Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Oct 19, 2020

Total Value ($000): $238,611 (100.0% shares, 0.0% debt)

Holdings (99)

VCSH VANGUARD SHT-TRM CORP BOND IDX 7.9%
Value ($000) $18,786 Shares 226,750 Est. Cost $82.68 Unrealized
SCHG SCHWAB US LARGE CAP GROWTH ETF 6.7%
Value ($000) $16,055 Shares 139,405 Est. Cost $55.50 Unrealized
BIV VANGUARD INTER-TRM BOND ETF 6.6%
Value ($000) $15,829 Shares 169,330 Est. Cost $93.10 Unrealized
SCHV SCHWAB US LARGE CAP VAL ETF 6.4%
Value ($000) $15,315 Shares 293,439 Est. Cost $50.62 Unrealized
VMBS VANGUARD MTG BACKED SEC ETF 5.2%
Value ($000) $12,345 Shares 227,464 Est. Cost $54.40 Unrealized
GOVT ISHARES U.S. TREASURY BOND ETF 4.2%
Value ($000) $10,050 Shares 359,583 Est. Cost $27.95 Unrealized
ISTB ISHARES CORE 1-5 YR USD BD ETF 3.6%
Value ($000) $8,577 Shares 166,380 Est. Cost $51.47 Unrealized
VUG VANGUARD US LRG CAP GR IND ETF 3.5%
Value ($000) $8,437 Shares 37,068 Est. Cost $108.09 Unrealized
AGG iSHS CORE US AGGREGATE BOND 3.0%
Value ($000) $7,049 Shares 59,703 Est. Cost $118.17 Unrealized
PTLC PACER TRENDPILOT US LRG CAP ET 2.6%
Value ($000) $6,177 Shares 209,173 Est. Cost $27.01 Unrealized
LQD iSHARES IBOXX INVT GRADEBOND 2.4%
Value ($000) $5,803 Shares 43,081 Est. Cost $134.70 Unrealized
QUAL ISHARES EDGE MSCI USA QLTY FAC 2.3%
Value ($000) $5,475 Shares 52,775 Est. Cost $95.92 Unrealized
SCHF SCHWAB INTERNATIONAL EQTY ETF 2.1%
Value ($000) $5,033 Shares 160,277 Est. Cost $32.36 Unrealized
MSFT MICROSOFT CORP 1.9%
Value ($000) $4,550 Shares 21,634 Est. Cost $70.79 Unrealized +183.6%
MCHI iSHARES MSCI CHINA 1.6%
Value ($000) $3,791 Shares 51,110 Est. Cost $64.24 Unrealized
HON HONEYWELL INTERNATIONAL INC 1.5%
Value ($000) $3,663 Shares 22,255 Est. Cost $131.79 Unrealized +1.1%
ACN ACCENTURE PLC CL.A 1.5%
Value ($000) $3,585 Shares 15,865 Est. Cost $168.04 Unrealized +26.3%
SCHB SCHWAB US BROAD MKT ETF 1.4%
Value ($000) $3,242 Shares 40,707 Est. Cost $57.17 Unrealized
BSV VANGUARD S-T BOND INDEX ETF 1.2%
Value ($000) $2,868 Shares 34,530 Est. Cost $82.98 Unrealized
ABBV ABBVIE INC 1.1%
Value ($000) $2,672 Shares 30,505 Est. Cost $57.66 Unrealized +32.4%
MDT MEDTRONIC PLC 1.1%
Value ($000) $2,644 Shares 25,446 Est. Cost $88.43 Unrealized -2.5%
CVX CHEVRON CORP NEW 1.0%
Value ($000) $2,470 Shares 34,303 Est. Cost $77.90 Unrealized -14.6%
MCD MCDONALDS CORP 1.0%
Value ($000) $2,360 Shares 10,754 Est. Cost $168.32 Unrealized +7.8%
VZ VERIZON COMMUNICATIONS 1.0%
Value ($000) $2,332 Shares 39,201 Est. Cost $38.01 Unrealized +12.0%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 1.0%
Value ($000) $2,286 Shares 10,736 Est. Cost $199.25 Unrealized +2.7%
ABT ABBOTT LABORATORIES 0.9%
Value ($000) $2,242 Shares 20,602 Est. Cost $62.38 Unrealized +48.0%
XLE SECTOR SPDR ENERGY SELECT SHS 0.9%
Value ($000) $2,232 Shares 74,524 Est. Cost $58.84 Unrealized
INTC INTEL CORP 0.9%
Value ($000) $2,164 Shares 41,792 Est. Cost $40.67 Unrealized +14.4%
GD GENERAL DYNAMICS CORP 0.9%
Value ($000) $2,163 Shares 15,628 Est. Cost $154.55 Unrealized -15.2%
GS GOLDMAN SACHS GRP INC 0.9%
Value ($000) $2,064 Shares 10,271 Est. Cost $167.50 Unrealized +6.8%
ORCL ORACLE CORPORATION 0.8%
