Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Jan 20, 2021

Total Value: $280M (100.0% shares, 0.0% debt)

Holdings (105)

VCSH VANGUARD SHT-TRM CORP BOND IDX 7.5%
Value $21.05M Shares 252,865 Est. Cost $82.74 Unrealized
VMBS VANGUARD MTG BACKED SEC ETF 7.3%
Value $20.47M Shares 378,549 Est. Cost $54.27 Unrealized
SCHV SCHWAB US LARGE CAP VAL ETF 7.1%
Value $19.83M Shares 333,152 Est. Cost $51.68 Unrealized
SCHG SCHWAB US LARGE CAP GROWTH ETF 6.3%
Value $17.62M Shares 137,246 Est. Cost $55.50 Unrealized
BIV VANGUARD INTER-TRM BOND ETF 5.7%
Value $15.94M Shares 171,694 Est. Cost $93.10 Unrealized
LQD iSHARES IBOXX INVT GRADEBOND 3.9%
Value $10.91M Shares 79,011 Est. Cost $136.26 Unrealized
GOVT ISHARES U.S. TREASURY BOND ETF 3.6%
Value $10.06M Shares 369,258 Est. Cost $27.93 Unrealized
VUG VANGUARD US LRG CAP GR IND ETF 3.5%
Value $9.754M Shares 38,501 Est. Cost $113.50 Unrealized
ISTB ISHARES CORE 1-5 YR USD BD ETF 2.5%
Value $6.864M Shares 132,915 Est. Cost $51.47 Unrealized
AGG iSHS CORE US AGGREGATE BOND 2.4%
Value $6.782M Shares 57,384 Est. Cost $118.17 Unrealized
SCHF SCHWAB INTERNATIONAL EQTY ETF 2.1%
Value $5.784M Shares 160,613 Est. Cost $32.36 Unrealized
MSFT MICROSOFT CORP 1.6%
Value $4.413M Shares 19,839 Est. Cost $70.79 Unrealized +191.0%
HON HONEYWELL INTERNATIONAL INC 1.5%
Value $4.276M Shares 20,105 Est. Cost $131.79 Unrealized +24.2%
ACN ACCENTURE PLC CL.A 1.5%
Value $4.17M Shares 15,965 Est. Cost $168.04 Unrealized +32.7%
ESGU ISHARES ESG AWARE MSCI USA ETF 1.5%
Value $4.169M Shares 48,458 Est. Cost $86.03 Unrealized
CVX CHEVRON CORP NEW 1.3%
Value $3.74M Shares 44,282 Est. Cost $75.00 Unrealized -13.3%
SCHB SCHWAB US BROAD MKT ETF 1.3%
Value $3.683M Shares 40,480 Est. Cost $57.17 Unrealized
IHI ISHARES U.S. MEDICAL DEVICES E 1.3%
Value $3.607M Shares 11,019 Est. Cost $327.34 Unrealized
ISHARES GOLD ETF 1.3%
Value $3.589M Shares 197,956 Est. Cost $18.08 Unrealized
MDT MEDTRONIC PLC 1.2%
Value $3.438M Shares 29,351 Est. Cost $89.31 Unrealized +6.5%
BSV VANGUARD S-T BOND INDEX ETF 1.2%
Value $3.418M Shares 41,230 Est. Cost $82.97 Unrealized
EFG iSHARES MSCI GROWTH INDEX 1.2%
Value $3.327M Shares 32,966 Est. Cost $100.92 Unrealized
ABBV ABBVIE INC 1.1%
Value $3.129M Shares 29,200 Est. Cost $57.66 Unrealized +36.9%
WMT WALMART, INC 1.1%
Value $2.976M Shares 20,643 Est. Cost $36.51 Unrealized +23.9%
XLE SECTOR SPDR ENERGY SELECT SHS 1.0%
Value $2.889M Shares 76,234 Est. Cost $58.37 Unrealized
SCHW SCHWAB CHARLES CORP 1.0%
Value $2.879M Shares 54,282 Est. Cost $37.82 Unrealized +12.0%
EMR EMERSON ELECTRIC CO 1.0%
Value $2.778M Shares 34,563 Est. Cost $63.48 Unrealized +5.3%
GS GOLDMAN SACHS GRP INC 1.0%
Value $2.725M Shares 10,335 Est. Cost $167.50 Unrealized +17.6%
VZ VERIZON COMMUNICATIONS 0.9%
Value $2.585M Shares 43,996 Est. Cost $38.66 Unrealized +13.8%
INTC INTEL CORP 0.9%
Value $2.557M Shares 51,318 Est. Cost $41.29 Unrealized +6.6%
ORCL ORACLE CORPORATION 0.9%
Value $2.532M Shares 39,145 Est. Cost $50.36 Unrealized +10.2%
CSCO CISCO SYSTEMS INC 0.9%
Value $2.516M Shares 56,216 Est. Cost $36.89 Unrealized -4.4%
BRK/B BERKSHIRE HATHAWAY NEW CLASS B 0.9%
