Location: Westport, CT
CIK: 0001584639 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 16, 2014
Total Value: $112M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | CAPITALSOURCE INC | 684,400 | $9.985M | 8.9% | $14.47 | — | COM | 14055X102 |
| — | INDIA FUND INC | 418,224 | $9.636M | 8.6% | $21.94 | — | COM | 454089103 |
| — | CORNERSTONE STRATEGIC VALUE FUND INC | 1,423,836 | $9.212M | 8.3% | $6.60 | — | COM NEW | 21924B203 |
| L | LOEWS CORPORATION | 133,216 | $5.868M | 5.3% | $44.34 | -4.8% | COM | 540424108 |
| — | SAFEGUARD SCIENTIFICS INC | 225,555 | $5.003M | 4.5% | $20.44 | — | COM NEW | 786449207 |
| — | WESTERN ASSET INFLATION MGMT FD INC | 269,646 | $4.816M | 4.3% | $17.86 | — | COM | 95766U107 |
| — | CORNERSTONE TOTAL RETURN FD | 744,960 | $4.418M | 4.0% | $6.05 | — | COM NEW | 21924U201 |
| — | BEAM INC | 52,750 | $4.394M | 3.9% | $83.30 | — | COM | 073730103 |
| — | FOREST LABORATORIES INC | 42,000 | $3.875M | 3.5% | $92.26 | — | COM | 345838106 |
| TDS | TELEPHONE & DATA SYSTEM INC | 140,929 | $3.694M | 3.3% | $28.28 | -10.0% | COM NEW | 879433829 |
| — | REAVES UTIL INCOME FD | 120,280 | $3.302M | 3.0% | $25.09 | — | COM SH BEN INT | 756158101 |
| — | GABELLI UTILITY TR | 357,580 | $2.424M | 2.2% | $6.39 | — | COM | 36240A101 |
| — | SILVER EAGLE ACQUISITION CORP | 250,000 | $2.418M | 2.2% | $9.67 | — | COM | 827694100 |
| UBCP | UNITED BANCORP INC | 182,085 | $2.24M | 2.0% | $8.46 | 0.0% | COM | 909911109 |
| HFBL | HOME FEDERAL BANCORP INC | 129,450 | $2.014M | 1.8% | $8.86 | 0.0% | COM | 43708L108 |
| G | GENPACT LIMITED | 110,500 | $1.925M | 1.7% | $15.27 | 0.0% | COM | G3922B107 |
| — | DNP SELECT INCOME FD INC | 189,003 | $1.852M | 1.7% | $9.45 | — | COM | 23325P104 |
| — | LSI CORPORATION | 156,174 | $1.729M | 1.5% | $11.07 | — | COM | 502161102 |
| — | NICHOLAS FINANCIAL INC | 99,668 | $1.568M | 1.4% | $15.73 | — | COM NEW | 65373J209 |
| — | PACER INTERNATIONAL INC | 165,267 | $1.481M | 1.3% | $8.96 | — | COM | 69373H106 |
| — | THERAVANCE INC | 43,000 | $1.33M | 1.2% | $30.93 | — | COM | 88338T104 |
| — | ROI ACQUISITION CORP II | 125,000 | $1.213M | 1.1% | $9.70 | — | COM | 74966G101 |
| — | BROOKFIELD GLOBL LISTED INFR | 56,574 | $1.21M | 1.1% | $19.77 | — | COM SHS | 11273Q109 |
| — | HARVEST NATURAL RESOURCES INC | 310,940 | $1.169M | 1.0% | $4.09 | — | COM | 41754V103 |
| — | TIME WARNER CABLE INC | 8,352 | $1.146M | 1.0% | $137.21 | — | COM NEW | 887317303 |
| — | DISCOVERY COMMUNICATIONS INC COM SER C | 14,128 | $1.089M | 1.0% | $83.88 | — | COM SER C | 25470F302 |