Value ($000) $1,958 Shares 32,795 Est. Cost $49.37 Unrealized +6.8%
DUK DUKE ENERGY CORP 0.8%
Value ($000) $1,916 Shares 21,631 Est. Cost $67.01 Unrealized -0.4%
CSCO CISCO SYSTEMS INC 0.8%
Value ($000) $1,894 Shares 48,083 Est. Cost $37.16 Unrealized -0.3%
BIIB BIOGEN INC 0.8%
Value ($000) $1,852 Shares 6,530 Est. Cost $303.47 Unrealized -8.1%
VEA VANGUARD FTSE DEVELOPED MKTS 0.8%
Value ($000) $1,833 Shares 44,820 Est. Cost $40.32 Unrealized
CYRUSONE INC 0.8%
Value ($000) $1,791 Shares 25,575 Est. Cost $61.74 Unrealized
SPDW SPDW PORTFOLIO WORLD ex-US ETF 0.7%
Value ($000) $1,754 Shares 59,930 Est. Cost $31.11 Unrealized
SCHW SCHWAB CHARLES CORP 0.7%
Value ($000) $1,614 Shares 44,550 Est. Cost $36.83 Unrealized -12.0%
PSA PUBLIC STORAGE INC 0.6%
Value ($000) $1,507 Shares 6,765 Est. Cost $159.22 Unrealized +1.9%
WMT WALMART, INC 0.6%
Value ($000) $1,482 Shares 10,593 Est. Cost $28.21 Unrealized +46.4%
V VISA, INC 0.6%
Value ($000) $1,379 Shares 6,895 Est. Cost $105.73 Unrealized +81.8%
FNV FRANCO-NEVADA CORP 0.6%
Value ($000) $1,354 Shares 9,700 Est. Cost $129.29 Unrealized +9.5%
ISHARES GOLD ETF 0.6%
Value ($000) $1,333 Shares 74,116 Est. Cost $17.99 Unrealized
GOOGL ALPHABET CLASS A 0.5%
Value ($000) $1,301 Shares 888 Est. Cost $60.49 Unrealized +25.0%
XOM EXXON MOBIL CORP (NEW) 0.5%
Value ($000) $1,287 Shares 37,493 Est. Cost $50.21 Unrealized -35.6%
CORESITE REALTY CORP 0.5%
Value ($000) $1,263 Shares 10,620 Est. Cost $118.51 Unrealized
WFC WELLS FARGO& CO (NEW) 0.5%
Value ($000) $1,248 Shares 53,077 Est. Cost $43.24 Unrealized -49.5%
QCOM QUALCOMM INC 0.5%
Value ($000) $1,200 Shares 10,195 Est. Cost $71.93 Unrealized +32.3%
DHR DANAHER CORP 0.5%
Value ($000) $1,191 Shares 5,530 Est. Cost $87.89 Unrealized +97.6%
A AGILENT TECHNOLOGIES INC 0.5%
Value ($000) $1,185 Shares 11,735 Est. Cost $78.89 Unrealized +18.2%
HDV iSHARES CORE HIGH DIV ETF 0.5%
Value ($000) $1,147 Shares 14,255 Est. Cost $91.38 Unrealized
COST COSTCO WHSL CORP (NEW) 0.5%
Value ($000) $1,108 Shares 3,121 Est. Cost $169.81 Unrealized +82.0%
SYK STRYKER CORP 0.5%
Value ($000) $1,105 Shares 5,305 Est. Cost $92.37 Unrealized +98.8%
MA MASTERCARD INCORPORATED 0.5%
Value ($000) $1,080 Shares 3,195 Est. Cost $83.28 Unrealized +279.1%
INTU INTUIT INC 0.4%
Value ($000) $1,065 Shares 3,265 Est. Cost $146.63 Unrealized +106.4%
CERNER CORP 0.4%
Value ($000) $1,031 Shares 14,265 Est. Cost $73.17 Unrealized
XILINX INC 0.4%
Value ($000) $1,026 Shares 9,840 Est. Cost $104.27 Unrealized
AME AMETEK INC 0.4%
Value ($000) $1,002 Shares 10,080 Est. Cost $93.31 Unrealized 0.0%
BERKSHIRE HTWY CL.A 0.4%
Value ($000) $960 Shares 300 Est. Cost $2260.00 Unrealized
EMR EMERSON ELECTRIC CO 0.4%
Value ($000) $940 Shares 14,338 Est. Cost $58.78 Unrealized 0.0%
MCHP MICROCHIP TECH 0.4%
Value ($000) $925 Shares 9,005 Est. Cost $46.84 Unrealized 0.0%
VNGGF VANGUARD ALL-WORLD HI-DIV YLD 0.4%
Value ($000) $857 Shares 17,500 Est. Cost $56.14 Unrealized
SPY SPDR S&P 500 ETF 0.3%
Value ($000) $827 Shares 2,470 Est. Cost $313.76 Unrealized
NEAR iSHARES SHT MAT BOND ETF 0.3%
Value ($000) $818 Shares 16,320 Est. Cost $50.12 Unrealized
VTI VANGUARD TOTAL STK MKT ETF 0.3%