Value $2.474M Shares 10,671 Est. Cost $199.25 Unrealized +10.5%
DUK DUKE ENERGY CORP 0.9%
Value $2.454M Shares 26,800 Est. Cost $68.69 Unrealized +10.2%
VEA VANGUARD FTSE DEVELOPED MKTS 0.9%
Value $2.409M Shares 51,035 Est. Cost $41.16 Unrealized
GD GENERAL DYNAMICS CORP 0.9%
Value $2.393M Shares 16,078 Est. Cost $153.88 Unrealized -15.1%
XOM EXXON MOBIL CORP (NEW) 0.9%
Value $2.383M Shares 57,813 Est. Cost $43.24 Unrealized -29.8%
MCD MCDONALDS CORP 0.8%
Value $2.254M Shares 10,504 Est. Cost $168.32 Unrealized +14.8%
IJR iSHARES CORE S&P SMALL-CAP ETF 0.7%
Value $2.077M Shares 22,596 Est. Cost $91.92 Unrealized
ABT ABBOTT LABORATORIES 0.7%
Value $2.023M Shares 18,477 Est. Cost $62.38 Unrealized +59.1%
SPDW SPDW PORTFOLIO WORLD ex-US ETF 0.7%
Value $2.018M Shares 59,800 Est. Cost $31.11 Unrealized
PSA PUBLIC STORAGE INC 0.7%
Value $1.928M Shares 8,350 Est. Cost $163.85 Unrealized +12.1%
CYRUSONE INC 0.7%
Value $1.846M Shares 25,235 Est. Cost $61.74 Unrealized
AAPL APPLE INC 0.6%
Value $1.642M Shares 12,376 Est. Cost $113.39 Unrealized +3.2%
V VISA, INC 0.5%
Value $1.515M Shares 6,926 Est. Cost $105.73 Unrealized +86.5%
QCOM QUALCOMM INC 0.5%
Value $1.477M Shares 9,695 Est. Cost $71.93 Unrealized +73.4%
A AGILENT TECHNOLOGIES INC 0.5%
Value $1.39M Shares 11,735 Est. Cost $78.89 Unrealized +35.6%
WFC WELLS FARGO& CO (NEW) 0.5%
Value $1.371M Shares 45,415 Est. Cost $43.24 Unrealized -46.7%
CORESITE REALTY CORP 0.5%
Value $1.305M Shares 10,420 Est. Cost $118.51 Unrealized
INTU INTUIT INC 0.5%
Value $1.278M Shares 3,365 Est. Cost $152.38 Unrealized +123.3%
MCHP MICROCHIP TECH 0.4%
Value $1.244M Shares 9,005 Est. Cost $46.84 Unrealized +20.0%
DHR DANAHER CORP 0.4%
Value $1.228M Shares 5,530 Est. Cost $87.89 Unrealized +123.0%
AME AMETEK INC 0.4%
Value $1.219M Shares 10,080 Est. Cost $93.31 Unrealized +16.7%
FNV FRANCO-NEVADA CORP 0.4%
Value $1.216M Shares 9,700 Est. Cost $129.29 Unrealized -0.4%
CGNX COGNEX CORP 0.4%
Value $1.206M Shares 15,020 Est. Cost $69.07 Unrealized 0.0%
COST COSTCO WHSL CORP (NEW) 0.4%
Value $1.176M Shares 3,121 Est. Cost $169.81 Unrealized +104.6%
NEAR iSHARES SHT MAT BOND ETF 0.4%
Value $1.171M Shares 23,335 Est. Cost $50.14 Unrealized
MA MASTERCARD INCORPORATED 0.4%
Value $1.14M Shares 3,195 Est. Cost $83.28 Unrealized +288.3%
SYK STRYKER CORP 0.4%
Value $1.12M Shares 4,570 Est. Cost $92.37 Unrealized +132.3%
IEX IDEX CORP 0.4%
Value $1.065M Shares 5,345 Est. Cost $178.73 Unrealized 0.0%
BERKSHIRE HTWY CL.A 0.4%
Value $1.043M Shares 300 Est. Cost $2260.00 Unrealized
HDV iSHARES CORE HIGH DIV ETF 0.4%
Value $1.042M Shares 11,890 Est. Cost $91.38 Unrealized
FTV FORTIVE CORP 0.4%
Value $1.034M Shares 14,600 Est. Cost $50.32 Unrealized 0.0%
VNGGF VANGUARD ALL-WORLD HI-DIV YLD 0.4%
Value $982K Shares 17,500 Est. Cost $56.14 Unrealized
SPY SPDR S&P 500 ETF 0.3%
Value $852K Shares 2,280 Est. Cost $313.76 Unrealized
VTI VANGUARD TOTAL STK MKT ETF 0.3%
Value $836K Shares 4,297 Est. Cost $120.32 Unrealized
XLI SECTOR SPDR INDUST SELECT SHS 0.3%
Value $834K Shares 9,420 Est. Cost $69.44 Unrealized
VANGUARD S&P 500 UCITS ETF USD 0.3%
Value $778K Shares 11,000 Est. Cost $57.00 Unrealized
EEM iSHARES MSCI EMERGING MKTS ETF 0.2%
