Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q1 2020 (← Previous) (Next →)

Filing Date: Apr 22, 2020

Total Value ($000): $104,785 (100.0% shares, 0.0% debt)

Holdings (77)

SCHG SCHWAB US LARGE CAP GROWTH ETF 10.7%
Value ($000) $11,253 Shares 141,280 Est. Cost $55.50 Unrealized —
VMBS VANGUARD MTG BACKED SEC ETF 6.9%
Value ($000) $7,276 Shares 133,501 Est. Cost $54.45 Unrealized —
PTLC PACER TRENDPILOT US LRG CAP ET 5.8%
Value ($000) $6,050 Shares 223,995 Est. Cost $27.01 Unrealized —
VUG VANGUARD US LRG CAP GR IND ETF 5.7%
Value ($000) $5,924 Shares 37,805 Est. Cost $108.09 Unrealized —
SCHF SCHWAB INTERNATIONAL EQTY ETF 3.9%
Value ($000) $4,051 Shares 156,790 Est. Cost $32.40 Unrealized —
MSFT MICROSOFT CORP 3.3%
Value ($000) $3,472 Shares 22,018 Est. Cost $70.79 Unrealized +120.8%
CVX CHEVRON CORP NEW 2.9%
Value ($000) $3,042 Shares 41,982 Est. Cost $78.02 Unrealized -2.6%
HON HONEYWELL INTERNATIONAL INC 2.7%
Value ($000) $2,856 Shares 21,350 Est. Cost $131.23 Unrealized +4.1%
ABBV ABBVIE INC 2.4%
Value ($000) $2,530 Shares 33,210 Est. Cost $57.66 Unrealized +16.5%
GILD GILEAD SCIENCES INC 2.4%
Value ($000) $2,494 Shares 33,361 Est. Cost $55.37 Unrealized -0.8%
SCHB SCHWAB US BROAD MKT ETF 2.3%
Value ($000) $2,421 Shares 40,070 Est. Cost $56.58 Unrealized —
BIIB BIOGEN INC 2.0%
Value ($000) $2,066 Shares 6,530 Est. Cost $303.47 Unrealized 0.0%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 2.0%
Value ($000) $2,061 Shares 11,275 Est. Cost $199.25 Unrealized +6.7%
XOM EXXON MOBIL CORP (NEW) 1.9%
Value ($000) $2,015 Shares 53,072 Est. Cost $50.65 Unrealized -16.9%
GD GENERAL DYNAMICS CORP 1.9%
Value ($000) $1,974 Shares 14,920 Est. Cost $155.87 Unrealized -7.0%
VZ VERIZON COMMUNICATIONS 1.8%
Value ($000) $1,866 Shares 34,733 Est. Cost $37.66 Unrealized +8.9%
INTC INTEL CORP 1.7%
Value ($000) $1,818 Shares 33,591 Est. Cost $38.89 Unrealized +34.6%
CSCO CISCO SYSTEMS INC 1.6%
Value ($000) $1,631 Shares 41,494 Est. Cost $37.17 Unrealized -1.4%
SCHW SCHWAB CHARLES CORP 1.5%
Value ($000) $1,596 Shares 47,469 Est. Cost $38.68 Unrealized 0.0%
— CYRUSONE INC 1.5%
Value ($000) $1,579 Shares 25,575 Est. Cost $61.74 Unrealized —
MDT MEDTRONIC PLC 1.5%
Value ($000) $1,543 Shares 17,106 Est. Cost $91.39 Unrealized -1.3%
ACN ACCENTURE PLC CL.A 1.5%
Value ($000) $1,542 Shares 9,445 Est. Cost $154.82 Unrealized +14.4%
WFC WELLS FARGO& CO (NEW) 1.4%
Value ($000) $1,421 Shares 49,526 Est. Cost $44.57 Unrealized -17.8%
SPDW SPDW PORTFOLIO WORLD ex-US ETF 1.3%
