Location: Houston, TX
CIK: 0001608376 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Oct 5, 2016
Total Value: $251M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | AMERICAN CAPITAL LTD | 3,129,192 | $52.91M | 21.1% | $14.82 | — | COM | 02503Y103 |
| — | WELLS FARGO ADVANTAGE INCOME | 3,686,762 | $30.82M | 12.3% | $8.02 | — | FND | 94987B105 |
| EFA | ISHARES MSCI EAFE INDEX FUND | 501,480 | $29.65M | 11.8% | $56.49 | — | ETF | 464287465 |
| GOOG | ALPHABET INC-CL C | 23,600 | $18.34M | 7.3% | $37.69 | 0.0% | CAP STK CL C | 02079K107 |
| — | ABERDEEN ASIA-PAC INCOME FD | 3,347,311 | $17.14M | 6.8% | $4.95 | — | FND | 003009107 |
| EEM | ISHARES MSCI EMERGING MKT IN | 433,105 | $16.22M | 6.5% | $34.91 | — | ETF | 464287234 |
| — | TEMPLETON EMERG MKTS INC FD | 1,455,322 | $16.01M | 6.4% | $10.43 | — | FND | 880192109 |
| — | WILLIAMS PARTNERS LP PARTNERSHIP | 252,845 | $9.403M | 3.7% | $33.11 | — | MLP | 96949L105 |
| TBT | PROSHARES ULTRASHORT 20+Y TR | 218,864 | $6.916M | 2.8% | $44.14 | — | ETF | 74347B201 |
| — | SANDRIDGE PERMIAN TRUST | 2,239,808 | $6.383M | 2.5% | $2.87 | — | COM UNIT BEN INT | 80007A102 |
| EPD | ENTERPRISE PRODUCTS PARTNERS | 219,461 | $6.064M | 2.4% | $27.63 | — | COM | 293792107 |
| PAA | PLAINS ALL AMER PIPELINE LP PARTNERSHIP | 186,969 | $5.873M | 2.3% | $26.85 | — | MLP | 726503105 |
| — | MEMORIAL PRODUCTION PARTNERS | 1,595,745 | $2.84M | 1.1% | $2.80 | — | MLP | 586048100 |
| — | ALERIAN MLP ETF | 223,536 | $2.837M | 1.1% | $17.52 | — | FND | 00162Q866 |
| — | SANDRIDGE MISSISSIPPIAN TRUS | 1,776,085 | $2.433M | 1.0% | $2.70 | — | COM UNIT BEN INT | 80007V106 |
| — | ENBRIDGE ENERGY PARTNERS LP | 87,657 | $2.229M | 0.9% | $21.49 | — | MLP | 29250R106 |
| PBR | PETROLEO BRASILEIRO S.A.-ADR | 220,254 | $2.055M | 0.8% | $5.33 | — | COM | 71654V408 |
| IVHIX | IVY HIGH INCOME FUND-CL I | 269,355 | $1.988M | 0.8% | $6.94 | — | FND | 466000122 |
| — | ENERGY TRANSFER PARTNERS LP | 49,129 | $1.818M | 0.7% | $39.90 | — | MLP | 29273R109 |
| MMLP | MARTIN MIDSTREAM PARTNERS LP | 75,462 | $1.512M | 0.6% | $26.13 | — | MLP | 573331105 |
| — | SYMANTEC CORP | 60,117 | $1.509M | 0.6% | $25.65 | — | COM | 871503108 |
| — | PUTNAM PREMIER INCOME TRUST | 299,932 | $1.467M | 0.6% | $5.10 | — | FND | 746853100 |
| — | CALL 100 NEW STANDARD & POORS 500CBOE INDEX | 460 | $1.283M | 0.5% | $2789.13 | — | CALL | 99QAG5ETW |
| — | CALL 100 ISHARES TR MSCI EMERGING MKTS ETF | 2,544 | $1.221M | 0.5% | $295.99 | — | CALL | 99QAFKEBV |
| — | ABERDEEN AUSTRALIA EQUITY FD | 207,889 | $1.212M | 0.5% | $6.98 | — | FND | 003011103 |
| PNNT | PENNANTPARK INVESTMENT CORP | 135,388 | $1.018M | 0.4% | $4.12 | -40.5% | COM | 708062104 |
| BAC | BANK OF AMERICA CORP | 60,764 | $951K | 0.4% | $13.55 | -11.0% | COM | 060505104 |
| — | TC PIPELINES LP PARTNERSHIP SHARES | 16,045 | $915K | 0.4% | $59.52 | — | MLP | 87233Q108 |
