Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 7, 2020

Total Value ($000): $181,402 (100.0% shares, 0.0% debt)

Holdings (91)

SDY SPDR S&P DIVIDEND ETF 9.4%
Value ($000) $17,074 Shares 158,724 Est. Cost $82.00 Unrealized
SCHG SCHWAB US LARGE CAP GROWTH ETF 7.9%
Value ($000) $14,294 Shares 153,844 Est. Cost $55.50 Unrealized
SCHF SCHWAB INTERNATIONAL EQTY ETF 4.3%
Value ($000) $7,806 Shares 232,119 Est. Cost $32.40 Unrealized
SCHB SCHWAB US BROAD MKT ETF 4.1%
Value ($000) $7,457 Shares 96,992 Est. Cost $56.58 Unrealized
VUG VANGUARD US LRG CAP GR IND ETF 3.8%
Value ($000) $6,875 Shares 37,740 Est. Cost $108.09 Unrealized
DEM WISDOM TREE EMRG MKTS HI DIV 3.4%
Value ($000) $6,149 Shares 134,341 Est. Cost $44.51 Unrealized
CVX CHEVRON CORP NEW 2.6%
Value ($000) $4,642 Shares 38,519 Est. Cost $78.21 Unrealized +14.7%
PGX INVESCO PREFERRED ETF 2.6%
Value ($000) $4,630 Shares 308,459 Est. Cost $15.01 Unrealized
HDV iSHARES CORE HIGH DIV ETF 2.5%
Value ($000) $4,570 Shares 46,601 Est. Cost $91.38 Unrealized
MSFT MICROSOFT CORP 2.3%
Value ($000) $4,159 Shares 26,372 Est. Cost $70.79 Unrealized +96.7%
HON HONEYWELL INTERNATIONAL INC 2.1%
Value ($000) $3,777 Shares 21,340 Est. Cost $131.23 Unrealized +9.7%
RAYTHEON COMPANY NEW 2.1%
Value ($000) $3,741 Shares 17,025 Est. Cost $173.86 Unrealized
IXC iSHARES TR GLOBAL ENERGY 2.0%
Value ($000) $3,680 Shares 119,350 Est. Cost $30.83 Unrealized
DIS DISNEY WALT CO (HOLDING CO) 1.8%
Value ($000) $3,217 Shares 22,244 Est. Cost $109.09 Unrealized +24.4%
CGNX COGNEX CORP 1.8%
Value ($000) $3,190 Shares 56,930 Est. Cost $43.35 Unrealized +12.1%
GD GENERAL DYNAMICS CORP 1.7%
Value ($000) $3,034 Shares 17,205 Est. Cost $155.87 Unrealized 0.0%
XLE SECTOR SPDR ENERGY SELECT SHS 1.6%
Value ($000) $2,904 Shares 48,361 Est. Cost $71.32 Unrealized
ABBV ABBVIE INC 1.6%
Value ($000) $2,888 Shares 32,615 Est. Cost $57.48 Unrealized +12.4%
VTI VANGUARD TOTAL STK MKT ETF 1.6%
Value ($000) $2,820 Shares 17,237 Est. Cost $119.53 Unrealized
PSX PHILLIPS 66 1.4%
Value ($000) $2,597 Shares 23,308 Est. Cost $68.50 Unrealized +27.5%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 1.4%
Value ($000) $2,469 Shares 10,900 Est. Cost $198.79 Unrealized +9.2%
XOM EXXON MOBIL CORP (NEW) 1.3%
Value ($000) $2,421 Shares 34,693 Est. Cost $55.19 Unrealized -5.7%
HRB BLOCK H&R INC 1.3%
Value ($000) $2,329 Shares 99,195 Est. Cost $18.91 Unrealized 0.0%
WFC WELLS FARGO& CO (NEW) 1.3%
Value ($000) $2,307 Shares 42,876 Est. Cost $45.80 Unrealized -2.4%
SPDW SPDW PORTFOLIO WORLD ex-US ETF 1.2%
Value ($000) $2,247 Shares 71,664 Est. Cost $31.19 Unrealized
UNH UNITEDHEALTH GROUP INC 1.2%
Value ($000) $2,208 Shares 7,512 Est. Cost $224.42 Unrealized +5.4%
GILD GILEAD SCIENCES INC 1.2%
Value ($000) $2,140 Shares 32,931 Est. Cost $55.38 Unrealized -7.4%
VZ VERIZON COMMUNICATIONS 1.2%
Value ($000) $2,115 Shares 34,448 Est. Cost $37.66 Unrealized +13.6%