Value ($000) $1,409 Shares 58,850 Est. Cost $31.19 Unrealized —
XLE SECTOR SPDR ENERGY SELECT SHS 1.3%
Value ($000) $1,379 Shares 47,466 Est. Cost $71.32 Unrealized —
ABT ABBOTT LABORATORIES 1.3%
Value ($000) $1,365 Shares 17,293 Est. Cost $58.75 Unrealized +28.2%
WMT WALMART, INC 1.2%
Value ($000) $1,274 Shares 11,215 Est. Cost $27.59 Unrealized +28.2%
GOOGL ALPHABET CLASS A 1.0%
Value ($000) $1,032 Shares 888 Est. Cost $60.42 Unrealized +11.3%
HDV iSHARES CORE HIGH DIV ETF 1.0%
Value ($000) $1,029 Shares 14,380 Est. Cost $91.38 Unrealized —
PG PROCTER AND GAMBLE COMPANY 1.0%
Value ($000) $1,004 Shares 9,128 Est. Cost $67.79 Unrealized +53.2%
COST COSTCO WHSL CORP (NEW) 1.0%
Value ($000) $1,000 Shares 3,507 Est. Cost $169.81 Unrealized +63.6%
V VISA, INC 1.0%
Value ($000) $1,000 Shares 6,205 Est. Cost $97.52 Unrealized +85.3%
MCD MCDONALDS CORP 0.9%
Value ($000) $942 Shares 5,695 Est. Cost $171.84 Unrealized 0.0%
SCHO SCHWAB S-T US TREASURY ETF 0.9%
Value ($000) $916 Shares 17,700 Est. Cost $50.60 Unrealized —
ORCL ORACLE CORPORATION 0.9%
Value ($000) $909 Shares 18,805 Est. Cost $47.50 Unrealized 0.0%
GGG GRACO INC 0.8%
Value ($000) $889 Shares 18,240 Est. Cost $44.16 Unrealized +7.8%
DHR DANAHER CORP 0.8%
Value ($000) $880 Shares 6,360 Est. Cost $87.89 Unrealized +49.4%
— CERNER CORP 0.8%
Value ($000) $848 Shares 13,455 Est. Cost $73.41 Unrealized —
VEA VANGUARD FTSE DEVELOPED MKTS 0.8%
Value ($000) $838 Shares 25,120 Est. Cost $41.49 Unrealized —
— BERKSHIRE HTWY CL.A 0.8%
Value ($000) $816 Shares 300 Est. Cost $2260.00 Unrealized —
BIL SPDR BARCLAYS 1-3 MO TBILL ETF 0.8%
Value ($000) $797 Shares 8,695 Est. Cost $91.56 Unrealized —
INTU INTUIT INC 0.8%
Value ($000) $791 Shares 3,439 Est. Cost $146.63 Unrealized +77.9%
MA MASTERCARD INCORPORATED 0.8%
Value ($000) $791 Shares 3,275 Est. Cost $83.28 Unrealized +245.6%
SYK STRYKER CORP 0.7%
Value ($000) $758 Shares 4,553 Est. Cost $77.85 Unrealized +135.5%
VNGGF VANGUARD ALL-WORLD HI-DIV YLD 0.7%
Value ($000) $719 Shares 17,500 Est. Cost $56.14 Unrealized —
QCOM QUALCOMM INC 0.7%
Value ($000) $690 Shares 10,195 Est. Cost $71.93 Unrealized 0.0%
PSA PUBLIC STORAGE INC 0.7%
Value ($000) $682 Shares 3,435 Est. Cost $166.60 Unrealized 0.0%
SPY SPDR S&P 500 ETF 0.6%
Value ($000) $639 Shares 2,480 Est. Cost $311.90 Unrealized —
— CORESITE REALTY CORP 0.6%
Value ($000) $613 Shares 5,289 Est. Cost $115.90 Unrealized —
VTI VANGUARD TOTAL STK MKT ETF 0.6%
Value ($000) $579 Shares 4,495 Est. Cost $119.53 Unrealized —