| — | CALL 100 NEW STANDARD & POORS 500CBOE INDEX | 460 | $833K | 0.3% | $1810.87 | — | CALL | 99QAG5ETX |
| — | BUCKEYE PARTNERS LP | 11,368 | $814K | 0.3% | $70.38 | — | MLP | 118230101 |
| — | CALL 100 ISHARES TR MSCI EMERGING MKTS ETF | 1,697 | $679K | 0.3% | $235.12 | — | CALL | 99QAFKEBW |
| HPE | HEWLETT PACKARD ENTERPRIS | 24,373 | $554K | 0.2% | $6.50 | +45.2% | COM | 42824C109 |
| PELBX | PIMCO DYNAMIC CREDIT INCOME | 73,125 | $547K | 0.2% | $7.48 | — | FND | 72201F516 |
| — | CALL 100 ISHARES TR MSCI EAFE ETF EXP 09-15- | 2,835 | $541K | 0.2% | $190.83 | — | CALL | 99QAI8REC |
| — | CALL 100 ALPHABET INC CL C EXP 12-16- | 236 | $458K | 0.2% | $1940.68 | — | CALL | 99QAIP7R8 |
| C | CITIGROUP INC | 8,561 | $404K | 0.2% | $39.54 | -13.6% | COM | 172967424 |
| — | TEEKAY LNG PARTNERS LP PARTNERSHIP | 25,164 | $381K | 0.2% | $36.27 | — | MLP | Y8564M105 |
| HPQ | HP INC | 24,373 | $379K | 0.2% | $9.12 | +14.8% | COM | 40434L105 |
| INTC | INTEL CORP | 8,484 | $320K | 0.1% | $26.63 | +7.5% | COM | 458140100 |
| — | CALL 100 PETROLEO BRASILEIRO SA PETROBRAS | 2,160 | $313K | 0.1% | $63.89 | — | CALL | 99QAIG5KH |
| LLY | ELI LILLY & CO | 2,828 | $227K | 0.1% | $55.19 | +24.3% | COM | 532457108 |
| — | TEEKAY OFFSHORE PARTNERS LP | 34,466 | $218K | 0.1% | $23.03 | — | MLP | Y8565J101 |
| — | XEROX CORP | 20,792 | $211K | 0.1% | $13.85 | — | COM | 984121103 |
| F | FORD MOTOR CO | 12,263 | $148K | 0.1% | $8.16 | -5.8% | COM | 345370860 |
| CSCO | CISCO SYSTEMS INC | 4,524 | $144K | 0.1% | $18.31 | +26.0% | COM | 17275R102 |
| — | CENTURYTEL INC | 4,431 | $122K | 0.0% | $34.53 | — | COM | 156700106 |
| — | ARCHROCK PARTNERS LP | 8,030 | $118K | 0.0% | $12.33 | — | COM UNITS REPSTG | 03957U100 |
| WFC | WELLS FARGO & CO | 2,613 | $116K | 0.0% | $39.85 | -7.6% | COM | 949746101 |
| BP | BP PLC-SPONS ADR | 3,066 | $108K | 0.0% | $39.14 | — | COM | 055622104 |
| — | GENERAL ELECTRIC CO | 3,393 | $101K | 0.0% | $25.27 | — | COM | 369604103 |
| — | ALCOA INC | 10,000 | $101K | 0.0% | $15.80 | — | COM | 013817101 |
| — | CRESTWOOD EQUITY PARTNERS LP | 3,214 | $68,000 | 0.0% | $20.73 | — | MLP | 226344208 |
| — | DELL TECHNOLOGIES INC | 1,163 | $56,000 | 0.0% | $48.15 | — | COM CL V | 24703L103 |
| — | TOTAL SA-SPON ADR | 996 | $48,000 | 0.0% | $49.20 | — | COM | 89151E109 |
| TS | TENARIS SA-ADR | 1,677 | $48,000 | 0.0% | $27.91 | — | COM | 88031M109 |
| GM | GENERAL MOTORS CO | 1,218 | $39,000 | 0.0% | $28.15 | -8.1% | COM | 37045V100 |
| AIG | AMERICAN INTERNATIONAL GROUP | 618 | $37,000 | 0.0% | $41.20 | +9.4% | COM | 026874784 |
| SPY | SPDR TRUST SERIES 1 | 85 | $18,000 | 0.0% | $205.44 | — | ETF | 78462F103 |
| — | GENERAL MOTORS-CW19 07/10/2019 | 1,014 | $14,000 | 0.0% | $19.72 | — | *W EXP 07/10/201 | 37045V126 |
| — | CALL 100 ISHARES TR MSCI EAFE ETF EXP 12-16- | 157 | $6,000 | 0.0% | $31.85 | — | CALL | 99QAHWJQF |
| — | WMI HOLDINGS CORP | 953 | $2,000 | 0.0% | $2.10 | — | COM | 92936P100 |