Value $621K Shares 12,012 Est. Cost $51.70 Unrealized
AMZN AMAZON.COM INC 0.2%
Value $534K Shares 164 Est. Cost $75.85 Unrealized +110.4%
GAIA GAIA INC NEW CLASS A 0.2%
Value $510K Shares 51,600 Est. Cost $12.16 Unrealized -13.9%
GOOGL ALPHABET CLASS A 0.2%
Value $505K Shares 288 Est. Cost $60.49 Unrealized +38.0%
PEP PEPSICO INC 0.2%
Value $501K Shares 3,381 Est. Cost $84.67 Unrealized +43.2%
GOOG ALPHABET CLASS C 0.2%
Value $462K Shares 264 Est. Cost $67.27 Unrealized +24.5%
DE DEERE& CO 0.2%
Value $457K Shares 1,700 Est. Cost $119.51 Unrealized +94.2%
SNPS SYNOPSYS INC 0.2%
Value $421K Shares 1,625 Est. Cost $104.88 Unrealized +119.9%
MORN MORNINGSTAR INC 0.1%
Value $417K Shares 1,800 Est. Cost $120.22 Unrealized +65.2%
ADBE ADOBE INC. 0.1%
Value $399K Shares 797 Est. Cost $147.27 Unrealized +228.0%
BP BP PLC ADR 0.1%
Value $397K Shares 19,363 Est. Cost $32.29 Unrealized
DEM WISDOM TREE EMRG MKTS HI DIV 0.1%
Value $391K Shares 9,500 Est. Cost $44.51 Unrealized
SHY iSHARES T-BOND 1-3 YRS FUND 0.1%
Value $387K Shares 4,485 Est. Cost $84.31 Unrealized
SCHO SCHWAB S-T US TREASURY ETF 0.1%
Value $376K Shares 7,310 Est. Cost $50.60 Unrealized
CDNS CADENCE DESIGN SYSTEMS INC 0.1%
Value $372K Shares 2,730 Est. Cost $67.09 Unrealized +74.8%
UNH UNITEDHEALTH GROUP INC 0.1%
Value $357K Shares 1,019 Est. Cost $225.48 Unrealized +36.7%
QQQ INVESCO QQQ TR 0.1%
Value $340K Shares 1,085 Est. Cost $263.51 Unrealized
CMF ISHARES CA MUNI BND ETF 0.1%
Value $336K Shares 5,350 Est. Cost $62.80 Unrealized
ILMN ILLUMINA INC 0.1%
Value $327K Shares 885 Est. Cost $318.77 Unrealized 0.0%
EW EDWARDS LIFESCIENCES 0.1%
Value $314K Shares 3,445 Est. Cost $82.95 Unrealized 0.0%
MO ALTRIA GROUP INC 0.1%
Value $298K Shares 7,268 Est. Cost $26.42 Unrealized +1.0%
DIS DISNEY WALT CO (HOLDING CO) 0.1%
Value $291K Shares 1,604 Est. Cost $140.23 Unrealized 0.0%
BIIB BIOGEN INC 0.1%
Value $288K Shares 1,175 Est. Cost $303.47 Unrealized -14.6%
TXN TEXAS INSTRUMENTS INCORPORATED 0.1%
Value $279K Shares 1,700 Est. Cost $99.52 Unrealized +35.3%
RTX RAYTHEON TECHNOLOGIES CORP 0.1%
Value $265K Shares 3,702 Est. Cost $54.59 Unrealized +7.0%
PFE PFIZER INCORPORATION 0.1%
Value $258K Shares 7,020 Est. Cost $24.56 Unrealized +16.6%
NSRGY NESTLE SA ADR 0.1%
Value $250K Shares 2,125 Est. Cost $82.18 Unrealized
GDX VANECK VECTORS GOLD MINERS ETF 0.1%
Value $243K Shares 6,735 Est. Cost $39.17 Unrealized
MRK MERCK& CO. INC. 0.1%
Value $240K Shares 2,930 Est. Cost $45.64 Unrealized +42.1%
IVV iSHARES CORE TRUST S&P 500 0.1%
Value $216K Shares 575 Est. Cost $375.65 Unrealized
XEGFX BLACKROCK ENHANCED GOVT FUND 0.1%
Value $185K Shares 13,780 Est. Cost $13.43 Unrealized
RAZER INC 0.0%
Value $138K Shares 450,000 Est. Cost $0.19 Unrealized
AVINGER INC 0.0%
Value $132K Shares 300,000 Est. Cost $0.32 Unrealized
LINCOLN CORE CAPITAL 0.0%
Value $107K Shares 100,000 Est. Cost $1.00 Unrealized
CBRE CLARION GLBL REAL EST INC 0.0%
Value $77,000 Shares 11,150 Est. Cost $6.01 Unrealized
ACREAGE HLDGS INC 0.0%
Value $36,000 Shares 11,655 Est. Cost $2.40 Unrealized
NGPHF NORTHERN GRAPHITE CORP F 0.0%
Value $4,000 Shares 20,000 Est. Cost $0.69 Unrealized -71.1%