Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q1 2024 (← Previous) (Next →)

Filing Date: Apr 23, 2024

Total Value: $233M (100.0% shares, 0.0% debt)

Holdings (101)

SCHV SCHWAB STRATEGIC TR 7.1%
Value $16.53M Shares 217,526 Share Price $75.98 * Est. Cost/Share $19.39 Unrealized @ Report Date +30.6%
DJAN FIRST TR EXCHNG TRADED FD VI 5.7%
Value $13.28M Shares 368,488 Share Price $36.03 Est. Cost/Share $35.24 Unrealized @ Report Date +2.2%
DMAR FIRST TR EXCHNG TRADED FD VI 4.3%
Value $9.937M Shares 284,732 Share Price $34.90 Est. Cost/Share $34.24 Unrealized @ Report Date +1.9%
USMV ISHARES TR 4.2%
Value $9.759M Shares 116,765 Share Price $83.58 Est. Cost/Share $74.95 Unrealized @ Report Date +11.5%
IAU ISHARES GOLD TR 4.1%
Value $9.654M Shares 229,793 Share Price $42.01 Est. Cost/Share $35.79 Unrealized @ Report Date +17.4%
DFEB FIRST TR EXCHNG TRADED FD VI 4.0%
Value $9.352M Shares 239,116 Share Price $39.11 Est. Cost/Share $38.22 Unrealized @ Report Date +2.3%
SCHG SCHWAB STRATEGIC TR 3.6%
Value $8.511M Shares 91,791 Share Price $92.72 * Est. Cost/Share $15.10 Unrealized @ Report Date +53.5%
CVX CHEVRON CORP NEW 3.0%
Value $6.9M Shares 43,745 Share Price $157.74 * Est. Cost/Share $78.02 Unrealized @ Report Date +87.3%
SCHF SCHWAB STRATEGIC TR 2.5%
Value $5.727M Shares 146,761 Share Price $39.02 * Est. Cost/Share $17.47 Unrealized @ Report Date +11.7%
RSP INVESCO EXCHANGE TRADED FD T 2.4%
Value $5.672M Shares 33,487 Share Price $169.37 Est. Cost/Share $146.30 Unrealized @ Report Date +15.8%
SCHW SCHWAB CHARLES CORP 2.4%
Value $5.508M Shares 76,139 Share Price $72.34 * Est. Cost/Share $53.91 Unrealized @ Report Date +31.1%
MSFT MICROSOFT CORP 2.2%
Value $5.171M Shares 12,291 Share Price $420.73 Est. Cost/Share $91.41 Unrealized @ Report Date +354.4%
WMT WALMART INC 2.0%
Value $4.741M Shares 78,523 Share Price $60.37 * Est. Cost/Share $53.17 Unrealized @ Report Date +11.1%
INTC INTEL CORP 2.0%
Value $4.702M Shares 106,458 Share Price $44.17 Est. Cost/Share $35.84 Unrealized @ Report Date +22.0%
HON HONEYWELL INTL INC 2.0%
Value $4.614M Shares 22,480 Share Price $205.25 * Est. Cost/Share $142.56 Unrealized @ Report Date +30.7%
XOM EXXON MOBIL CORP 1.9%
Value $4.386M Shares 37,734 Share Price $116.24 * Est. Cost/Share $47.45 Unrealized @ Report Date +130.6%
GD GENERAL DYNAMICS CORP 1.7%
Value $4.048M Shares 14,331 Share Price $282.49 * Est. Cost/Share $168.07 Unrealized @ Report Date +62.3%
SCTXX SCHWAB CHARLES FAMILY FD 1.7%
Value $4.028M Shares 4,028,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —
ACN ACCENTURE PLC IRELAND 1.7%
Value $4.015M Shares 11,584 Share Price $346.61 * Est. Cost/Share $194.54 Unrealized @ Report Date +73.5%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.7%
Value $3.927M Shares 9,338 Share Price $420.52 Est. Cost/Share $233.08 Unrealized @ Report Date +80.4%
VGK VANGUARD INTL EQUITY INDEX F 1.7%
Value $3.914M Shares 58,127 Share Price $67.34 Est. Cost/Share $64.77 Unrealized @ Report Date +4.0%
ABBV ABBVIE INC 1.7%
Value $3.909M Shares 21,466 Share Price $182.10 * Est. Cost/Share $62.19 Unrealized @ Report Date +175.5%
MDT MEDTRONIC PLC 1.5%
Value $3.559M Shares 40,523 Share Price $87.82 * Est. Cost/Share $79.87 Unrealized @ Report Date +3.9%
ORCL ORACLE CORP 1.5%