| — | H & Q HEALTHCARE INVESTORS SBI | 38,512 | $1.048M | 0.9% | $27.21 | — | SH BEN INT | 404052102 |
| — | DIVIDEND AND INCOME FUND | 66,755 | $1.021M | 0.9% | $15.11 | — | COM NEW | 25538A204 |
| — | SIRIUS XM HOLDINGS INC COM | 315,000 | $1.008M | 0.9% | $3.20 | — | COM | 82968B103 |
| — | JUNIPER NETWORKS | 38,500 | $992K | 0.9% | $25.77 | — | COM | 48203R104 |
| ULTA | ULTA SALON COSMETICS & FRAG I | 10,000 | $974K | 0.9% | — | — | Call | 90384S303 |
| — | KEATING CAPITAL INC COM | 151,723 | $927K | 0.8% | $6.15 | — | COM | 48722R106 |
| — | FMC CORP NEW | 11,900 | $911K | 0.8% | $76.55 | — | COM NEW | 30249U101 |
| — | JEFFERSON BANCSHARES INC | 110,539 | $862K | 0.8% | $7.80 | — | COM | 472375104 |
| — | OXFORD LANE CAPITAL CORP | 47,744 | $797K | 0.7% | $16.69 | — | COM | 691543102 |
| — | THAI FUND INC | 71,498 | $774K | 0.7% | $13.22 | — | COM | 882904105 |
| — | EMC CORP | 28,175 | $772K | 0.7% | $27.40 | — | COM | 268648102 |
| — | RIVERBED TECHNOLOGY INC | 37,100 | $731K | 0.7% | $19.70 | — | COM | 768573107 |
| — | BROOKFIELD TOTAL RETURN FD INC | 29,617 | $717K | 0.6% | $23.77 | — | COM | 11283U108 |
| — | GABELLI GLOBAL UTILITY & INCOME TRUST | 32,237 | $641K | 0.6% | $20.04 | — | COM SH BEN INT | 36242L105 |
| — | PLX TECHNOLOGY INC | 101,493 | $614K | 0.5% | $6.58 | — | COM | 693417107 |
| — | CST BRANDS INC COM | 19,534 | $610K | 0.5% | $31.23 | — | COM | 12646R105 |
| — | UNS ENERGY CORPORATION | 10,000 | $600K | 0.5% | $60.00 | — | COM | 903119105 |
| — | LIBERTY ALL STAR EQUITY FUND | 99,645 | $586K | 0.5% | $5.87 | — | SH BEN INT | 530158104 |
| — | REALNETWORKS INC | 71,275 | $540K | 0.5% | $7.55 | — | COM NEW | 75605L708 |
| — | AVENUE INCOME CR STRATEGIES | 29,808 | $525K | 0.5% | $17.58 | — | COM | 05358E106 |
| — | EQUAL ENERGY LTD | 98,689 | $452K | 0.4% | $4.58 | — | COM | 29390Q109 |
| — | GYRODYNE CO OF AMERICA INC RESTRICTED | 74,289 | $452K | 0.4% | $6.08 | — | COM | 403820103 |
| — | TALISMAN ENERGY INC | 40,000 | $399K | 0.4% | $9.97 | — | COM | 87425E103 |
| — | CORNERSTONE PROGRESSIVE RETURN FUND | 73,392 | $389K | 0.3% | $5.14 | — | COM | 21925C101 |
| — | SWISS HELVETIA FUND INC | 24,249 | $349K | 0.3% | $14.17 | — | COM | 870875101 |
| WEN | WENDYS COMPANY | 38,214 | $349K | 0.3% | $9.16 | 0.0% | COM | 95058W100 |
| — | YAHOO INC | 9,200 | $330K | 0.3% | $40.43 | — | COM | 984332106 |
| — | MODUSLINK GLOBAL SOLUTIONS INC | 75,970 | $321K | 0.3% | $4.65 | — | COM | 60786L107 |
