Spectrum Asset Management, Inc. (NB/CA) Diversified Active

CIK: 0001632078 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Jan 25, 2024

Total Value ($000): $225,857 (100.0% shares, 0.0% debt)

Holdings (90)

SCHV SCHWAB STRATEGIC TR 13.6%
Value ($000) $30,730 Shares 438,378 Est. Cost $60.94 Unrealized
SCHG SCHWAB STRATEGIC TR 6.7%
Value ($000) $15,021 Shares 181,008 Est. Cost $73.09 Unrealized
ESGU ISHARES TR 5.6%
Value ($000) $12,626 Shares 120,336 Est. Cost $98.98 Unrealized
IAU ISHARES GOLD TR 4.2%
Value ($000) $9,544 Shares 244,525 Est. Cost $35.56 Unrealized
USMV ISHARES TR 3.6%
Value ($000) $8,225 Shares 105,412 Est. Cost $77.03 Unrealized
VONE VANGUARD SCOTTSDALE FDS 3.6%
Value ($000) $8,085 Shares 37,270 Est. Cost $202.26 Unrealized
MDT MEDTRONIC PLC 3.0%
Value ($000) $6,686 Shares 80,489 Est. Cost $79.87 Unrealized -10.5%
CVX CHEVRON CORP NEW 2.8%
Value ($000) $6,304 Shares 42,267 Est. Cost $75.89 Unrealized +81.6%
INTC INTEL CORP 2.3%
Value ($000) $5,083 Shares 101,153 Est. Cost $35.41 Unrealized +13.1%
SCHW SCHWAB CHARLES CORP 2.1%
Value ($000) $4,815 Shares 69,984 Est. Cost $53.00 Unrealized +5.9%
SCHF SCHWAB STRATEGIC TR 2.0%
Value ($000) $4,618 Shares 124,954 Est. Cost $35.78 Unrealized
MSFT MICROSOFT CORP 2.0%
Value ($000) $4,588 Shares 12,202 Est. Cost $91.41 Unrealized +283.3%
XLU SELECT SECTOR SPDR TR 2.0%
Value ($000) $4,524 Shares 71,442 Est. Cost $63.33 Unrealized
HON HONEYWELL INTL INC 2.0%
Value ($000) $4,418 Shares 21,065 Est. Cost $139.99 Unrealized +23.1%
SCHB SCHWAB STRATEGIC TR 1.8%
Value ($000) $3,994 Shares 71,736 Est. Cost $56.41 Unrealized
AAPL APPLE INC 1.7%
Value ($000) $3,836 Shares 19,924 Est. Cost $128.51 Unrealized +42.3%
WMT WALMART INC 1.7%
Value ($000) $3,796 Shares 23,995 Est. Cost $46.65 Unrealized +10.7%
ACN ACCENTURE PLC IRELAND 1.6%
Value ($000) $3,663 Shares 10,439 Est. Cost $176.96 Unrealized +76.7%
RSP INVESCO EXCHANGE TRADED FD T 1.6%
Value ($000) $3,640 Shares 23,066 Est. Cost $141.25 Unrealized
SCTXX SCHWAB CHARLES FAMILY FD 1.6%
Value ($000) $3,638 Shares 3,638,000 Est. Cost $1.00 Unrealized
VZ VERIZON COMMUNICATIONS INC 1.6%
Value ($000) $3,541 Shares 93,926 Est. Cost $33.62 Unrealized -7.8%
XOM EXXON MOBIL CORP 1.5%
Value ($000) $3,494 Shares 34,946 Est. Cost $43.41 Unrealized +124.8%
GD GENERAL DYNAMICS CORP 1.5%
Value ($000) $3,474 Shares 13,380 Est. Cost $161.68 Unrealized +44.9%
ABBV ABBVIE INC 1.5%
Value ($000) $3,401 Shares 21,946 Est. Cost $62.19 Unrealized +118.2%
CSCO CISCO SYS INC 1.5%
Value ($000) $3,390 Shares 67,094 Est. Cost $41.05 Unrealized +16.9%
DUK DUKE ENERGY CORP NEW 1.4%
Value ($000) $3,053 Shares 31,464 Est. Cost $73.91 Unrealized +13.4%
SRE SEMPRA 1.3%
Value ($000) $3,013 Shares 40,040 Est. Cost $60.03 Unrealized +11.2%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.3%
Value ($000) $2,983 Shares 8,365 Est. Cost $214.44 Unrealized +63.7%
VUG VANGUARD INDEX FDS 1.2%
Value ($000) $2,804 Shares 9,019 Est. Cost $116.43 Unrealized
ORCL ORACLE CORP 1.2%
Value ($000) $2,756 Shares 26,141 Est. Cost $55.13 Unrealized +93.6%
BG BUNGE GLOBAL SA 1.2%
Value ($000) $2,743 Shares 27,167 Est. Cost $98.11 Unrealized 0.0%
COLD AMERICOLD REALTY TRUST INC 1.2%
Value ($000) $2,672 Shares 87,642 Est. Cost $31.12 Unrealized
EMR EMERSON ELEC CO 1.1%
Value ($000) $2,507 Shares 25,762 Est. Cost $68.25 Unrealized +29.1%
GOVT ISHARES TR 1.0%
Value ($000) $2,236 Shares 97,068 Est. Cost $24.74 Unrealized