Value $3.502M Shares 27,878 Share Price $125.61 Est. Cost/Share $58.70 Unrealized @ Report Date +110.1%
LHX L3HARRIS TECHNOLOGIES INC 1.5%
Value $3.445M Shares 16,168 Share Price $213.10 * Est. Cost/Share $202.26 Unrealized @ Report Date +1.9%
EMR EMERSON ELEC CO 1.4%
Value $3.283M Shares 28,945 Share Price $113.42 * Est. Cost/Share $71.67 Unrealized @ Report Date +53.5%
DUK DUKE ENERGY CORP NEW 1.4%
Value $3.192M Shares 33,006 Share Price $96.71 * Est. Cost/Share $74.59 Unrealized @ Report Date +21.6%
CSCO CISCO SYS INC 1.4%
Value $3.181M Shares 63,740 Share Price $49.91 * Est. Cost/Share $41.05 Unrealized @ Report Date +15.1%
VZ VERIZON COMMUNICATIONS INC 1.3%
Value $3.089M Shares 73,629 Share Price $41.96 * Est. Cost/Share $33.62 Unrealized @ Report Date +11.3%
BG BUNGE GLOBAL SA 1.2%
Value $2.91M Shares 28,385 Share Price $102.52 * Est. Cost/Share $97.68 Unrealized @ Report Date -0.7%
SRE SEMPRA 1.2%
Value $2.899M Shares 40,063 Share Price $72.37 * Est. Cost/Share $60.03 Unrealized @ Report Date +13.3%
DIS DISNEY WALT CO 1.2%
Value $2.807M Shares 22,942 Share Price $122.36 Est. Cost/Share $111.33 Unrealized @ Report Date +7.7%
IJR ISHARES TR 1.2%
Value $2.758M Shares 24,951 Share Price $110.52 Est. Cost/Share $106.18 Unrealized @ Report Date +4.1%
VUG VANGUARD INDEX FDS 1.2%
Value $2.726M Shares 7,919 Share Price $344.20 * Est. Cost/Share $18.98 Unrealized @ Report Date +202.2%
IJH ISHARES TR 1.1%
Value $2.453M Shares 40,380 Share Price $60.74 Est. Cost/Share $56.61 Unrealized @ Report Date +7.3%
ABT ABBOTT LABS 1.0%
Value $2.381M Shares 20,952 Share Price $113.66 * Est. Cost/Share $76.52 Unrealized @ Report Date +43.6%
ESGU ISHARES TR 1.0%
Value $2.302M Shares 20,026 Share Price $114.96 Est. Cost/Share $94.90 Unrealized @ Report Date +21.1%
SCHB SCHWAB STRATEGIC TR 1.0%
Value $2.283M Shares 37,402 Share Price $61.05 * Est. Cost/Share $14.76 Unrealized @ Report Date +37.9%
QCOM QUALCOMM INC 1.0%
Value $2.271M Shares 13,412 Share Price $169.30 * Est. Cost/Share $102.97 Unrealized @ Report Date +58.5%
VONE VANGUARD SCOTTSDALE FDS 0.9%
Value $2.193M Shares 9,204 Share Price $238.32 Est. Cost/Share $193.59 Unrealized @ Report Date +23.1%
AAPL APPLE INC 0.9%
Value $2.162M Shares 12,609 Share Price $171.49 Est. Cost/Share $128.51 Unrealized @ Report Date +32.4%
BWA BORGWARNER INC 0.9%
Value $2.051M Shares 59,048 Share Price $34.74 * Est. Cost/Share $33.19 Unrealized @ Report Date +2.1%
FXI ISHARES TR 0.8%
Value $1.876M Shares 77,957 Share Price $24.07 Est. Cost/Share $23.06 Unrealized @ Report Date +4.4%
COLD AMERICOLD REALTY TRUST INC 0.8%
Value $1.779M Shares 70,752 Share Price $25.14 Est. Cost/Share $31.12 Unrealized @ Report Date —
COST COSTCO WHSL CORP NEW 0.6%
Value $1.474M Shares 2,012 Share Price $732.75 Est. Cost/Share $200.47 Unrealized @ Report Date +262.0%
V VISA INC 0.6%
Value $1.371M Shares 4,914 Share Price $279.07 Est. Cost/Share $189.77 Unrealized @ Report Date +45.2%
SPY SPDR S&P 500 ETF TR 0.6%
Value $1.332M Shares 2,538 Share Price $524.73 Est. Cost/Share $340.78 Unrealized @ Report Date +53.5%
RTX RTX CORPORATION 0.5%
Value $1.158M Shares 11,872 Share Price $97.53 * Est. Cost/Share $76.66 Unrealized @ Report Date +22.8%
SLB SCHLUMBERGER LTD 0.4%
Value $931K Shares 16,907 Share Price $55.09 * Est. Cost/Share $44.51 Unrealized @ Report Date +17.1%
