Location: Houston, TX
CIK: 0001608376 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Jan 19, 2017
Total Value: $206M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | AMERICAN CAPITAL LTD | 2,111,988 | $37.85M | 18.4% | $17.92 | $14.82 | — | COM | 02503Y103 |
| EFA | ISHARES MSCI EAFE INDEX FUND | 501,480 | $28.95M | 14.1% | $57.73 | $58.08 | -0.6% | ETF | 464287465 |
| — | WELLS FARGO ADVANTAGE INCOME | 2,786,473 | $23.63M | 11.5% | $8.48 | $8.02 | — | FND | 94987B105 |
| GOOG | ALPHABET INC-CL C | 24,800 | $19.14M | 9.3% | $771.81 * | $37.74 | +1.5% | CAP STK CL C | 02079K107 |
| — | ABERDEEN ASIA-PAC INCOME FD | 3,661,311 | $16.95M | 8.2% | $4.63 | $4.93 | — | FND | 003009107 |
| — | TEMPLETON EMERG MKTS INC FD | 1,466,902 | $16M | 7.8% | $10.91 | $10.43 | — | FND | 880192109 |
| TBT | PROSHARES ULTRASHORT 20Y TR | 218,864 | $8.934M | 4.3% | $40.82 | $45.30 | -9.9% | ETF | 74347B201 |
| — | WILLIAMS PARTNERS LP PARTNERSHIP | 216,652 | $8.239M | 4.0% | $38.03 | $33.11 | — | MLP | 96949L105 |
| EEM | ISHARES MSCI EMERGING MKT IN | 182,005 | $6.372M | 3.1% | $35.01 | $35.35 | -1.0% | ETF | 464287234 |
| EPD | ENTERPRISE PRODUCTS PARTNERS | 143,989 | $3.893M | 1.9% | $27.04 | $27.63 | — | COM | 293792107 |
| PAA | PLAINS ALL AMER PIPELINE LP PARTNERSHIP | 93,825 | $3.03M | 1.5% | $32.29 | $26.85 | — | MLP | 726503105 |
| — | ALERIAN MLP ETF | 223,536 | $2.817M | 1.4% | $12.60 | $17.52 | — | FND | 00162Q866 |
| — | BUCKEYE PARTNERS LP | 41,282 | $2.731M | 1.3% | $66.15 | $67.32 | — | MLP | 118230101 |
| — | SANDRIDGE MISSISSIPPIAN TRUS | 1,624,457 | $2.29M | 1.1% | $1.41 | $2.70 | — | COM UNIT BEN INT | 80007V106 |
| — | ENBRIDGE ENERGY PARTNERS LP | 87,657 | $2.234M | 1.1% | $25.49 | $21.49 | — | MLP | 29250R106 |
| IVHIX | IVY HIGH INCOME FUND-CL I | 269,355 | $2.017M | 1.0% | $7.49 | $6.94 | — | FND | 466000122 |
| — | ENERGY TRANSFER PARTNERS LP | 49,129 | $1.759M | 0.9% | $35.80 | $39.90 | — | MLP | 29273R109 |
| — | SANDRIDGE PERMIAN TRUST | 533,653 | $1.574M | 0.8% | $2.95 | $2.87 | — | COM UNIT BEN INT | 80007A102 |
| — | CALL 100 NEW STANDARD & POORS 500CBOE INDEX | 460 | $1.541M | 0.7% | $3350.00 | $2789.13 | — | CALL | 99QAG5ETW |
| — | PUTNAM PREMIER INCOME TRUST | 299,932 | $1.491M | 0.7% | $4.97 | $5.10 | — | FND | 746853100 |
| — | SYMANTEC CORP | 60,117 | $1.436M | 0.7% | $23.89 | $25.65 | — | COM | 871503108 |
| MMLP | MARTIN MIDSTREAM PARTNERS LP | 75,462 | $1.385M | 0.7% | $18.35 | $26.13 | — | MLP | 573331105 |
| BAC | BANK OF AMERICA CORP | 60,764 | $1.343M | 0.7% | $22.10 * | $13.55 | +33.0% | COM | 060505104 |
| — | ABERDEEN AUSTRALIA EQUITY FD | 207,889 | $1.127M | 0.5% | $5.42 | $6.98 | — | FND | 003011103 |
| PNNT | PENNANTPARK INVESTMENT CORP | 135,388 | $1.037M | 0.5% | $7.66 * | $4.12 | -35.3% | COM | 708062104 |
| — | TC PIPELINES LP PARTNERSHIP SHARES | 16,045 | $944K | 0.5% | $58.83 | $59.52 | — | MLP | 87233Q108 |
| — | CALL 100 NEW STANDARD & POORS 500CBOE INDEX | 460 | $847K | 0.4% | $1841.30 | $1810.87 | — | CALL | 99QAG5ETX |
| HPE | HEWLETT PACKARD ENTERPRIS | 24,373 | $564K | 0.3% | $23.14 * | $6.50 | +58.9% | COM | 42824C109 |
| C | CITIGROUP INC | 8,561 | $509K | 0.2% | $59.46 * | $39.54 | +13.3% | COM | 172967424 |
