Alken Asset Management Ltd Quant / Systematic

Location: London, United Kingdom

CIK: 0001629996 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 9, 2021

Total Value: $15.58M (20.8% shares, 79.2% debt)

Holdings (22)

— LUV 1 1/4 05/01/25 20.2%

Value $3.147M Shares 2,125,000 Share Price $1.48 Est. Cost/Share $1.43 Unrealized @ Report Date —

— LITE 0 1/2 12/15/26 7.4%

Value $1.148M Shares 1,050,000 Share Price $1.09 Est. Cost/Share $1.21 Unrealized @ Report Date —

— FTV 0 7/8 02/15/2022 6.7%

Value $1.045M Shares 1,050,000 Share Price $1.00 Est. Cost/Share $1.03 Unrealized @ Report Date —

MSFT MICROSOFT CORP 6.7%

Value $1.043M Shares 3,700 Share Price $281.89 * Est. Cost/Share $173.06 Unrealized @ Report Date +57.3%

— LYFT 1 1/2 05/15/2 5.3%

Value $822K Shares 530,000 Share Price $1.55 Est. Cost/Share $1.55 Unrealized @ Report Date —

— COUP 0 3/8 06/15/26 4.9%

Value $768K Shares 710,000 Share Price $1.08 Est. Cost/Share $1.08 Unrealized @ Report Date —

— ZNGA 0 1/4 06/01/24 4.7%

Value $725K Shares 640,000 Share Price $1.13 Est. Cost/Share $1.25 Unrealized @ Report Date —

— SWK 5 1/4 4.5%

Value $695K Shares 6,600 Share Price $105.30 Est. Cost/Share $109.43 Unrealized @ Report Date —

— BKNG 0 3/4 05/01/25 4.4%

Value $690K Shares 470,000 Share Price $1.47 Est. Cost/Share $1.47 Unrealized @ Report Date —

— MOMO 1 1/4 07/01/25 4.0%

Value $629K Shares 750,000 Share Price $0.84 Est. Cost/Share $0.90 Unrealized @ Report Date —

AMZN AMAZON.COM INC 3.9%

Value $611K Shares 186 Share Price $3284.95 * Est. Cost/Share $157.65 Unrealized @ Report Date +4.2%

— DKS 3 1/4 04/15/25 3.5%

Value $550K Shares 150,000 Share Price $3.67 Est. Cost/Share $3.67 Unrealized @ Report Date —

— TREE 0 1/2 07/15/25 3.3%

Value $510K Shares 600,000 Share Price $0.85 Est. Cost/Share $0.85 Unrealized @ Report Date —

— Nee 4.872 3.2%

Value $491K Shares 8,400 Share Price $58.45 Est. Cost/Share $54.14 Unrealized @ Report Date —

— NRG 2 3/4 06/01/48 3.1%

Value $490K Shares 420,000 Share Price $1.17 Est. Cost/Share $1.12 Unrealized @ Report Date —

— DXCM 0 1/4 11/15/25 3.1%

Value $476K Shares 400,000 Share Price $1.19 Est. Cost/Share $1.19 Unrealized @ Report Date —

BKR BAKER HUGHES Co 2.5%

Value $396K Shares 16,000 Share Price $24.75 * Est. Cost/Share $15.41 Unrealized @ Report Date +44.7%

— FTI CONSULTING INC 2.4%

Value $378K Shares 270,000 Share Price $1.40 Est. Cost/Share $1.35 Unrealized @ Report Date —

— IQ 2 04/01/25 2.3%

Value $351K Shares 400,000 Share Price $0.88 Est. Cost/Share $0.88 Unrealized @ Report Date —

— PDD 0 12/01/25 2.1%

Value $323K Shares 350,000 Share Price $0.92 Est. Cost/Share $1.06 Unrealized @ Report Date —

— CHGG 0 09/01/26 1.9%

Value $295K Shares 300,000 Share Price $0.98 Est. Cost/Share $0.98 Unrealized @ Report Date —

V VISA INC 0.0%

Value $0 Shares 4,750 Share Price $0.00 Est. Cost/Share $196.97 Unrealized @ Report Date +9.5%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	LUV 1 1/4 05/01/25	2,125,000	$3.147M	20.2%	$1.48	$1.43	—	US DOMESTIC	844741BG2
—	LITE 0 1/2 12/15/26	1,050,000	$1.148M	7.4%	$1.09	$1.21	—	US DOMESTIC	55024UAD1
—	FTV 0 7/8 02/15/2022	1,050,000	$1.045M	6.7%	$1.00	$1.03	—	US DOMESTIC	34959JAK4
MSFT	MICROSOFT CORP	3,700	$1.043M	6.7%	$281.89 *	$173.06	+57.3%	Common Stock	594918104
—	LYFT 1 1/2 05/15/2	530,000	$822K	5.3%	$1.55	$1.55	—	US DOMESTIC	55087PAB0
—	COUP 0 3/8 06/15/26	710,000	$768K	4.9%	$1.08	$1.08	—	US DOMESTIC	22266LAF3
—	ZNGA 0 1/4 06/01/24	640,000	$725K	4.7%	$1.13	$1.25	—	US DOMESTIC	98986TAB4
—	SWK 5 1/4	6,600	$695K	4.5%	$105.30	$109.43	—	PUBLIC	854502846
—	BKNG 0 3/4 05/01/25	470,000	$690K	4.4%	$1.47	$1.47	—	US DOMESTIC	09857LAN8
—	MOMO 1 1/4 07/01/25	750,000	$629K	4.0%	$0.84	$0.90	—	GLOBAL	60879BAB3
AMZN	AMAZON.COM INC	186	$611K	3.9%	$3284.95 *	$157.65	+4.2%	Common Stock	023135106
—	DKS 3 1/4 04/15/25	150,000	$550K	3.5%	$3.67	$3.67	—	US DOMESTIC	253393AD4
—	TREE 0 1/2 07/15/25	600,000	$510K	3.3%	$0.85	$0.85	—	US DOMESTIC	52603BAD9
—	Nee 4.872	8,400	$491K	3.2%	$58.45	$54.14	—	PUBLIC	65339F796
—	NRG 2 3/4 06/01/48	420,000	$490K	3.1%	$1.17	$1.12	—	US DOMESTIC	629377CG5
—	DXCM 0 1/4 11/15/25	400,000	$476K	3.1%	$1.19	$1.19	—	US DOMESTIC	252131AK3
BKR	BAKER HUGHES Co	16,000	$396K	2.5%	$24.75 *	$15.41	+44.7%	Common Stock	05722G100
—	FTI CONSULTING INC	270,000	$378K	2.4%	$1.40	$1.35	—	US DOMESTIC	302941AP4
—	IQ 2 04/01/25	400,000	$351K	2.3%	$0.88	$0.88	—	GLOBAL	46267XAD0
—	PDD 0 12/01/25	350,000	$323K	2.1%	$0.92	$1.06	—	GLOBAL	722304AC6
—	CHGG 0 09/01/26	300,000	$295K	1.9%	$0.98	$0.98	—	US DOMESTIC	163092AF6
V	VISA INC	4,750	$0	0.0%	$0.00	$196.97	+9.5%	Common Stock	92826C839