SMI Advisory Services, LLC Diversified Active

Location: Columbus, IN

CIK: 0001609008 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Oct 12, 2021

Total Value: $223M (100.0% shares, 0.0% debt)

Holdings (27)

EFA ISHARES TR 17.1%

Value $38.27M Shares 490,627 Share Price $78.01 Est. Cost/Share $75.67 Unrealized @ Report Date +3.1%

VNQ VANGUARD INDEX FDS 16.8%

Value $37.56M Shares 369,029 Share Price $101.78 Est. Cost/Share $88.39 Unrealized @ Report Date +15.2%

VTIP VANGUARD MALVERN FDS 14.3%

Value $31.97M Shares 608,082 Share Price $52.58 Est. Cost/Share $52.14 Unrealized @ Report Date +0.8%

IWF ISHARES TR 9.2%

Value $20.51M Shares 74,828 Share Price $274.04 * Est. Cost/Share $70.74 Unrealized @ Report Date -3.2%

SPY SPDR S&P 500 ETF TR 8.6%

Value $19.14M Shares 44,597 Share Price $429.13 Est. Cost/Share $386.13 Unrealized @ Report Date +11.1%

VIOV VANGUARD ADMIRAL FDS INC 8.4%

Value $18.82M Shares 108,126 Share Price $174.03 * Est. Cost/Share $82.32 Unrealized @ Report Date +5.7%

BIV VANGUARD BD INDEX FDS 7.0%

Value $15.71M Shares 175,705 Share Price $89.44 Est. Cost/Share $90.55 Unrealized @ Report Date -1.2%

IWN ISHARES TR 3.2%

Value $7.14M Shares 44,560 Share Price $160.23 Est. Cost/Share $152.22 Unrealized @ Report Date +5.3%

SPHB INVESCO EXCH TRADED FD TR II 3.1%

Value $6.958M Shares 95,184 Share Price $73.10 Est. Cost/Share $65.95 Unrealized @ Report Date +10.8%

IVV ISHARES TR 3.1%

Value $6.931M Shares 16,089 Share Price $430.79 Est. Cost/Share $388.68 Unrealized @ Report Date +10.8%

VXF VANGUARD INDEX FDS 2.4%

Value $5.377M Shares 29,487 Share Price $182.35 Est. Cost/Share $178.08 Unrealized @ Report Date +2.4%

IAI ISHARES TR 1.5%

Value $3.296M Shares 31,570 Share Price $104.40 Est. Cost/Share $105.30 Unrealized @ Report Date -0.9%

XRT SPDR SER TR 1.4%

Value $3.11M Shares 34,430 Share Price $90.33 Est. Cost/Share $95.00 Unrealized @ Report Date -4.9%

IWB ISHARES TR 0.5%

Value $1.217M Shares 5,034 Share Price $241.76 Est. Cost/Share $218.94 Unrealized @ Report Date +10.4%

VOO VANGUARD INDEX FDS 0.4%

Value $954K Shares 2,418 Share Price $394.54 Est. Cost/Share $354.62 Unrealized @ Report Date +11.2%

VEU VANGUARD INTL EQUITY INDEX F 0.4%

Value $906K Shares 14,866 Share Price $60.94 Est. Cost/Share $60.83 Unrealized @ Report Date +0.2%

IWR ISHARES TR 0.4%

Value $896K Shares 11,460 Share Price $78.18 Est. Cost/Share $72.29 Unrealized @ Report Date +8.2%

HUBB HUBBELL INC 0.4%

Value $818K Shares 4,525 Share Price $180.77 * Est. Cost/Share $159.48 Unrealized @ Report Date +5.9%

CWI SPDR INDEX SHS FDS 0.3%

Value $744K Shares 25,692 Share Price $28.96 Est. Cost/Share $28.96 Unrealized @ Report Date +0.0%

BND VANGUARD BD INDEX FDS 0.3%

Value $637K Shares 7,452 Share Price $85.48 Est. Cost/Share $86.21 Unrealized @ Report Date -0.9%

— INVESCO EXCH TRD SLF IDX FD 0.2%

Value $440K Shares 20,852 Share Price $21.10 Est. Cost/Share $21.12 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 0.2%

Value $400K Shares 18,587 Share Price $21.52 Est. Cost/Share $21.65 Unrealized @ Report Date —

— INVESCO EXCH TRD SLF IDX FD 0.2%

Value $383K Shares 17,688 Share Price $21.65 Est. Cost/Share $21.75 Unrealized @ Report Date —

VV VANGUARD INDEX FDS 0.2%

Value $382K Shares 1,902 Share Price $200.84 Est. Cost/Share $181.21 Unrealized @ Report Date +10.9%

