CIK: 0001608376 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 13, 2015
Total Value ($000): $251,875 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | AMERICAN CAPITAL LTD. | 1,490,309 | $21,773 | 8.6% | $14.97 | — | COM | 02503y103 |
| EEM | ISHARES MSCI EMRG MKT FD EMERG | 482,971 | $18,976 | 7.5% | $34.91 | — | FND | 464287234 |
| — | AMERICAN CAP AGY CORP COM | 622,441 | $13,588 | 5.4% | $20.79 | — | COM | 02503X105 |
| TGBAX | FRANKLIN TEMPLETON GLOBAL BOND | 924,946 | $11,479 | 4.6% | $12.05 | — | FND | 880208400 |
| TBT | PROSHARES TR PROSHARES ULTRASH | 219,414 | $10,179 | 4.0% | $44.14 | — | FND | 74347B201 |
| — | WELLS FARGO ADV INCOME OPP FD | 910,733 | $8,096 | 3.2% | $7.93 | — | FND | 94987B105 |
| — | DOUBLELINE INCOME SOLUTIONS FD | 311,494 | $6,199 | 2.5% | $18.76 | — | FND | 258622109 |
| — | SANDRIDGE MISSISSIPPIAN TR II | 1,474,893 | $5,855 | 2.3% | $3.97 | — | MLP | 80007V106 |
| HYG | ISHARES TR IBOXX $ HIGH YIELD | 61,397 | $5,501 | 2.2% | $89.60 | — | FND | 464288513 |
| — | ALLIANCEBERNSTEIN INCOME FD IN | 694,568 | $5,188 | 2.1% | $7.65 | — | FND | 01881E101 |
| — | PIMCO DYNAMIC CREDIT INCOME FD | 225,366 | $4,654 | 1.8% | $22.03 | — | FND | 72202D106 |
| EFA | ISHARES TR MSCI EAFE ETF | 75,347 | $4,584 | 1.8% | $60.84 | — | COM | 464287465 |
| — | ALPS MLP ETF | 223,531 | $3,916 | 1.6% | $17.52 | — | FND | 00162Q866 |
| — | TEEKAY OFFSHORE PARTNERS L P. | 142,159 | $3,808 | 1.5% | $24.83 | — | COM | Y8565J101 |
| — | NUVEEN FLTNG RATE INCOME OPPTN | 334,886 | $3,774 | 1.5% | $10.40 | — | FND | 6706EN100 |
| MMLP | MARTIN MIDSTREAM PARTNERS L P | 138,799 | $3,731 | 1.5% | $26.06 | — | MLP | 573331105 |
| — | INVESCO DYNAMIC CR OPPORTUNITI | 314,299 | $3,724 | 1.5% | $11.01 | — | FND | 46132R104 |
| — | NUVEEN SR INCOME FD COM | 551,600 | $3,613 | 1.4% | $6.19 | — | FND | 67067Y104 |
| — | BLACKROCK FLOATING RATE INCOME | 268,089 | $3,590 | 1.4% | $13.14 | — | FND | 09255X100 |
| — | VOYA PRIME RATE TR SH BEN INT | 671,734 | $3,567 | 1.4% | $5.17 | — | FND | 92913A100 |
| — | NUVEEN FLOATING RATE INCOME FD | 323,076 | $3,551 | 1.4% | $10.47 | — | FND | 67072T108 |
| — | EATON VANCE FLOATING RATE INCO | 255,507 | $3,549 | 1.4% | $13.53 | — | FND | 278279104 |
| — | SANDRIDGE MISSISSIPPIAN TR I U | 1,174,409 | $3,547 | 1.4% | $3.02 | — | MLP | 80007T101 |
| — | FIRST TR SR FLTG RATE INCOME F | 270,388 | $3,518 | 1.4% | $12.77 | — | FND | 33733U108 |
| — | EATON VANCE SR FLTG RATE TR | 256,759 | $3,515 | 1.4% | $13.42 | — | FND | 27828Q105 |
| — | INVESCO SR INCOME TR COM | 770,942 | $3,515 | 1.4% | $4.35 | — | FND | 46131H107 |
| — | BLACKROCK FLOATING RATE INCOME | 273,140 | $3,510 | 1.4% | $12.62 | — | FND | 091941104 |
| — | PRUDENTIAL SHORT DURATION HIGH | 210,303 | $3,508 | 1.4% | $16.86 | — | FND | 74442F107 |
| XPHDX | PIONEER FLOATING RATE TR COM | 307,773 | $3,502 | 1.4% | $11.35 | — | FND | 72369J102 |
| — | EATON VANCE SR INCOME TR SH BE | 559,104 | $3,489 | 1.4% | $6.04 | — | FND | 27826S103 |
| — | SANDRIDGE PERMIAN TR COM UNIT | 545,257 | $3,419 | 1.4% | $6.27 | — | COM | 80007A102 |
| — | PRUDENTIAL GLOBAL SHORT DURATI | 211,962 | $3,374 | 1.3% | $16.22 | — | FND | 74433A109 |