| PELBX | PIMCO DYNAMIC CREDIT INCOME | 73,125 | $508K | 0.2% | $6.95 | $7.48 | — | FND | 72201F516 |
| — | CALL 100 RUSSELL 2000 INDEX CBOE EXP 01-20- | 500 | $375K | 0.2% | $750.00 | $750.00 | — | CALL | 99QAJTMNF |
| — | TEEKAY LNG PARTNERS LP PARTNERSHIP | 25,164 | $364K | 0.2% | $14.47 | $36.27 | — | MLP | Y8564M105 |
| HPQ | HP INC | 24,373 | $362K | 0.2% | $14.85 * | $9.12 | +21.3% | COM | 40434L105 |
| INTC | INTEL CORP | 8,484 | $308K | 0.1% | $36.30 * | $26.63 | +11.2% | COM | 458140100 |
| — | CALL 100 PROSHARES TR PROSHARES | 2,158 | $304K | 0.1% | $140.87 | $140.87 | — | CALL | 99QAFKO5C |
| — | CALL 100 ISHARES TR MSCI EAFE ETF EXP 09-15- | 2,835 | $255K | 0.1% | $89.95 | $190.83 | — | CALL | 99QAI8REC |
| — | CALL 100 ISHARES TR MSCI EMERGING MKTS ETF | 1,697 | $229K | 0.1% | $134.94 | $235.12 | — | CALL | 99QAFKEBW |
| LLY | ELI LILLY & CO | 2,828 | $208K | 0.1% | $73.55 * | $55.19 | +15.3% | COM | 532457108 |
| — | CALL 100 ALPHABET INC CL C EXP 03-17- | 236 | $203K | 0.1% | $860.17 | $860.17 | — | CALL | 99QAJBTM8 |
| — | XEROX CORP | 20,792 | $182K | 0.1% | $8.75 | $13.85 | — | COM | 984121103 |
| — | TEEKAY OFFSHORE PARTNERS LP | 34,466 | $174K | 0.1% | $5.05 | $23.03 | — | MLP | Y8565J101 |
| F | FORD MOTOR CO | 12,263 | $149K | 0.1% | $12.15 * | $8.16 | -8.1% | COM | 345370860 |
| WFC | WELLS FARGO & CO | 2,613 | $144K | 0.1% | $55.11 * | $39.85 | +7.6% | COM | 949746101 |
| CSCO | CISCO SYSTEMS INC | 4,524 | $137K | 0.1% | $30.28 * | $18.31 | +24.8% | COM | 17275R102 |
| — | ARCHROCK PARTNERS LP | 8,030 | $129K | 0.1% | $16.06 | $12.33 | — | COM UNITS REPSTG | 03957U100 |
| BP | BP PLC-SPONS ADR | 3,066 | $115K | 0.1% | $37.51 | $39.45 | -5.3% | COM | 055622104 |
| — | GENERAL ELECTRIC CO | 3,393 | $107K | 0.1% | $31.54 | $25.27 | — | COM | 369604103 |
| — | CENTURYTEL INC | 4,431 | $105K | 0.1% | $23.70 | $34.53 | — | COM | 156700106 |
| — | CRESTWOOD EQUITY PARTNERS LP | 3,214 | $82,000 | 0.0% | $25.51 | $20.73 | — | MLP | 226344208 |
| — | DELL TECHNOLOGIES INC | 1,163 | $64,000 | 0.0% | $55.03 | $48.15 | — | COM CL V | 24703L103 |
| — | ARCONIC INC | 3,333 | $62,000 | 0.0% | $18.60 | $18.60 | — | COM | 03965L100 |
| TS | TENARIS SA-ADR | 1,677 | $60,000 | 0.0% | $35.78 | $28.55 | +25.1% | COM | 88031M109 |
| — | TOTAL SA-SPON ADR | 996 | $51,000 | 0.0% | $51.20 | $49.20 | — | COM | 89151E109 |
| GM | GENERAL MOTORS CO | 1,218 | $42,000 | 0.0% | $34.48 * | $28.15 | +4.5% | COM | 37045V100 |
| AIG | AMERICAN INTERNATIONAL GROUP | 618 | $40,000 | 0.0% | $64.72 * | $41.20 | +26.2% | COM | 026874784 |
| — | CALL 100 RUSSELL 2000 INDEX CBOE EXP 01-20- | 500 | $33,000 | 0.0% | $66.00 | $66.00 | — | CALL | 99QAJTMNJ |
| — | ALCOA INC | 1,111 | $31,000 | 0.0% | $27.90 | $15.80 | — | COM | 013817101 |
| — | CALL 100 ALPHABET INC CL C EXP 03-17- | 12 | $26,000 | 0.0% | $2166.67 | $2166.67 | — | CALL | 99QAI9WQF |
| SPY | SPDR TRUST SERIES 1 | 85 | $19,000 | 0.0% | $223.53 | $201.02 | +11.2% | ETF | 78462F103 |
| — | GENERAL MOTORS-CW19 07/10/2019 | 1,014 | $17,000 | 0.0% | $16.77 | $19.72 | — | *W EXP 07/10/201 | 37045V126 |
| — | CALL 100 ISHARES TR MSCI EMERGING MKTS ETF | 33 | $7,000 | 0.0% | $212.12 | $295.99 | — | CALL | 99QAFKEBV |
| — | WMI HOLDINGS CORP | 953 | $1,000 | 0.0% | $1.05 | $2.10 | — | COM | 92936P100 |