Central Asset Investments & Management Holdings (HK) Ltd Quant / Systematic

CIK: 0001583672 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: May 14, 2014

Total Value ($000): $75,687 (95.5% shares, 4.5% debt)

Holdings (33)

— POWERSHARES QQQ TRUST 15.6%

Value ($000) $11,835 Shares 135,000 Est. Cost — Unrealized —

CSIQ CANADIAN SOLAR INC 13.1%

Value ($000) $9,930 Shares 309,910 Est. Cost $8.99 Unrealized +317.7%

JKS JINKOSOLAR HLDG CO LTD 12.3%

Value ($000) $9,311 Shares 333,145 Est. Cost $28.49 Unrealized —

SPY SPDR S&P 500 ETF TR 9.9%

Value ($000) $7,480 Shares 40,000 Est. Cost — Unrealized —

— YY INC 9.2%

Value ($000) $6,972 Shares 91,300 Est. Cost $49.34 Unrealized —

— RDA MICROELECTRONICS INC 8.3%

Value ($000) $6,282 Shares 350,369 Est. Cost $17.93 Unrealized —

JKS JINKOSOLAR HLDG CO LTD 4.8%

Value ($000) $3,634 Shares 130,000 Est. Cost $28.49 Unrealized —

— QIHOO 360 TECHNOLOGY CO LTD 4.7%

Value ($000) $3,570 Shares 35,848 Est. Cost $84.51 Unrealized —

— SUNEDISON INC 3.6%

Value ($000) $2,743 Shares 145,600 Est. Cost $15.46 Unrealized —

— HOME INNS & HOTELS MGMT INC 3.2%

Value ($000) $2,434 Shares 2,506,000 Est. Cost $0.87 Unrealized —

— SUNGY MOBILE LTD 2.3%

Value ($000) $1,749 Shares 83,658 Est. Cost $20.59 Unrealized —

— SUNPOWER CORP 2.0%

Value ($000) $1,514 Shares 46,925 Est. Cost $31.63 Unrealized —

VIPS VIPSHOP HLDGS LTD 1.4%

Value ($000) $1,045 Shares 7,000 Est. Cost $72.58 Unrealized —

CSIQ 4.25 02/15/19 REGS CANADIAN SOLAR INC 1.3%

Value ($000) $1,008 Shares 1,000,000 Est. Cost $1.01 Unrealized —

FSLR FIRST SOLAR INC 1.2%

Value ($000) $942 Shares 13,500 Est. Cost $54.68 Unrealized +2.0%

— GOOGLE INC 1.0%

Value ($000) $724 Shares 650 Est. Cost $1093.40 Unrealized —

META FACEBOOK INC 0.8%

Value ($000) $602 Shares 10,000 Est. Cost $62.93 Unrealized 0.0%

— GT ADVANCED TECHNOLOGIES INC 0.8%

Value ($000) $598 Shares 35,100 Est. Cost $17.04 Unrealized —

— CLAYMORE EXCHANGE TRD FD TR 0.6%

Value ($000) $442 Shares 10,000 Est. Cost $44.20 Unrealized —

EWP ISHARES 0.5%

Value ($000) $408 Shares 10,000 Est. Cost $40.80 Unrealized —

EWQ ISHARES 0.5%

Value ($000) $380 Shares 13,000 Est. Cost $29.23 Unrealized —

— ISHARES 0.4%

Value ($000) $340 Shares 19,200 Est. Cost $17.71 Unrealized —

— CTRIP COM INTL LTD 0.4%

Value ($000) $303 Shares 6,000 Est. Cost $57.08 Unrealized —

— SHANDA GAMES LTD 0.3%

Value ($000) $249 Shares 38,300 Est. Cost $6.50 Unrealized —

MSFT MICROSOFT CORP 0.3%

Value ($000) $246 Shares 6,000 Est. Cost $31.26 Unrealized 0.0%

— HUANENG PWR INTL INC 0.3%

Value ($000) $223 Shares 5,827 Est. Cost $38.27 Unrealized —

NOK NOKIA CORP 0.3%

Value ($000) $220 Shares 30,000 Est. Cost $8.02 Unrealized —

— E HOUSE CHINA HLDGS LTD 0.2%

Value ($000) $121 Shares 10,000 Est. Cost $15.08 Unrealized —