Value ($000) $772 Shares 4,530 Est. Cost $120.32 Unrealized
XLI SECTOR SPDR INDUST SELECT SHS 0.3%
Value ($000) $746 Shares 9,690 Est. Cost $69.44 Unrealized
VANGUARD S&P 500 UCITS ETF USD 0.3%
Value ($000) $703 Shares 11,000 Est. Cost $57.00 Unrealized
EWJ ISHARES MSCI JAPAN ETF 0.3%
Value ($000) $631 Shares 10,690 Est. Cost $55.20 Unrealized
IJK iSHARES S&P MIDCAP 400 GRWTH 0.2%
Value ($000) $592 Shares 2,475 Est. Cost $173.72 Unrealized
AMZN AMAZON.COM INC 0.2%
Value ($000) $516 Shares 164 Est. Cost $75.85 Unrealized +107.8%
GAIA GAIA INC NEW CLASS A 0.2%
Value ($000) $507 Shares 51,600 Est. Cost $12.16 Unrealized -14.9%
PEP PEPSICO INC 0.2%
Value ($000) $469 Shares 3,381 Est. Cost $84.67 Unrealized +36.0%
GOOG ALPHABET CLASS C 0.2%
Value ($000) $417 Shares 284 Est. Cost $67.27 Unrealized +12.6%
CDNS CADENCE DESIGN SYSTEMS INC 0.2%
Value ($000) $414 Shares 3,880 Est. Cost $67.09 Unrealized +56.8%
SHY iSHARES T-BOND 1-3 YRS FUND 0.2%
Value ($000) $388 Shares 4,485 Est. Cost $84.31 Unrealized
ADBE ADOBE INC. 0.2%
Value ($000) $386 Shares 787 Est. Cost $143.00 Unrealized +225.3%
BP BP PLC ADR 0.2%
Value ($000) $377 Shares 21,611 Est. Cost $32.29 Unrealized
DE DEERE& CO 0.2%
Value ($000) $377 Shares 1,700 Est. Cost $119.51 Unrealized +50.4%
SCHO SCHWAB S-T US TREASURY ETF 0.2%
Value ($000) $376 Shares 7,310 Est. Cost $50.60 Unrealized
SNPS SYNOPSYS INC 0.1%
Value ($000) $348 Shares 1,625 Est. Cost $104.88 Unrealized +94.1%
DEM WISDOM TREE EMRG MKTS HI DIV 0.1%
Value ($000) $335 Shares 9,500 Est. Cost $44.51 Unrealized
UNH UNITEDHEALTH GROUP INC 0.1%
Value ($000) $318 Shares 1,019 Est. Cost $225.48 Unrealized +24.7%
CHKP CHECK POINT SOFTWARE TECH LTD 0.1%
Value ($000) $306 Shares 2,540 Est. Cost $105.95 Unrealized +15.1%
MORN MORNINGSTAR INC 0.1%
Value ($000) $289 Shares 1,800 Est. Cost $120.22 Unrealized +31.4%
MO ALTRIA GROUP INC 0.1%
Value ($000) $281 Shares 7,268 Est. Cost $26.42 Unrealized +2.9%
AAPL APPLE INC 0.1%
Value ($000) $279 Shares 2,411 Est. Cost $98.44 Unrealized +7.6%
PFE PFIZER INCORPORATION 0.1%
Value ($000) $268 Shares 7,300 Est. Cost $24.56 Unrealized +10.4%
GDX VANECK VECTORS GOLD MINERS ETF 0.1%
Value ($000) $265 Shares 6,765 Est. Cost $39.17 Unrealized
AVINGER INC 0.1%
Value ($000) $258 Shares 800,000 Est. Cost $0.32 Unrealized
NSRGY NESTLE SA ADR 0.1%
Value ($000) $253 Shares 2,125 Est. Cost $82.18 Unrealized
MRK MERCK& CO. INC. 0.1%
Value ($000) $243 Shares 2,930 Est. Cost $45.64 Unrealized +44.4%
TXN TEXAS INSTRUMENTS INCORPORATED 0.1%
Value ($000) $243 Shares 1,700 Est. Cost $99.52 Unrealized +17.4%
QQQ INVESCO QQQ TR 0.1%
Value ($000) $231 Shares 830 Est. Cost $248.19 Unrealized
RTX RAYTHEON TECHNOLOGIES CORP 0.1%
Value ($000) $213 Shares 3,702 Est. Cost $54.59 Unrealized -1.6%
RAZER INC 0.0%
Value ($000) $113 Shares 500,000 Est. Cost $0.19 Unrealized
LINCOLN CORE CAPITAL 0.0%
Value ($000) $106 Shares 100,000 Est. Cost $1.00 Unrealized
CBRE CLARION GLBL REAL EST INC 0.0%
Value ($000) $67 Shares 11,150 Est. Cost $6.01 Unrealized
ACREAGE HLDGS INC 0.0%
Value ($000) $28 Shares 11,655 Est. Cost $2.40 Unrealized
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value ($000) $4 Shares 20,000 Est. Cost $0.69 Unrealized -74.4%