EXE CHESAPEAKE ENERGY CORP 0.4%
Value $898K Shares 10,110 Share Price $88.83 * Est. Cost/Share $79.26 Unrealized @ Report Date +6.3%
GEHC GE HEALTHCARE TECHNOLOGIES I 0.4%
Value $856K Shares 9,417 Share Price $90.91 Est. Cost/Share $72.48 Unrealized @ Report Date +25.1%
VEA VANGUARD TAX-MANAGED FDS 0.4%
Value $846K Shares 16,860 Share Price $50.17 Est. Cost/Share $42.07 Unrealized @ Report Date +19.3%
TLT ISHARES TR 0.3%
Value $792K Shares 8,370 Share Price $94.62 Est. Cost/Share $101.53 Unrealized @ Report Date -6.8%
ROK ROCKWELL AUTOMATION INC 0.3%
Value $784K Shares 2,692 Share Price $291.33 * Est. Cost/Share $243.54 Unrealized @ Report Date +16.1%
PSMT PRICESMART INC 0.3%
Value $780K Shares 9,290 Share Price $84.00 * Est. Cost/Share $76.22 Unrealized @ Report Date +6.2%
D DOMINION ENERGY INC 0.3%
Value $758K Shares 15,412 Share Price $49.19 * Est. Cost/Share $42.64 Unrealized @ Report Date +6.3%
TSLA TESLA INC 0.3%
Value $755K Shares 4,292 Share Price $175.80 Est. Cost/Share $271.81 Unrealized @ Report Date -35.3%
GOOGL ALPHABET INC 0.3%
Value $711K Shares 4,710 Share Price $150.93 Est. Cost/Share $104.63 Unrealized @ Report Date +43.2%
IWB ISHARES TR 0.3%
Value $705K Shares 2,447 Share Price $288.08 Est. Cost/Share $218.94 Unrealized @ Report Date +31.6%
UNH UNITEDHEALTH GROUP INC 0.2%
Value $570K Shares 1,153 Share Price $494.70 * Est. Cost/Share $255.23 Unrealized @ Report Date +87.0%
MORN MORNINGSTAR INC 0.2%
Value $555K Shares 1,800 Share Price $308.37 Est. Cost/Share $120.22 Unrealized @ Report Date +156.5%
ITA ISHARES TR 0.2%
Value $520K Shares 3,945 Share Price $131.93 Est. Cost/Share $125.44 Unrealized @ Report Date +5.2%
MCD MCDONALDS CORP 0.2%
Value $512K Shares 1,814 Share Price $281.98 * Est. Cost/Share $185.62 Unrealized @ Report Date +45.7%
MAR MARRIOTT INTL INC NEW 0.2%
Value $510K Shares 2,020 Share Price $252.31 Est. Cost/Share $131.67 Unrealized @ Report Date +88.3%
XLE SELECT SECTOR SPDR TR 0.2%
Value $490K Shares 5,190 Share Price $94.41 * Est. Cost/Share $32.32 Unrealized @ Report Date +46.0%
NVDA NVIDIA CORPORATION 0.2%
Value $476K Shares 527 Share Price $903.51 * Est. Cost/Share $33.54 Unrealized @ Report Date +169.3%
IBTH ISHARES TR 0.2%
Value $459K Shares 20,729 Share Price $22.16 Est. Cost/Share $21.96 Unrealized @ Report Date +0.9%
DE DEERE & CO 0.2%
Value $441K Shares 1,070 Share Price $412.21 * Est. Cost/Share $266.86 Unrealized @ Report Date +50.1%
VTI VANGUARD INDEX FDS 0.2%
Value $409K Shares 1,573 Share Price $259.90 Est. Cost/Share $118.14 Unrealized @ Report Date +120.0%
PFE PFIZER INC 0.2%
Value $405K Shares 14,600 Share Price $27.75 * Est. Cost/Share $24.65 Unrealized @ Report Date +0.4%
NKE NIKE INC 0.2%
Value $376K Shares 3,984 Share Price $94.35 * Est. Cost/Share $128.56 Unrealized @ Report Date -29.5%
MLPA GLOBAL X FDS 0.1%
Value $339K Shares 7,020 Share Price $48.22 Est. Cost/Share $33.37 Unrealized @ Report Date +44.5%
MELI MERCADOLIBRE INC 0.1%
Value $334K Shares 221 Share Price $1511.96 Est. Cost/Share $1271.76 Unrealized @ Report Date +18.9%
SKY SKYLINE CHAMPION CORPORATION 0.1%
Value $329K Shares 3,869 Share Price $85.01 Est. Cost/Share $62.87 Unrealized @ Report Date +35.2%
MCK MCKESSON CORP 0.1%
Value $322K Shares 600 Share Price $537.47 Est. Cost/Share $341.28 Unrealized @ Report Date +56.1%