— HANWHA SOLARONE CO LTD 0.2%

Value ($000) $114 Shares 40,000 Est. Cost $2.85 Unrealized —

AMD ADVANCED MICRO DEVICES INC 0.1%

Value ($000) $100 Shares 25,000 Est. Cost $3.82 Unrealized 0.0%

— GIGAMEDIA LTD 0.1%

Value ($000) $88 Shares 62,632 Est. Cost $1.41 Unrealized —

— CNINSURE INC 0.1%

Value ($000) $75 Shares 10,000 Est. Cost $7.50 Unrealized —

— LDK SOLAR CO LTD 0.0%

Value ($000) $5 Shares 19,600 Est. Cost $0.26 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	POWERSHARES QQQ TRUST	135,000	$11,835	15.6%	—	—	Put	73935A104
CSIQ	CANADIAN SOLAR INC	309,910	$9,930	13.1%	$8.99	+317.7%	COM	136635109
JKS	JINKOSOLAR HLDG CO LTD	333,145	$9,311	12.3%	$28.49	—	SPONSORED ADR	47759T100
SPY	SPDR S&P 500 ETF TR	40,000	$7,480	9.9%	—	—	Put	78462F103
—	YY INC	91,300	$6,972	9.2%	$49.34	—	ADS REPCOM CLA	98426T106
—	RDA MICROELECTRONICS INC	350,369	$6,282	8.3%	$17.93	—	SPONSORED ADR	749394102
JKS	JINKOSOLAR HLDG CO LTD	130,000	$3,634	4.8%	$28.49	—	Call	47759T100
—	QIHOO 360 TECHNOLOGY CO LTD	35,848	$3,570	4.7%	$84.51	—	ADS	74734M109
—	SUNEDISON INC	145,600	$2,743	3.6%	$15.46	—	COM	86732Y109
—	HOME INNS & HOTELS MGMT INC	2,506,000	$2,434	3.2%	$0.87	—	NOTE 2.000%12/1	43713WAB3
—	SUNGY MOBILE LTD	83,658	$1,749	2.3%	$20.59	—	ADR REP ORD A	86737M100
—	SUNPOWER CORP	46,925	$1,514	2.0%	$31.63	—	COM	867652406
VIPS	VIPSHOP HLDGS LTD	7,000	$1,045	1.4%	$72.58	—	SPONSORED ADR	92763W103
CSIQ 4.25 02/15/19 REGS	CANADIAN SOLAR INC	1,000,000	$1,008	1.3%	$1.01	—	DEBT 4.250% 2/1	C15396AA9
FSLR	FIRST SOLAR INC	13,500	$942	1.2%	$54.68	+2.0%	COM	336433107
—	GOOGLE INC	650	$724	1.0%	$1093.40	—	CL A	38259P508
META	FACEBOOK INC	10,000	$602	0.8%	$62.93	0.0%	CL A	30303M102
—	GT ADVANCED TECHNOLOGIES INC	35,100	$598	0.8%	$17.04	—	COM	36191U106
—	CLAYMORE EXCHANGE TRD FD TR	10,000	$442	0.6%	$44.20	—	GUGGENHEIM SOLAR	18383Q739
EWP	ISHARES	10,000	$408	0.5%	$40.80	—	MSCI SPAN CP ETF	464286764
EWQ	ISHARES	13,000	$380	0.5%	$29.23	—	MSCI FRANCE ETF	464286707
—	ISHARES	19,200	$340	0.4%	$17.71	—	MSCI ITALCPD ETF	464286855
—	CTRIP COM INTL LTD	6,000	$303	0.4%	$57.08	—	AMERICAN DEP SHS	22943F100
—	SHANDA GAMES LTD	38,300	$249	0.3%	$6.50	—	SP ADR REPTG A	81941U105
MSFT	MICROSOFT CORP	6,000	$246	0.3%	$31.26	0.0%	COM	594918104
—	HUANENG PWR INTL INC	5,827	$223	0.3%	$38.27	—	SPON ADR H SHS	443304100
NOK	NOKIA CORP	30,000	$220	0.3%	$8.02	—	SPONSORED ADR	654902204
—	E HOUSE CHINA HLDGS LTD	10,000	$121	0.2%	$15.08	—	ADR	26852W103
—	HANWHA SOLARONE CO LTD	40,000	$114	0.2%	$2.85	—	SPONSORED ADR	41135V103
AMD	ADVANCED MICRO DEVICES INC	25,000	$100	0.1%	$3.82	0.0%	COM	007903107
—	GIGAMEDIA LTD	62,632	$88	0.1%	$1.41	—	ORD	Y2711Y104
—	CNINSURE INC	10,000	$75	0.1%	$7.50	—	SPONSORED ADR	18976M103
—	LDK SOLAR CO LTD	19,600	$5	0.0%	$0.26	—	SPONSORED ADR	50183L107