MCHI iSHARES MSCI CHINA 0.5%
Value ($000) $482 Shares 8,425 Est. Cost $57.21 Unrealized —
PEP PEPSICO INC 0.5%
Value ($000) $482 Shares 4,017 Est. Cost $84.67 Unrealized +33.2%
GAIA GAIA INC NEW CLASS A 0.4%
Value ($000) $458 Shares 51,600 Est. Cost $12.16 Unrealized -33.1%
BIV VANGUARD INTER-TRM BOND ETF 0.4%
Value ($000) $429 Shares 4,800 Est. Cost $89.38 Unrealized —
IJK iSHARES S&P MIDCAP 400 GRWTH 0.4%
Value ($000) $408 Shares 2,285 Est. Cost $167.65 Unrealized —
SHY iSHARES T-BOND 1-3 YRS FUND 0.4%
Value ($000) $389 Shares 4,485 Est. Cost $84.31 Unrealized —
MO ALTRIA GROUP INC 0.4%
Value ($000) $389 Shares 10,048 Est. Cost $26.42 Unrealized +4.3%
BP BP PLC ADR 0.3%
Value ($000) $359 Shares 14,715 Est. Cost $36.64 Unrealized —
NSRGY NESTLE SA ADR 0.3%
Value ($000) $358 Shares 3,475 Est. Cost $82.18 Unrealized —
AMZN AMAZON.COM INC 0.3%
Value ($000) $328 Shares 168 Est. Cost $72.75 Unrealized +33.0%
DEM WISDOM TREE EMRG MKTS HI DIV 0.3%
Value ($000) $306 Shares 9,500 Est. Cost $44.51 Unrealized —
BSV VANGUARD S-T BOND INDEX ETF 0.3%
Value ($000) $300 Shares 3,650 Est. Cost $82.19 Unrealized —
— VANGUARD S&P 500 UCITS ETF USD 0.3%
Value ($000) $288 Shares 5,800 Est. Cost $55.86 Unrealized —
ADBE ADOBE INC. 0.3%
Value ($000) $282 Shares 885 Est. Cost $143.00 Unrealized +139.2%
GOOG ALPHABET CLASS C 0.3%
Value ($000) $276 Shares 237 Est. Cost $67.34 Unrealized 0.0%
MRK MERCK& CO. INC. 0.2%
Value ($000) $261 Shares 3,395 Est. Cost $45.64 Unrealized +42.6%
CDNS CADENCE DESIGN SYSTEMS INC 0.2%
Value ($000) $256 Shares 3,880 Est. Cost $67.09 Unrealized +3.4%
UNH UNITEDHEALTH GROUP INC 0.2%
Value ($000) $249 Shares 1,000 Est. Cost $224.42 Unrealized +11.3%
SNPS SYNOPSYS INC 0.2%
Value ($000) $241 Shares 1,870 Est. Cost $99.10 Unrealized +43.5%
PFE PFIZER INCORPORATION 0.2%
Value ($000) $240 Shares 7,350 Est. Cost $24.56 Unrealized +5.2%
DE DEERE& CO 0.2%
Value ($000) $235 Shares 1,700 Est. Cost $119.51 Unrealized +21.9%
MORN MORNINGSTAR INC 0.2%
Value ($000) $209 Shares 1,800 Est. Cost $120.22 Unrealized +20.5%
— RAYTHEON COMPANY NEW 0.2%
Value ($000) $205 Shares 1,565 Est. Cost $173.86 Unrealized —
— HANESBRANDS INC 0.1%
Value ($000) $140 Shares 17,800 Est. Cost $7.87 Unrealized —
— LINCOLN CORE CAPITAL 0.1%
Value ($000) $104 Shares 100,000 Est. Cost $1.00 Unrealized —
— ACREAGE HOLDINGS INC 0.0%
Value ($000) $39 Shares 16,650 Est. Cost $6.94 Unrealized —
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $2 Shares 20,000 Est. Cost $0.69 Unrealized -83.1%