Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q1 2024 (← Previous) (Next →)

Filing Date: Apr 23, 2024

Total Value ($000): $233,245 (100.0% shares, 0.0% debt)

Holdings (101)

SCHV SCHWAB STRATEGIC TR 7.1%
Value ($000) $16,528 Shares 217,526 Est. Cost $60.94 Unrealized
DJAN FIRST TR EXCHNG TRADED FD VI 5.7%
Value ($000) $13,277 Shares 368,488 Est. Cost $36.03 Unrealized
DMAR FIRST TR EXCHNG TRADED FD VI 4.3%
Value ($000) $9,937 Shares 284,732 Est. Cost $34.90 Unrealized
USMV ISHARES TR 4.2%
Value ($000) $9,759 Shares 116,765 Est. Cost $77.67 Unrealized
IAU ISHARES GOLD TR 4.1%
Value ($000) $9,654 Shares 229,793 Est. Cost $35.56 Unrealized
DFEB FIRST TR EXCHNG TRADED FD VI 4.0%
Value ($000) $9,352 Shares 239,116 Est. Cost $39.11 Unrealized
SCHG SCHWAB STRATEGIC TR 3.6%
Value ($000) $8,511 Shares 91,791 Est. Cost $73.09 Unrealized
CVX CHEVRON CORP NEW 3.0%
Value ($000) $6,900 Shares 43,745 Est. Cost $78.02 Unrealized +78.2%
SCHF SCHWAB STRATEGIC TR 2.5%
Value ($000) $5,727 Shares 146,761 Est. Cost $36.26 Unrealized
RSP INVESCO EXCHANGE TRADED FD T 2.4%
Value ($000) $5,672 Shares 33,487 Est. Cost $150.00 Unrealized
SCHW SCHWAB CHARLES CORP 2.4%
Value ($000) $5,508 Shares 76,139 Est. Cost $53.91 Unrealized +19.2%
MSFT MICROSOFT CORP 2.2%
Value ($000) $5,171 Shares 12,291 Est. Cost $91.41 Unrealized +336.8%
WMT WALMART INC 2.0%
Value ($000) $4,741 Shares 78,523 Est. Cost $53.17 Unrealized +5.4%
INTC INTEL CORP 2.0%
Value ($000) $4,702 Shares 106,458 Est. Cost $35.84 Unrealized +22.9%
HON HONEYWELL INTL INC 2.0%
Value ($000) $4,614 Shares 22,480 Est. Cost $142.56 Unrealized +26.8%
XOM EXXON MOBIL CORP 1.9%
Value ($000) $4,386 Shares 37,734 Est. Cost $47.45 Unrealized +106.7%
GD GENERAL DYNAMICS CORP 1.7%
Value ($000) $4,048 Shares 14,331 Est. Cost $168.07 Unrealized +53.5%
SCTXX SCHWAB CHARLES FAMILY FD 1.7%
Value ($000) $4,028 Shares 4,028,000 Est. Cost $1.00 Unrealized
ACN ACCENTURE PLC IRELAND 1.7%
Value ($000) $4,015 Shares 11,584 Est. Cost $194.54 Unrealized +82.4%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.7%
Value ($000) $3,927 Shares 9,338 Est. Cost $233.08 Unrealized +68.8%
VGK VANGUARD INTL EQUITY INDEX F 1.7%
Value ($000) $3,914 Shares 58,127 Est. Cost $67.34 Unrealized
ABBV ABBVIE INC 1.7%
Value ($000) $3,909 Shares 21,466 Est. Cost $62.19 Unrealized +160.5%
MDT MEDTRONIC PLC 1.5%
Value ($000) $3,559 Shares 40,523 Est. Cost $79.87 Unrealized +1.0%
ORCL ORACLE CORP 1.5%
Value ($000) $3,502 Shares 27,878 Est. Cost $58.70 Unrealized +91.4%
LHX L3HARRIS TECHNOLOGIES INC 1.5%
Value ($000) $3,445 Shares 16,168 Est. Cost $202.26 Unrealized 0.0%
EMR EMERSON ELEC CO 1.4%
Value ($000) $3,283 Shares 28,945 Est. Cost $71.67 Unrealized +38.7%
DUK DUKE ENERGY CORP NEW 1.4%
Value ($000) $3,192 Shares 33,006 Est. Cost $74.59 Unrealized +18.6%
CSCO CISCO SYS INC 1.4%
Value ($000) $3,181 Shares 63,740 Est. Cost $41.05 Unrealized +15.0%
VZ VERIZON COMMUNICATIONS INC 1.3%
Value ($000) $3,089 Shares 73,629 Est. Cost $33.62 Unrealized +6.9%
BG BUNGE GLOBAL SA 1.2%
Value ($000) $2,910 Shares 28,385 Est. Cost $97.68 Unrealized -9.7%
SRE SEMPRA 1.2%