INTC INTEL CORP 1.1%
Value ($000) $2,008 Shares 33,549 Est. Cost $38.89 Unrealized +26.7%
CSCO CISCO SYSTEMS INC 1.1%
Value ($000) $1,985 Shares 41,394 Est. Cost $37.17 Unrealized +3.7%
PFE PFIZER INCORPORATION 1.1%
Value ($000) $1,912 Shares 48,811 Est. Cost $24.56 Unrealized +8.8%
EMR EMERSON ELECTRIC CO 1.1%
Value ($000) $1,906 Shares 24,998 Est. Cost $60.92 Unrealized +3.1%
JPM JPMORGAN CHASE& CO 0.9%
Value ($000) $1,666 Shares 11,948 Est. Cost $92.52 Unrealized +17.5%
WMT WALMART, INC 0.9%
Value ($000) $1,629 Shares 13,710 Est. Cost $27.59 Unrealized +31.9%
MA MASTERCARD INCORPORATED 0.9%
Value ($000) $1,556 Shares 5,210 Est. Cost $83.28 Unrealized +227.3%
ABT ABBOTT LABORATORIES 0.8%
Value ($000) $1,423 Shares 16,378 Est. Cost $57.83 Unrealized +30.2%
V VISA, INC 0.8%
Value ($000) $1,382 Shares 7,355 Est. Cost $97.52 Unrealized +76.9%
ELV ANTHEM INC 0.8%
Value ($000) $1,376 Shares 4,556 Est. Cost $235.52 Unrealized +7.5%
SK TELECOM CO LTD ADR 0.7%
Value ($000) $1,320 Shares 57,100 Est. Cost $24.39 Unrealized
VEA VANGUARD FTSE DEVELOPED MKTS 0.7%
Value ($000) $1,298 Shares 29,466 Est. Cost $41.49 Unrealized
ACN ACCENTURE PLC CL.A 0.7%
Value ($000) $1,267 Shares 6,015 Est. Cost $142.15 Unrealized +25.5%
BDX BECTON DICKINSON& CO 0.6%
Value ($000) $1,167 Shares 4,290 Est. Cost $209.73 Unrealized +8.0%
COST COSTCO WHSL CORP (NEW) 0.6%
Value ($000) $1,157 Shares 3,935 Est. Cost $169.81 Unrealized +59.9%
SPY SPDR S&P 500 ETF 0.6%
Value ($000) $1,156 Shares 3,591 Est. Cost $311.90 Unrealized
PG PROCTER AND GAMBLE COMPANY 0.6%
Value ($000) $1,144 Shares 9,163 Est. Cost $67.79 Unrealized +55.2%
DHR DANAHER CORP 0.6%
Value ($000) $1,135 Shares 7,395 Est. Cost $87.89 Unrealized +39.9%
FAST FASTENAL CO 0.6%
Value ($000) $1,083 Shares 29,320 Est. Cost $13.28 Unrealized +15.2%
SYK STRYKER CORP 0.6%
Value ($000) $1,071 Shares 5,100 Est. Cost $77.85 Unrealized +149.4%
T AT&T INC 0.6%
Value ($000) $1,066 Shares 27,269 Est. Cost $14.38 Unrealized +31.2%
MCHP MICROCHIP TECH 0.6%
Value ($000) $1,053 Shares 10,060 Est. Cost $42.98 Unrealized 0.0%
GGG GRACO INC 0.6%
Value ($000) $1,035 Shares 19,900 Est. Cost $44.16 Unrealized 0.0%
INTU INTUIT INC 0.6%
Value ($000) $1,032 Shares 3,940 Est. Cost $146.63 Unrealized +71.5%
DEO DIAGEO PLC ADR NEW 0.6%
Value ($000) $1,028 Shares 6,102 Est. Cost $139.30 Unrealized
TECH BIO-TECHNE CORPORATION 0.6%
Value ($000) $1,019 Shares 4,640 Est. Cost $51.09 Unrealized 0.0%
VNGGF VANGUARD ALL-WORLD HI-DIV YLD 0.6%
Value ($000) $1,019 Shares 17,500 Est. Cost $56.14 Unrealized
BERKSHIRE HTWY CL.A 0.6%
Value ($000) $1,019 Shares 300 Est. Cost $2260.00 Unrealized
CERNER CORP 0.6%
Value ($000) $1,005 Shares 13,690 Est. Cost $73.41 Unrealized
MDT MEDTRONIC PLC 0.5%
Value ($000) $989 Shares 8,720 Est. Cost $92.57 Unrealized 0.0%
G GENPACT LTD 0.5%
Value ($000) $978 Shares 23,190 Est. Cost $37.10 Unrealized 0.0%
FTV FORTIVE CORP 0.5%