SPMD SPDR SER TR 0.1%

Value $258K Shares 5,584 Share Price $46.20 Est. Cost/Share $43.89 Unrealized @ Report Date +5.2%

BSEP INNOVATOR ETFS TR 0.1%

Value $257K Shares 8,234 Share Price $31.21 Est. Cost/Share $31.98 Unrealized @ Report Date -2.3%

MRNA MODERNA INC 0.1%

Value $236K Shares 614 Share Price $384.36 Est. Cost/Share $368.80 Unrealized @ Report Date +4.4%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
EFA	ISHARES TR	490,627	$38.27M	17.1%	$78.01	$75.67	+3.1%	MSCI EAFE ETF	464287465
VNQ	VANGUARD INDEX FDS	369,029	$37.56M	16.8%	$101.78	$88.39	+15.2%	REAL ESTATE ETF	922908553
VTIP	VANGUARD MALVERN FDS	608,082	$31.97M	14.3%	$52.58	$52.14	+0.8%	STRM INFPROIDX	922020805
IWF	ISHARES TR	74,828	$20.51M	9.2%	$274.04 *	$70.74	-3.2%	RUS 1000 GRW ETF	464287614
SPY	SPDR S&P 500 ETF TR	44,597	$19.14M	8.6%	$429.13	$386.13	+11.1%	TR UNIT	78462F103
VIOV	VANGUARD ADMIRAL FDS INC	108,126	$18.82M	8.4%	$174.03 *	$82.32	+5.7%	SMLCP 600 VAL	921932778
BIV	VANGUARD BD INDEX FDS	175,705	$15.71M	7.0%	$89.44	$90.55	-1.2%	INTERMED TERM	921937819
IWN	ISHARES TR	44,560	$7.14M	3.2%	$160.23	$152.22	+5.3%	RUS 2000 VAL ETF	464287630
SPHB	INVESCO EXCH TRADED FD TR II	95,184	$6.958M	3.1%	$73.10	$65.95	+10.8%	S&P 500 HB ETF	46138E370
IVV	ISHARES TR	16,089	$6.931M	3.1%	$430.79	$388.68	+10.8%	CORE S&P500 ETF	464287200
VXF	VANGUARD INDEX FDS	29,487	$5.377M	2.4%	$182.35	$178.08	+2.4%	EXTEND MKT ETF	922908652
IAI	ISHARES TR	31,570	$3.296M	1.5%	$104.40	$105.30	-0.9%	US BR DEL SE ETF	464288794
XRT	SPDR SER TR	34,430	$3.11M	1.4%	$90.33	$95.00	-4.9%	S&P RETAIL ETF	78464A714
IWB	ISHARES TR	5,034	$1.217M	0.5%	$241.76	$218.94	+10.4%	RUS 1000 ETF	464287622
VOO	VANGUARD INDEX FDS	2,418	$954K	0.4%	$394.54	$354.62	+11.2%	S&P 500 ETF SHS	922908363
VEU	VANGUARD INTL EQUITY INDEX F	14,866	$906K	0.4%	$60.94	$60.83	+0.2%	ALLWRLD EX US	922042775
IWR	ISHARES TR	11,460	$896K	0.4%	$78.18	$72.29	+8.2%	RUS MID CAP ETF	464287499
HUBB	HUBBELL INC	4,525	$818K	0.4%	$180.77 *	$159.48	+5.9%	COM	443510607
CWI	SPDR INDEX SHS FDS	25,692	$744K	0.3%	$28.96	$28.96	+0.0%	MSCI ACWI EXUS	78463X848
BND	VANGUARD BD INDEX FDS	7,452	$637K	0.3%	$85.48	$86.21	-0.9%	TOTAL BND MRKT	921937835
—	INVESCO EXCH TRD SLF IDX FD	20,852	$440K	0.2%	$21.10	$21.12	—	BULSHS 2021 CB	46138J700
—	INVESCO EXCH TRD SLF IDX FD	18,587	$400K	0.2%	$21.52	$21.65	—	BULSHS 2022 CB	46138J882
—	INVESCO EXCH TRD SLF IDX FD	17,688	$383K	0.2%	$21.65	$21.75	—	BULSHS 2023 CB	46138J866
VV	VANGUARD INDEX FDS	1,902	$382K	0.2%	$200.84	$181.21	+10.9%	LARGE CAP ETF	922908637
SPMD	SPDR SER TR	5,584	$258K	0.1%	$46.20	$43.89	+5.2%	PORTFOLIO S&P400	78464A847
BSEP	INNOVATOR ETFS TR	8,234	$257K	0.1%	$31.21	$31.98	-2.3%	US EQTY BUF SEP	45782C664
MRNA	MODERNA INC	614	$236K	0.1%	$384.36	$368.80	+4.4%	COM	60770K107