CIK: 0001608376 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Jul 19, 2016
Total Value ($000): $212,021 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | AMERICAN CAPITAL LTD | 3,136,737 | $49,655 | 23.4% | $14.82 | — | COM | 02503Y103 |
| — | WELLS FARGO ADVANTAGE INCOME | 3,882,981 | $30,676 | 14.5% | $8.02 | — | FND | 94987B105 |
| EFA | ISHARES MSCI EAFE INDEX FUND | 481,288 | $26,865 | 12.7% | $56.38 | — | ETF | 464287465 |
| EEM | ISHARES MSCI EMERGING MKT IN | 433,105 | $14,881 | 7.0% | $34.91 | — | ETF | 464287234 |
| — | ABERDEEN ASIA-PAC INCOME FD | 2,876,767 | $14,413 | 6.8% | $4.93 | — | FND | 003009107 |
| — | TEMPLETON EMERG MKTS INC FD | 1,313,645 | $13,754 | 6.5% | $10.37 | — | FND | 880192109 |
| TBT | PROSHARES ULTRASHORT 20+Y TR - FIXED INCOME | 219,414 | $6,953 | 3.3% | $44.14 | — | ETF | 74347B201 |
| — | SANDRIDGE PERMIAN TRUST | 2,477,015 | $6,440 | 3.0% | $2.87 | — | COM | 80007A102 |
| — | PIMCO DYNAMIC CREDIT INCOME | 223,368 | $4,273 | 2.0% | $21.74 | — | FND | 72202D106 |
| — | SANDRIDGE MISSISSIPPIAN | 2,088,364 | $3,571 | 1.7% | $2.70 | — | COM | 80007V106 |
| PAA | PLAINS ALL AMER PIPELINE LP | 116,281 | $3,197 | 1.5% | $24.07 | — | MLP | 726503105 |
| — | MEMORIAL PRODUCTION PARTNERS | 1,678,620 | $3,189 | 1.5% | $2.80 | — | MLP | 586048100 |
| — | WILLIAMS PARTNERS LP PARTNERSHIP | 88,142 | $3,053 | 1.4% | $25.48 | — | MLP | 96949L105 |
| — | ALERIAN MLP ETF | 223,536 | $2,843 | 1.3% | $17.52 | — | FND | 00162Q866 |
| — | PRUDENTIAL GL SH DUR HI YLD | 156,178 | $2,344 | 1.1% | $16.16 | — | FND | 74433A109 |
| — | ENBRIDGE ENERGY PARTNERS LP | 89,817 | $2,084 | 1.0% | $21.49 | — | MLP | 29250R106 |
| IVHIX | IVY HIGH INCOME FUND-CL I | 269,355 | $1,926 | 0.9% | $6.94 | — | FND | 466000122 |
| — | ENERGY TRANSFER PARTNERS LP | 50,413 | $1,919 | 0.9% | $39.90 | — | MLP | 29273R109 |
| MMLP | MARTIN MIDSTREAM PARTNERS LP | 77,714 | $1,795 | 0.8% | $26.13 | — | MLP | 573331105 |
| PBR | PETROLEO BRASILEIRO S.A. | 220,435 | $1,578 | 0.7% | $5.33 | — | COM | 71654V408 |
| HYG | ISHARES IBOXX H/Y CORP BOND | 18,341 | $1,553 | 0.7% | $89.60 | — | ETF | 464288513 |
| — | SYMANTEC CORP | 60,117 | $1,235 | 0.6% | $25.65 | — | COM | 871503108 |
| — | ABERDEEN AUSTRALIA EQUITY FD | 211,682 | $1,194 | 0.6% | $6.98 | — | FND | 003011103 |
| — | SPDR BARCLAYS CAPITAL HIGH | 28,188 | $1,006 | 0.5% | $38.62 | — | ETF | 78464A417 |
| — | INVESCO DYNAMIC CREDIT OPP | 87,597 | $965 | 0.5% | $11.18 | — | FND | 46132R104 |
| PNNT | PENNANTPARK INVESTMENT CORP | 137,848 | $942 | 0.4% | $4.12 | -50.9% | COM | 708062104 |
| — | TC PIPELINES LP PARTNERSHIP | 16,045 | $919 | 0.4% | $59.52 | — | MLP | 87233Q108 |
| — | BLACKROCK DEBT STRATEGIES FD | 239,858 | $847 | 0.4% | $3.73 | — | FND | 09255R103 |
| — | BUCKEYE PARTNERS LP | 11,767 | $828 | 0.4% | $70.38 | — | MLP | 118230101 |
| BAC | BANK OF AMERICA CORP | 60,764 | $806 | 0.4% | $13.55 | -16.3% | COM | 060505104 |
| — | PUTNAM PREMIER INCOME TRUST | 165,204 | $776 | 0.4% | $5.27 | — | FND | 746853100 |