| — | NEUBERGER BERMAN REAL ESTATE | 66,733 | $315K | 0.3% | $4.35 | — | COM | 64190A103 |
| — | MORGAN STANLEY INDIA INVESTMENT FUND INC | 15,522 | $303K | 0.3% | $17.46 | — | COM | 61745C105 |
| — | COMPUWARE CORP | 27,590 | $290K | 0.3% | $11.20 | — | COM | 205638109 |
| HBIO | HARVARD BIOSCIENCE INC | 60,375 | $286K | 0.3% | $4.37 | +4.2% | COM | 416906105 |
| — | HERTZ GLOBAL HLDGS INC | 10,000 | $266K | 0.2% | $26.60 | — | COM | 42805T105 |
| VOD | VODAFONE GROUP PLC ADR | 6,544 | $241K | 0.2% | $36.83 | — | SPNSR ADR NO PAR | 92857W308 |
| — | LIBERTY GLOBAL PLC CLASS C | 5,188 | $211K | 0.2% | $40.67 | — | SHS CL C | G5480U120 |
| — | QLT INC | 34,204 | $190K | 0.2% | $5.58 | — | COM | 746927102 |
| — | INTERNET PATENTS CORPORATION | 52,996 | $175K | 0.2% | $3.11 | — | COM | 46063G101 |
| — | YONGYE INTERNATIONAL INC | 21,900 | $149K | 0.1% | $6.80 | — | COM | 98607B106 |
| — | JAKKS PACIFIC INC | 18,768 | $136K | 0.1% | $6.71 | — | COM | 47012E106 |
| — | DSP GROUP INC | 15,670 | $135K | 0.1% | $9.70 | — | COM | 23332B106 |
| — | CUBIST PHARMACEUTICALS INC RTS | 196,892 | $128K | 0.1% | $1.28 | — | RIGHT 99/99/9999 | 229678123 |
| — | RENTECH INC | 66,668 | $127K | 0.1% | $1.75 | — | COM | 760112102 |
| — | MONSTER WORLDWIDE INC | 16,050 | $120K | 0.1% | $7.48 | — | COM | 611740101 |
| KOPN | KOPIN CORP | 30,912 | $117K | 0.1% | $3.84 | +5.0% | COM | 500600101 |
| — | BGC PARTNERS INC CL A | 17,700 | $116K | 0.1% | $6.05 | — | CL A | 05541T101 |
| — | PROMOTORA DE INFORMACIONES SA ADR CL B | 25,000 | $88,000 | 0.1% | $2.88 | — | ADR CL B CONV | 74343G303 |
| — | TURQUOISE HILL RESOURCES LTD | 23,063 | $77,000 | 0.1% | $3.32 | — | COM | 900435108 |
| — | MERGE HEALTHCARE INC | 30,800 | $75,000 | 0.1% | $2.31 | — | COM | 589499102 |
| — | SAMSON OIL & GAS LTD SPONSORED ADR | 141,204 | $68,000 | 0.1% | $0.42 | — | SPON ADR | 796043107 |
| LUNA | LUNA INNOVATIONS INC | 45,000 | $66,000 | 0.1% | $1.53 | 0.0% | COM | 550351100 |
| LTRE | LEARNING TREE INTERNATIONAL INC | 17,988 | $57,000 | 0.1% | $3.09 | +2.5% | COM | 522015106 |
| — | SANOFI RTS | 164,477 | $51,000 | 0.0% | $0.34 | — | RIGHT 12/31/2020 | 80105N113 |
| — | LEAP WIRELESS INTL INC | 49,824 | $44,000 | 0.0% | $17.40 | — | COM NEW | 521863308 |
| — | LIFEVANTAGE CORPORATION | 32,161 | $42,000 | 0.0% | $1.65 | — | COM | 53222K106 |
| — | WRIGHT MEDICAL GROUP INC RTS | 45,300 | $38,000 | 0.0% | $0.66 | — | RIGHT 03/01/2019 | 98235T115 |
| — | KINDER MORGAN INC DEL WT EXP PUR CL P COM | 19,526 | $34,000 | 0.0% | $4.05 | — | W EXP 05/25/201 | 49456B119 |