Value ($000) $966 Shares 12,640 Est. Cost $44.01 Unrealized 0.0%
LHX L3HARRIS TECHNOLOGIES INC. 0.5%
Value ($000) $956 Shares 4,830 Est. Cost $177.58 Unrealized 0.0%
JKHY JACK HENRY& ASSOC INC 0.5%
Value ($000) $932 Shares 6,400 Est. Cost $135.61 Unrealized 0.0%
SCHO SCHWAB S-T US TREASURY ETF 0.5%
Value ($000) $904 Shares 17,900 Est. Cost $50.60 Unrealized
BIL SPDR BARCLAYS 1-3 MO TBILL ETF 0.5%
Value ($000) $899 Shares 9,830 Est. Cost $91.56 Unrealized
KMB KIMBERLY CLARK CORP 0.4%
Value ($000) $810 Shares 5,892 Est. Cost $86.55 Unrealized +25.7%
NSRGY NESTLE SA ADR 0.4%
Value ($000) $738 Shares 6,820 Est. Cost $82.18 Unrealized
IJK iSHARES S&P MIDCAP 400 GRWTH 0.4%
Value ($000) $725 Shares 3,045 Est. Cost $167.65 Unrealized
PEP PEPSICO INC 0.3%
Value ($000) $549 Shares 4,017 Est. Cost $84.67 Unrealized +33.2%
MO ALTRIA GROUP INC 0.3%
Value ($000) $502 Shares 10,048 Est. Cost $26.42 Unrealized +9.0%
SHY iSHARES T-BOND 1-3 YRS FUND 0.3%
Value ($000) $456 Shares 5,385 Est. Cost $84.31 Unrealized
BP BP PLC ADR 0.3%
Value ($000) $455 Shares 12,046 Est. Cost $39.35 Unrealized
AMZN AMAZON.COM INC 0.2%
Value ($000) $425 Shares 230 Est. Cost $72.75 Unrealized +21.7%
SNPS SYNOPSYS INC 0.2%
Value ($000) $414 Shares 2,975 Est. Cost $99.10 Unrealized +38.4%
GAIA GAIA INC NEW CLASS A 0.2%
Value ($000) $412 Shares 51,600 Est. Cost $12.16 Unrealized -36.4%
VANGUARD S&P 500 UCITS ETF USD 0.2%
Value ($000) $354 Shares 5,800 Est. Cost $55.86 Unrealized
ADBE ADOBE INC. 0.2%
Value ($000) $350 Shares 1,060 Est. Cost $143.00 Unrealized +105.8%
GOOGL ALPHABET CLASS A 0.2%
Value ($000) $319 Shares 238 Est. Cost $41.73 Unrealized +53.4%
MRK MERCK& CO. INC. 0.2%
Value ($000) $309 Shares 3,395 Est. Cost $45.64 Unrealized +48.0%
DE DEERE& CO 0.2%
Value ($000) $295 Shares 1,700 Est. Cost $119.51 Unrealized +32.2%
MORN MORNINGSTAR INC 0.1%
Value ($000) $272 Shares 1,800 Est. Cost $120.22 Unrealized +27.7%
CDNS CADENCE DESIGN SYSTEMS INC 0.1%
Value ($000) $266 Shares 3,830 Est. Cost $67.06 Unrealized 0.0%
PYPL PAYPAL HLDGS INC 0.1%
Value ($000) $247 Shares 2,280 Est. Cost $103.97 Unrealized 0.0%
VMBS VANGUARD MTG BACKED SEC ETF 0.1%
Value ($000) $239 Shares 4,500 Est. Cost $52.92 Unrealized
ATRC ATRICURE INC 0.1%
Value ($000) $228 Shares 7,000 Est. Cost $28.46 Unrealized 0.0%
TXN TEXAS INSTRUMENTS INCORPORATED 0.1%
Value ($000) $218 Shares 1,700 Est. Cost $102.86 Unrealized +0.9%
QQQ INVESCO QQQ TR 0.1%
Value ($000) $217 Shares 1,020 Est. Cost $189.03 Unrealized
LINCOLN CORE CAPITAL 0.1%
Value ($000) $103 Shares 100,000 Est. Cost $1.00 Unrealized
ACREAGE HOLDINGS INC 0.1%
Value ($000) $99 Shares 16,650 Est. Cost $6.94 Unrealized
NXT-ID, INC. 0.0%
Value ($000) $90 Shares 200,000 Est. Cost $0.45 Unrealized
AURORA CANNABIS INC 0.0%
Value ($000) $27 Shares 12,500 Est. Cost $2.16 Unrealized
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $2 Shares 20,000 Est. Cost $0.69 Unrealized -92.2%