| — | CALL 100 ISHARES TR MSCI EMERGING MKTS ETF | 2,544 | $753 | 0.4% | $295.99 | — | CALL | 99QAFKEBV |
| HPE | HEWLETT PACKARD ENTERPRIS | 24,373 | $445 | 0.2% | $6.50 | +19.4% | COM | 42824C109 |
| SPY | SPDR TRUST SERIES 1 | 1,976 | $414 | 0.2% | $205.44 | — | ETF | 78462F103 |
| — | CALL 100 ISHARES TR MSCI EMERGING MKTS ETF | 1,697 | $399 | 0.2% | $235.12 | — | CALL | 99QAFKEBW |
| C | CITIGROUP INC COMMON STOCK | 8,561 | $363 | 0.2% | $39.54 | -16.3% | COM | 172967424 |
| HPQ | HP INC | 24,373 | $306 | 0.1% | $9.12 | -0.7% | COM | 40434L105 |
| — | TEEKAY LNG PARTNERS LP PARTNERSHIP SHARES | 25,827 | $291 | 0.1% | $36.27 | — | MLP | Y8564M105 |
| — | EMC CORP/MASS | 10,449 | $284 | 0.1% | $29.76 | — | COM | 268648102 |
| INTC | INTEL CORP | 8,484 | $278 | 0.1% | $26.63 | -5.7% | COM | 458140100 |
| LLY | ELI LILLY & CO COMMON STOCK | 2,828 | $223 | 0.1% | $55.19 | +16.1% | COM | 532457108 |
| — | TEEKAY OFFSHORE PARTNERS LP | 35,343 | $210 | 0.1% | $23.03 | — | MLP | Y8565J101 |
| — | XEROX CORP | 20,792 | $197 | 0.1% | $13.85 | — | COM | 984121103 |
| F | FORD MOTOR CO C | 12,263 | $154 | 0.1% | $8.16 | -2.7% | COM | 345370860 |
| — | CALL 100 PETROLEO BRASILEIRO SA PETROBRAS | 2,160 | $138 | 0.1% | $63.89 | — | CALL | 99QAIG5KH |
| CSCO | CISCO SYSTEMS INC | 4,524 | $130 | 0.1% | $18.31 | +13.9% | COM | 17275R102 |
| — | CENTURYTEL INC COMMON STOCK | 4,431 | $129 | 0.1% | $34.53 | — | COM | 156700106 |
| WFC | WELLS FARGO & CO | 2,613 | $124 | 0.1% | $39.85 | -6.6% | COM | 949746101 |
| — | ARCHROCK PARTNERS LP | 8,030 | $109 | 0.1% | $12.33 | — | COM | 03957U100 |
| BP | BP PLC-SPONS ADR DEPOSITORY RECEIPT | 3,066 | $109 | 0.1% | $39.14 | — | COM | 055622104 |
| — | GENERAL ELECTRIC CO | 3,393 | $107 | 0.1% | $25.27 | — | COM | 369604103 |
| — | ALCOA INC | 10,000 | $93 | 0.0% | $15.80 | — | COM | 013817101 |
| — | CRESTWOOD EQUITY PARTNERS | 3,214 | $65 | 0.0% | $20.73 | — | MLP | 226344208 |
| — | TOTAL SA-SPON ADR | 996 | $48 | 0.0% | $49.20 | — | COM | 89151E109 |
| TS | TENARIS SA-ADR DEPOSITORY | 1,677 | $48 | 0.0% | $27.91 | — | COM | 88031M109 |
| GM | GENERAL MOTORS CO | 1,218 | $34 | 0.0% | $28.15 | -11.9% | COM | 37045V100 |
| AIG | AMERICAN INTERNATIONAL GROUP | 618 | $33 | 0.0% | $41.20 | +5.1% | COM | 026874784 |
| — | GENERAL MOTORS-CW16 07/10/2016 WARRANT | 1,014 | $19 | 0.0% | $27.61 | — | *W EXP 07/10/201 | 37045V118 |
| — | VANGUARD NATURAL RESOURCES | 10,278 | $14 | 0.0% | $13.43 | — | FND | 92205F106 |
| — | GENERAL MOTORS-CW19 07/10/2019 WARRANT | 1,014 | $11 | 0.0% | $19.72 | — | *W EXP 07/10/201 | 37045V126 |
| — | AMERICAN CAPITAL AGENCY CORP REIT | 276 | $5 | 0.0% | $19.73 | — | FND | 02503X105 |
| — | CALL 100 ISHARES TR MSCI EAFE ETF EXP 12-16- | 157 | $5 | 0.0% | $31.85 | — | CALL | 99QAHWJQF |
| — | WMI HOLDINGS CORP COMMON STOCK | 953 | $2 | 0.0% | $2.10 | — | COM | 92936P100 |
| — | TIME INC | 50 | $1 | 0.0% | $20.00 | — | COM | 887228104 |
| UIS | UNISYS CORP | 32 | $0 | 0.0% | $7.66 | 0.0% | COM | 909214306 |