Value ($000) $2,899 Shares 40,063 Est. Cost $60.03 Unrealized +12.2%
DIS DISNEY WALT CO 1.2%
Value ($000) $2,807 Shares 22,942 Est. Cost $111.33 Unrealized -8.0%
IJR ISHARES TR 1.2%
Value ($000) $2,758 Shares 24,951 Est. Cost $110.52 Unrealized
VUG VANGUARD INDEX FDS 1.2%
Value ($000) $2,726 Shares 7,919 Est. Cost $116.43 Unrealized
IJH ISHARES TR 1.1%
Value ($000) $2,453 Shares 40,380 Est. Cost $60.74 Unrealized
ABT ABBOTT LABS 1.0%
Value ($000) $2,381 Shares 20,952 Est. Cost $76.52 Unrealized +44.8%
ESGU ISHARES TR 1.0%
Value ($000) $2,302 Shares 20,026 Est. Cost $98.98 Unrealized
SCHB SCHWAB STRATEGIC TR 1.0%
Value ($000) $2,283 Shares 37,402 Est. Cost $56.41 Unrealized
QCOM QUALCOMM INC 1.0%
Value ($000) $2,271 Shares 13,412 Est. Cost $102.97 Unrealized +44.2%
VONE VANGUARD SCOTTSDALE FDS 0.9%
Value ($000) $2,193 Shares 9,204 Est. Cost $202.26 Unrealized
AAPL APPLE INC 0.9%
Value ($000) $2,162 Shares 12,609 Est. Cost $128.51 Unrealized +40.3%
BWA BORGWARNER INC 0.9%
Value ($000) $2,051 Shares 59,048 Est. Cost $33.19 Unrealized -4.1%
FXI ISHARES TR 0.8%
Value ($000) $1,876 Shares 77,957 Est. Cost $24.07 Unrealized
COLD AMERICOLD REALTY TRUST INC 0.8%
Value ($000) $1,779 Shares 70,752 Est. Cost $31.12 Unrealized
COST COSTCO WHSL CORP NEW 0.6%
Value ($000) $1,474 Shares 2,012 Est. Cost $200.47 Unrealized +252.5%
V VISA INC 0.6%
Value ($000) $1,371 Shares 4,914 Est. Cost $189.77 Unrealized +43.5%
SPY SPDR S&P 500 ETF TR 0.6%
Value ($000) $1,332 Shares 2,538 Est. Cost $351.04 Unrealized
RTX RTX CORPORATION 0.5%
Value ($000) $1,158 Shares 11,872 Est. Cost $76.66 Unrealized +13.3%
SLB SCHLUMBERGER LTD 0.4%
Value ($000) $931 Shares 16,907 Est. Cost $44.51 Unrealized +7.5%
EXE CHESAPEAKE ENERGY CORP 0.4%
Value ($000) $898 Shares 10,110 Est. Cost $79.26 Unrealized -4.4%
GEHC GE HEALTHCARE TECHNOLOGIES I 0.4%
Value ($000) $856 Shares 9,417 Est. Cost $72.48 Unrealized +14.5%
VEA VANGUARD TAX-MANAGED FDS 0.4%
Value ($000) $846 Shares 16,860 Est. Cost $44.37 Unrealized
TLT ISHARES TR 0.3%
Value ($000) $792 Shares 8,370 Est. Cost $98.81 Unrealized
ROK ROCKWELL AUTOMATION INC 0.3%
Value ($000) $784 Shares 2,692 Est. Cost $243.54 Unrealized +14.5%
PSMT PRICESMART INC 0.3%
Value ($000) $780 Shares 9,290 Est. Cost $76.22 Unrealized 0.0%
D DOMINION ENERGY INC 0.3%
Value ($000) $758 Shares 15,412 Est. Cost $42.64 Unrealized 0.0%
TSLA TESLA INC 0.3%
Value ($000) $755 Shares 4,292 Est. Cost $271.81 Unrealized -28.1%
GOOGL ALPHABET INC 0.3%
Value ($000) $711 Shares 4,710 Est. Cost $104.63 Unrealized +35.7%
IWB ISHARES TR 0.3%
Value ($000) $705 Shares 2,447 Est. Cost $223.85 Unrealized
UNH UNITEDHEALTH GROUP INC 0.2%
Value ($000) $570 Shares 1,153 Est. Cost $255.23 Unrealized +91.6%
MORN MORNINGSTAR INC 0.2%
Value ($000) $555 Shares 1,800 Est. Cost $120.22 Unrealized +139.6%
ITA ISHARES TR 0.2%
Value ($000) $520 Shares 3,945 Est. Cost $131.93 Unrealized
MCD MCDONALDS CORP 0.2%
Value ($000) $512 Shares 1,814 Est. Cost $185.62 Unrealized +49.8%
MAR MARRIOTT INTL INC NEW 0.2%
Value ($000) $510 Shares 2,020 Est. Cost $131.67 Unrealized +80.5%
XLE SELECT SECTOR SPDR TR 0.2%
Value ($000) $490 Shares 5,190 Est. Cost $67.62 Unrealized