| — | TEEKAY LNG PARTNERS L P PARTNE | 77,662 | $3,339 | 1.3% | $38.93 | — | MLP | Y8564M105 |
| — | MEMORIAL PRODTN PARTNERS LP CO | 225,581 | $3,291 | 1.3% | $8.46 | — | COM | 586048100 |
| — | LMP CORPORATE LOAN FUND INC | 298,319 | $3,290 | 1.3% | $10.59 | — | FND | 50208B100 |
| TRHYX | T ROWE PRICE INSTITUTIONAL HIG | 289,988 | $2,630 | 1.0% | $9.07 | — | FND | 77958B204 |
| — | BUCKEYE PARTNERS L P UNIT LTD | 31,902 | $2,414 | 1.0% | $70.33 | — | MLP | 118230101 |
| — | TC PIPELINES LP UNIT COM LTD P | 31,545 | $2,247 | 0.9% | $59.52 | — | MLP | 87233Q108 |
| — | LINN ENERGY LLC UNIT REPSTG LT | 213,627 | $2,164 | 0.9% | $7.01 | — | MLP | 536020100 |
| PIGIX | PIMCO INVESTMENT GRADE CORP BD | 193,770 | $2,044 | 0.8% | $10.55 | — | FND | 722005816 |
| CHKR | CHESAPEAKE GRANITE WASH TR COM | 344,134 | $1,848 | 0.7% | $10.46 | — | MLP | 165185109 |
| — | EXTERRAN PARTNERS L P COM UNIT | 77,530 | $1,676 | 0.7% | $21.62 | — | MLP | 30225N105 |
| — | A T & T INC NEW | 47,851 | $1,607 | 0.6% | $33.58 | — | COM | 00206r102 |
| — | VANGUARD NAT RES LLC COM UNIT | 106,337 | $1,602 | 0.6% | $13.33 | — | MLP | 92205F106 |
| — | ENERGY TRANSFER PARTNERS L P U | 24,495 | $1,592 | 0.6% | $51.41 | — | MLP | 29273R109 |
| — | SPDR SER TR BARCLAYS HIGH YIEL | 41,070 | $1,586 | 0.6% | $38.62 | — | FND | 78464A417 |
| — | SYMANTEC CORP | 60,115 | $1,542 | 0.6% | $25.65 | — | COM | 871503108 |
| IVHIX | IVY HIGH INCOME FUND CLASS I | 182,398 | $1,472 | 0.6% | $8.07 | — | FND | 466000122 |
| — | CRESTWOOD MIDSTREAM PARTNERS L | 93,328 | $1,417 | 0.6% | $12.23 | — | MLP | 226378107 |
| PNNT | PENNANTPARK INVT CORP COM | 128,862 | $1,228 | 0.5% | $4.47 | -41.3% | COM | 708062104 |
| — | GLAXOSMITHKLINE PLC SPONS ADR | 26,817 | $1,146 | 0.5% | $42.73 | — | COM | 37733W105 |
| — | GENERAL ELECTRIC CO COM | 43,578 | $1,101 | 0.4% | $25.27 | — | COM | 369604103 |
| BAC | BANK AMER CORP COM | 60,764 | $1,087 | 0.4% | $13.55 | 0.0% | COM | 060505104 |
| CSCO | CISCO SYSTEMS INC | 38,277 | $1,065 | 0.4% | $18.31 | 0.0% | COM | 17275R102 |
| ANACX | ALLIANCE BERNSTEIN GLOBAL BOND | 119,441 | $1,009 | 0.4% | $8.41 | — | FND | 01853W303 |
| — | HEWLETT PACKARD CO COM | 24,373 | $978 | 0.4% | $40.13 | — | COM | 428236103 |
| — | REGENCY ENERGY PARTNERS L P CO | 40,272 | $967 | 0.4% | $27.22 | — | MLP | 75885Y107 |
| — | PIMCO DYNAMIC INCOME FD SHS | 29,421 | $904 | 0.4% | $30.73 | — | FND | 72201Y101 |
| — | SPECTRA ENERGY PARTNERS LP COM | 15,595 | $888 | 0.4% | $56.94 | — | MLP | 84756N109 |
| — | WILLIAMS PARTNERS LP NEW COM U | 19,638 | $879 | 0.3% | $44.76 | — | MLP | 96949L105 |
| VZ | VERIZON COMMUNICATIONS INC COM | 18,633 | $872 | 0.3% | $27.66 | 0.0% | COM | 92343V104 |
| GAP | GAP INC | 20,238 | $852 | 0.3% | $26.66 | 0.0% | COM | 364760108 |
| PEBIX | PIMCO EMERGING MARKETS BOND FU | 83,637 | $848 | 0.3% | $10.14 | — | FND | 693391559 |
| DVYE | ISHARES INC EMERGING MARKETS D | 19,390 | $811 | 0.3% | $41.83 | — | FND | 464286319 |
| — | RIDGEWORTH SEIX FLOATING RATE | 89,860 | $786 | 0.3% | $8.75 | — | FND | 76628T678 |
| — | ALLIANCE BERNSTEIN INTERMEDIAT | 66,388 | $742 | 0.3% | $11.05 | — | FND | 018528687 |
