205,000 Est. Cost $9.85 Unrealized —

— OCEANTECH ACQUISITIONS I COR 0.6%

Value ($000) $1,007 Shares 100,000 Est. Cost $9.98 Unrealized —

— GOLDENBRIDGE ACQUISITION LTD 0.6%

Value ($000) $1,004 Shares 100,000 Est. Cost $9.92 Unrealized —

— MOUNTAIN CREST ACQSITN CORP 0.4%

Value ($000) $794 Shares 80,000 Est. Cost $9.85 Unrealized —

— MOUNTAIN CREST ACQSITN CORP 0.4%

Value ($000) $794 Shares 80,000 Est. Cost $9.85 Unrealized —

— KISMET ACQUISITION THREE COR 0.4%

Value ($000) $705 Shares 72,000 Est. Cost $9.69 Unrealized —

— IQIYI INC 0.4%

Value ($000) $697 Shares 1,000,000 Est. Cost $0.70 Unrealized —

— PINE TECHNOLOGY ACQUISITN CO 0.4%

Value ($000) $669 Shares 68,332 Est. Cost $9.85 Unrealized —

— BLUE SAFARI GRP ACQUISITN CO 0.4%

Value ($000) $654 Shares 65,000 Est. Cost — Unrealized —

— MINORITY EQUALITY OPPORTUNIT 0.3%

Value ($000) $502 Shares 50,000 Est. Cost $9.98 Unrealized —

— MISSION ADVANCEMENT CORP 0.3%

Value ($000) $490 Shares 50,000 Est. Cost $9.74 Unrealized —

— ATLANTIC COASTAL ACQUISTN CO 0.3%

Value ($000) $488 Shares 50,000 Est. Cost $9.76 Unrealized —

— LANDCADIA HOLDINGS IV INC 0.2%

Value ($000) $404 Shares 41,126 Est. Cost $9.73 Unrealized —

— ATI PHYSICAL THERAPY INC 0.2%

Value ($000) $282 Shares 150,000 Est. Cost $3.39 Unrealized —

— M3 BRIGADE ACQUISITION II CO 0.1%

Value ($000) $244 Shares 25,000 Est. Cost $9.92 Unrealized —

— NORTHERN STAR INVEST CORP IV 0.1%

Value ($000) $244 Shares 25,000 Est. Cost $9.76 Unrealized —

LYB LYONDELLBASELL INDUSTRIES N 0.1%

Value ($000) $215 Shares 2,087 Est. Cost $74.29 Unrealized 0.0%

— ALPINE ACQUISITION CORPORATI 0.1%

Value ($000) $202 Shares 19,999 Est. Cost — Unrealized —

— KISMET ACQUISITION THREE COR 0.1%

Value ($000) $196 Shares 19,996 Est. Cost $9.69 Unrealized —

— MISSION ADVANCEMENT CORP 0.1%

Value ($000) $163 Shares 16,666 Est. Cost $9.74 Unrealized —

— ATLANTIC COASTAL ACQUISTN CO 0.1%

Value ($000) $162 Shares 16,666 Est. Cost $9.76 Unrealized —

— LANDCADIA HOLDINGS IV INC 0.1%

Value ($000) $101 Shares 10,281 Est. Cost $9.73 Unrealized —

— M3 BRIGADE ACQUISITION II CO 0.0%

Value ($000) $81 Shares 8,332 Est. Cost $9.92 Unrealized —

— NORTHERN STAR INVEST CORP IV 0.0%

Value ($000) $41 Shares 4,165 Est. Cost $9.76 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	FORTRESS TRANS INFRST INVS L	2,887,253	$74,347	41.3%	$18.81	—	COM REP LTD LIAB	34960P101
ALIT	ALIGHT INC	3,000,000	$29,850	16.6%	$10.36	-9.3%	COM CL A	01626W101
—	IQIYI INC	26,318,000	$20,923	11.6%	$0.73	—	NOTE 2.000% 4/0	46267XAD0
PARR	PAR PAC HOLDINGS INC	1,151,986	$14,999	8.3%	$15.09	-5.6%	COM NEW	69888T207
—	VINTAGE WINE ESTATES INC	1,457,544	$14,386	8.0%	$11.82	—	COM	92747V106
CCO	CLEAR CHANNEL OUTDOOR HLDGS	3,250,000	$11,245	6.2%	$3.11	+9.2%	COM	18453H106
—	GLOBALSTAR INC	1,407,829	$2,070	1.2%	$1.47	—	COM	378973408
—	PINE TECHNOLOGY ACQUISITN CO	205,000	$2,007	1.1%	$9.85	—	CLASS A COM	722850104
—	OCEANTECH ACQUISITIONS I COR	100,000	$1,007	0.6%	$9.98	—	Call	675507107
—	GOLDENBRIDGE ACQUISITION LTD	100,000	$1,004	0.6%	$9.92	—	Call	G3970D104
—	MOUNTAIN CREST ACQSITN CORP	80,000	$794	0.4%	$9.85	—	Call	62403K108
—	MOUNTAIN CREST ACQSITN CORP	80,000	$794	0.4%	$9.85	—	COM	62403K108
—	KISMET ACQUISITION THREE COR	72,000	$705	0.4%	$9.69	—	CL A SHARES	G5276C110
—	IQIYI INC	1,000,000	$697	0.4%	$0.70	—	NOTE 4.000%12/1	46267XAE8
—	PINE TECHNOLOGY ACQUISITN CO	68,332	$669	0.4%	$9.85	—	Call	722850104
—	BLUE SAFARI GRP ACQUISITN CO	65,000	$654	0.4%	—	—	Call	G1195R106
—	MINORITY EQUALITY OPPORTUNIT	50,000	$502	0.3%	$9.98	—	Call	60436Q100
—	MISSION ADVANCEMENT CORP	50,000	$490	0.3%	$9.74	—	CL A	60501L101
—	ATLANTIC COASTAL ACQUISTN CO	50,000	$488	0.3%	$9.76	—	CLASS A COM	048453104
—	LANDCADIA HOLDINGS IV INC	41,126	$404	0.2%	$9.73	—	CLASS A COM	51477A104
—	ATI PHYSICAL THERAPY INC	150,000	$282	0.2%	$3.39	—	COM CL A	00216W109
—	M3 BRIGADE ACQUISITION II CO	25,000	$244	0.1%	$9.92	—	COM CL A	553800103
—	NORTHERN STAR INVEST CORP IV	25,000	$244	0.1%	$9.76	—	COM CL A	66575B101
LYB	LYONDELLBASELL INDUSTRIES N	2,087	$215	0.1%	$74.29	0.0%	SHS - A -	N53745100
—	ALPINE ACQUISITION CORPORATI	19,999	$202	0.1%	—	—	Call	02083L109
—	KISMET ACQUISITION THREE COR	19,996	$196	0.1%	$9.69	—	Call	G5276C110
—	MISSION ADVANCEMENT CORP	16,666	$163	0.1%	$9.74	—	Call	60501L101
—	ATLANTIC COASTAL ACQUISTN CO	16,666	$162	0.1%	$9.76	—	Call	048453104
—	LANDCADIA HOLDINGS IV INC	10,281	$101	0.1%	$9.73	—	Call	51477A104
—	M3 BRIGADE ACQUISITION II CO	8,332	$81	0.0%	$9.92	—	Call	553800103
—	NORTHERN STAR INVEST CORP IV	4,165	$41	0.0%	$9.76	—	Call	66575B101