NVDA NVIDIA CORPORATION 0.2%
Value ($000) $476 Shares 527 Est. Cost $33.54 Unrealized +116.0%
IBTH ISHARES TR 0.2%
Value ($000) $459 Shares 20,729 Est. Cost $22.39 Unrealized
DE DEERE & CO 0.2%
Value ($000) $441 Shares 1,070 Est. Cost $266.86 Unrealized +39.6%
VTI VANGUARD INDEX FDS 0.2%
Value ($000) $409 Shares 1,573 Est. Cost $120.32 Unrealized
PFE PFIZER INC 0.2%
Value ($000) $405 Shares 14,600 Est. Cost $24.65 Unrealized 0.0%
NKE NIKE INC 0.2%
Value ($000) $376 Shares 3,984 Est. Cost $128.56 Unrealized -23.9%
MLPA GLOBAL X FDS 0.1%
Value ($000) $339 Shares 7,020 Est. Cost $34.12 Unrealized
MELI MERCADOLIBRE INC 0.1%
Value ($000) $334 Shares 221 Est. Cost $1271.76 Unrealized +28.7%
SKY SKYLINE CHAMPION CORPORATION 0.1%
Value ($000) $329 Shares 3,869 Est. Cost $62.87 Unrealized +22.8%
MCK MCKESSON CORP 0.1%
Value ($000) $322 Shares 600 Est. Cost $341.28 Unrealized +47.5%
ISHARES TR 0.1%
Value ($000) $320 Shares 13,780 Est. Cost $23.28 Unrealized
IBTG ISHARES TR 0.1%
Value ($000) $317 Shares 13,958 Est. Cost $22.86 Unrealized
GOOG ALPHABET INC 0.1%
Value ($000) $310 Shares 2,035 Est. Cost $143.27 Unrealized 0.0%
TXN TEXAS INSTRS INC 0.1%
Value ($000) $296 Shares 1,700 Est. Cost $103.43 Unrealized +52.6%
SPDW SPDR INDEX SHS FDS 0.1%
Value ($000) $283 Shares 7,885 Est. Cost $31.11 Unrealized
IVV ISHARES TR 0.1%
Value ($000) $279 Shares 530 Est. Cost $409.88 Unrealized
NOC NORTHROP GRUMMAN CORP 0.1%
Value ($000) $275 Shares 574 Est. Cost $333.78 Unrealized +33.6%
PYPL PAYPAL HLDGS INC 0.1%
Value ($000) $270 Shares 4,030 Est. Cost $61.23 Unrealized 0.0%
PEP PEPSICO INC 0.1%
Value ($000) $257 Shares 1,459 Est. Cost $87.57 Unrealized +79.6%
SHY ISHARES TR 0.1%
Value ($000) $245 Shares 3,000 Est. Cost $83.37 Unrealized
PIONEER NAT RES CO 0.1%
Value ($000) $241 Shares 917 Est. Cost $229.55 Unrealized
GLD SPDR GOLD TR 0.1%
Value ($000) $237 Shares 1,154 Est. Cost $169.64 Unrealized
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $229 Shares 1,200 Est. Cost $172.56 Unrealized 0.0%
BAC BANK AMERICA CORP 0.1%
Value ($000) $220 Shares 5,797 Est. Cost $32.80 Unrealized 0.0%
GOVT ISHARES TR 0.1%
Value ($000) $214 Shares 9,385 Est. Cost $24.74 Unrealized
RY ROYAL BK CDA 0.1%
Value ($000) $202 Shares 2,000 Est. Cost $88.10 Unrealized +12.0%
BEAT HEARTBEAM INC 0.0%
Value ($000) $98 Shares 44,900 Est. Cost $2.32 Unrealized -18.6%
CALIDI BIOTHERAPEUTICS INC 0.0%
Value ($000) $94 Shares 166,494 Est. Cost $2.42 Unrealized
TENON MEDICAL INC 0.0%
Value ($000) $79 Shares 83,261 Est. Cost $1.58 Unrealized
TNONW TENON MEDICAL INC 0.0%
Value ($000) $63 Shares 1,070,000 Est. Cost $0.04 Unrealized
VNRX VOLITIONRX LTD 0.0%
Value ($000) $42 Shares 55,596 Est. Cost $1.94 Unrealized -49.5%
DIS DISNEY WALT CO 0.0%
Value ($000) $35 Shares 4,000 Est. Cost $111.33 Unrealized -8.0%
ABRDN ASIA PACIFIC INCOME FU 0.0%
Value ($000) $31 Shares 11,207 Est. Cost $2.50 Unrealized
PFE PFIZER INC 0.0%
Value ($000) $16 Shares 9,500 Est. Cost $24.65 Unrealized 0.0%
CCI CROWN CASTLE INC 0.0%
Value ($000) $8 Shares 80 Est. Cost $97.73 Unrealized 0.0%
AAPL APPLE INC 0.0%
Value ($000) $1 Shares 2,000 Est. Cost $128.51 Unrealized +40.3%