| LLY | LILLY ELI & COMPANY | 9,956 | $687 | 0.3% | $55.19 | 0.0% | COM | 532457108 |
| — | CAPITAL PRODUCT PARTNERS LP | 81,900 | $655 | 0.3% | $8.00 | — | MLP | Y11082107 |
| PBR | PETROLEO BRASILEIRO SA PETROBR | 89,789 | $655 | 0.3% | $4.35 | — | COM | 71654V408 |
| — | SAFEWAY INC COM NEW | 17,504 | $615 | 0.2% | $35.13 | — | COM | 786514208 |
| — | POWERSHARES EXCHANGE-TRADED FD | 24,028 | $577 | 0.2% | $24.01 | — | FND | 73936Q769 |
| PELBX | PIMCO EMERGING LOCAL BOND-IS | 64,449 | $536 | 0.2% | $8.32 | — | FND | 72201F516 |
| PFE | PFIZER INC COM | 16,868 | $525 | 0.2% | $17.97 | 0.0% | COM | 717081103 |
| — | BROADCOM CORP CL A | 10,793 | $468 | 0.2% | $43.36 | — | COM | 111320107 |
| C | CITIGROUP INC COM NEW ISIN#US1 | 8,561 | $463 | 0.2% | $39.54 | 0.0% | COM | 172967424 |
| WAFAX | LEGG MASON WESTERN ASSET INFLA | 39,816 | $445 | 0.2% | $11.18 | — | FND | 957663362 |
| — | LINNCO LLC COM SHS REPSTG LTD | 42,387 | $440 | 0.2% | $10.38 | — | COM | 535782106 |
| SPY | SPDR S&P 500 ETF TR TR UNIT | 2,132 | $438 | 0.2% | $205.44 | — | COM | 78462F103 |
| PCRIX | PIMCO COMMODITY REAL RETURN ST | 94,885 | $425 | 0.2% | $4.48 | — | FND | 722005667 |
| — | SLM CORP SR NT CPN 6% FREQ QRT | 19,009 | $412 | 0.2% | $21.67 | — | PFD | 78442P304 |
| IWM | ISHARES TR RUSSELL 2000 ETF | 3,398 | $406 | 0.2% | $116.35 | — | COM | 464287655 |
| MRK | MERCK & CO INC NEW COM | 6,945 | $394 | 0.2% | $39.35 | 0.0% | COM | 58933Y105 |
| — | MID-CON ENERGY PARTNERS LP COM | 61,246 | $386 | 0.2% | $4.59 | — | MLP | 59560V109 |
| — | PIMCO GLOBAL BOND FD UNHEDGED | 33,783 | $313 | 0.1% | $9.27 | — | FND | 693390874 |
| — | EMC CORP COM | 10,449 | $311 | 0.1% | $29.76 | — | COM | 268648102 |
| INTC | INTEL CORP | 8,500 | $308 | 0.1% | $26.63 | 0.0% | COM | 458140100 |
| — | XEROX CORPORATION | 20,792 | $288 | 0.1% | $13.85 | — | COM | 984121103 |
| PFF | ISHARES TR S&P U S PFD STK IND | 6,640 | $262 | 0.1% | $39.46 | — | COM | 464288687 |
| AAL | AMERICAN AIRLS GROUP INC COM | 4,772 | $256 | 0.1% | $40.79 | 0.0% | COM | 02376R102 |
| — | EV ENERGY PARTNERS LP COM UNIT | 12,973 | $250 | 0.1% | $19.27 | — | MLP | 26926V107 |
| — | CORTS GS CAPITAL I SERIES:II 6 | 9,504 | $242 | 0.1% | $25.46 | — | PFD | 22082P208 |
| — | CABCO TR FOR J C PENNEY DEBS T | 14,856 | $239 | 0.1% | $16.09 | — | PFD | 126797208 |
| BK | BANK OF NEW YORK MELLON CORP C | 5,656 | $229 | 0.1% | $29.75 | 0.0% | COM | 064058100 |
| — | LRR ENERGY LP COM | 31,598 | $223 | 0.1% | $5.23 | — | MLP | 50214A104 |
| F | FORD MOTOR CO DEL COM PAR | 12,263 | $190 | 0.1% | $8.16 | 0.0% | COM | 345370860 |
| — | CORTS TRUST FOR JCP 7.625% 03/ | 10,000 | $161 | 0.1% | $16.10 | — | PFD | 220803100 |
| — | ALCOA INC COM | 10,000 | $158 | 0.1% | $15.80 | — | COM | 013817101 |
| — | FEDERAL NATL MTG ASSN PFD SER | 20,729 | $109 | 0.0% | $5.26 | — | PFD | 313586737 |
| — | NORTH AMERICAN ENERGY PARTNERS | 28,948 | $91 | 0.0% | $8.05 | — | COM | 656844107 |
| — | LEHMAN BROS HLDGS CAP TR VI TR | 13,021 | $2 | 0.0% | $0.15 | — | PFD | 52520X208 |
| — | WA FUNDING TR III | 18,400 | $0 | 0.0% | — | — | COM | 939ESC968 |