— ISHARES TR 0.1%
Value $320K Shares 13,780 Share Price $23.23 Est. Cost/Share $23.28 Unrealized @ Report Date —
IBTG ISHARES TR 0.1%
Value $317K Shares 13,958 Share Price $22.71 Est. Cost/Share $22.56 Unrealized @ Report Date +0.7%
GOOG ALPHABET INC 0.1%
Value $310K Shares 2,035 Share Price $152.26 Est. Cost/Share $143.27 Unrealized @ Report Date +5.5%
TXN TEXAS INSTRS INC 0.1%
Value $296K Shares 1,700 Share Price $174.21 * Est. Cost/Share $103.43 Unrealized @ Report Date +59.9%
SPDW SPDR INDEX SHS FDS 0.1%
Value $283K Shares 7,885 Share Price $35.84 Est. Cost/Share $30.67 Unrealized @ Report Date +16.9%
IVV ISHARES TR 0.1%
Value $279K Shares 530 Share Price $525.73 Est. Cost/Share $408.13 Unrealized @ Report Date +28.8%
NOC NORTHROP GRUMMAN CORP 0.1%
Value $275K Shares 574 Share Price $478.66 * Est. Cost/Share $333.78 Unrealized @ Report Date +39.2%
PYPL PAYPAL HLDGS INC 0.1%
Value $270K Shares 4,030 Share Price $66.99 Est. Cost/Share $61.23 Unrealized @ Report Date +9.2%
PEP PEPSICO INC 0.1%
Value $257K Shares 1,459 Share Price $176.28 * Est. Cost/Share $87.57 Unrealized @ Report Date +87.6%
SHY ISHARES TR 0.1%
Value $245K Shares 3,000 Share Price $81.78 Est. Cost/Share $83.48 Unrealized @ Report Date -2.0%
— PIONEER NAT RES CO 0.1%
Value $241K Shares 917 Share Price $262.50 Est. Cost/Share $229.55 Unrealized @ Report Date —
GLD SPDR GOLD TR 0.1%
Value $237K Shares 1,154 Share Price $205.72 Est. Cost/Share $161.08 Unrealized @ Report Date +27.7%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value $229K Shares 1,200 Share Price $190.96 * Est. Cost/Share $172.56 Unrealized @ Report Date +5.1%
BAC BANK AMERICA CORP 0.1%
Value $220K Shares 5,797 Share Price $37.92 * Est. Cost/Share $32.80 Unrealized @ Report Date +11.0%
GOVT ISHARES TR 0.1%
Value $214K Shares 9,385 Share Price $22.77 Est. Cost/Share $24.73 Unrealized @ Report Date -7.9%
RY ROYAL BK CDA 0.1%
Value $202K Shares 2,000 Share Price $100.88 Est. Cost/Share $88.10 Unrealized @ Report Date +14.5%
BEAT HEARTBEAM INC 0.0%
Value $97,882 Shares 44,900 Share Price $2.18 Est. Cost/Share $2.32 Unrealized @ Report Date -5.9%
— CALIDI BIOTHERAPEUTICS INC 0.0%
Value $94,070 Shares 166,494 Share Price $0.57 Est. Cost/Share $2.42 Unrealized @ Report Date —
— TENON MEDICAL INC 0.0%
Value $79,098 Shares 83,261 Share Price $0.95 Est. Cost/Share $1.58 Unrealized @ Report Date —
TNONW TENON MEDICAL INC 0.0%
Value $62,916 Shares 1,070,000 Share Price $0.06 Est. Cost/Share $0.04 Unrealized @ Report Date —
VNRX VOLITIONRX LTD 0.0%
Value $42,087 Shares 55,596 Share Price $0.76 * Est. Cost/Share $1.94 Unrealized @ Report Date -49.5%
DIS DISNEY WALT CO 0.0%
Value $35,290 Shares 4,000 Share Price $8.82 * Est. Cost/Share $111.33 Unrealized @ Report Date +7.7%
— ABRDN ASIA PACIFIC INCOME FU 0.0%
Value $31,381 Shares 11,207 Share Price $2.80 Est. Cost/Share $2.50 Unrealized @ Report Date —
PFE PFIZER INC 0.0%
Value $16,198 Shares 9,500 Share Price $1.71 * Est. Cost/Share $24.65 Unrealized @ Report Date +0.4%
CCI CROWN CASTLE INC 0.0%
Value $8,467 Shares 80 Share Price $105.84 * Est. Cost/Share $97.73 Unrealized @ Report Date -1.6%
AAPL APPLE INC 0.0%
Value $910 Shares 2,000 Share Price $0.46 * Est. Cost/Share $128.51 Unrealized @ Report Date +32.4%