CF CF INDS HLDGS INC 1.0%
Value ($000) $2,224 Shares 27,979 Est. Cost $80.48 Unrealized -6.1%
BWA BORGWARNER INC 1.0%
Value ($000) $2,188 Shares 61,038 Est. Cost $33.19 Unrealized +4.3%
GDX VANECK ETF TRUST 0.8%
Value ($000) $1,893 Shares 61,035 Est. Cost $31.01 Unrealized
ABT ABBOTT LABS 0.8%
Value ($000) $1,849 Shares 16,802 Est. Cost $68.06 Unrealized +41.2%
VEA VANGUARD TAX-MANAGED FDS 0.8%
Value ($000) $1,833 Shares 38,268 Est. Cost $44.37 Unrealized
QCOM QUALCOMM INC 0.8%
Value ($000) $1,724 Shares 11,920 Est. Cost $97.27 Unrealized +21.7%
COST COSTCO WHSL CORP NEW 0.6%
Value ($000) $1,370 Shares 2,029 Est. Cost $200.47 Unrealized +186.1%
V VISA INC 0.6%
Value ($000) $1,302 Shares 4,999 Est. Cost $189.77 Unrealized +27.9%
DE DEERE & CO 0.6%
Value ($000) $1,257 Shares 3,131 Est. Cost $266.86 Unrealized +36.8%
SPY SPDR S&P 500 ETF TR 0.5%
Value ($000) $1,230 Shares 2,578 Est. Cost $351.04 Unrealized
TSLA TESLA INC 0.5%
Value ($000) $1,197 Shares 4,818 Est. Cost $271.81 Unrealized -12.6%
COP CONOCOPHILLIPS 0.4%
Value ($000) $956 Shares 8,238 Est. Cost $94.48 Unrealized +16.1%
SLB SCHLUMBERGER LTD 0.4%
Value ($000) $945 Shares 18,071 Est. Cost $44.51 Unrealized +15.0%
TLT ISHARES TR 0.4%
Value ($000) $828 Shares 8,370 Est. Cost $98.81 Unrealized
ROK ROCKWELL AUTOMATION INC 0.4%
Value ($000) $822 Shares 2,647 Est. Cost $242.94 Unrealized +11.2%
IBTH ISHARES TR 0.4%
Value ($000) $813 Shares 36,316 Est. Cost $22.39 Unrealized
GEHC GE HEALTHCARE TECHNOLOGIES I 0.3%
Value ($000) $740 Shares 9,572 Est. Cost $72.48 Unrealized -3.7%
EXE CHESAPEAKE ENERGY CORP 0.3%
Value ($000) $739 Shares 9,605 Est. Cost $79.44 Unrealized -3.0%
ISHARES TR 0.3%
Value ($000) $688 Shares 29,562 Est. Cost $23.28 Unrealized
GOOGL ALPHABET INC 0.3%
Value ($000) $658 Shares 4,710 Est. Cost $104.63 Unrealized +27.5%
IBTG ISHARES TR 0.3%
Value ($000) $644 Shares 28,164 Est. Cost $22.86 Unrealized
IWB ISHARES TR 0.3%
Value ($000) $640 Shares 2,442 Est. Cost $223.85 Unrealized
UNH UNITEDHEALTH GROUP INC 0.3%
Value ($000) $607 Shares 1,153 Est. Cost $255.23 Unrealized +100.3%
IVV ISHARES TR 0.3%
Value ($000) $572 Shares 1,197 Est. Cost $409.88 Unrealized
MCD MCDONALDS CORP 0.2%
Value ($000) $538 Shares 1,814 Est. Cost $185.62 Unrealized +39.4%
MORN MORNINGSTAR INC 0.2%
Value ($000) $515 Shares 1,800 Est. Cost $120.22 Unrealized +116.7%
VTI VANGUARD INDEX FDS 0.2%
Value ($000) $459 Shares 1,933 Est. Cost $120.32 Unrealized
MAR MARRIOTT INTL INC NEW 0.2%
Value ($000) $456 Shares 2,020 Est. Cost $131.67 Unrealized +50.8%
NKE NIKE INC 0.2%
Value ($000) $434 Shares 3,984 Est. Cost $128.56 Unrealized -19.9%
MELI MERCADOLIBRE INC 0.2%
Value ($000) $363 Shares 231 Est. Cost $1271.76 Unrealized +11.4%
SCHR SCHWAB STRATEGIC TR 0.2%
Value ($000) $347 Shares 6,980 Est. Cost $49.14 Unrealized
XLE SELECT SECTOR SPDR TR 0.1%
Value ($000) $333 Shares 3,972 Est. Cost $59.40 Unrealized
RTX RTX CORPORATION 0.1%
Value ($000) $319 Shares 3,794 Est. Cost $54.99 Unrealized +37.5%
MLPA GLOBAL X FDS 0.1%
Value ($000) $311 Shares 7,020 Est. Cost $34.12 Unrealized
DIS DISNEY WALT CO 0.1%
Value ($000) $309 Shares 3,407 Est. Cost $162.66 Unrealized -47.0%
TXN TEXAS INSTRS INC 0.1%
Value ($000) $290 Shares 1,700 Est. Cost $103.43 Unrealized +40.7%
PEP PEPSICO INC 0.1%
Value ($000) $289 Shares 1,685 Est. Cost $87.57 Unrealized +75.6%
SKY SKYLINE CHAMPION CORPORATION 0.1%
Value ($000) $287 Shares 3,869 Est. Cost $62.87 Unrealized 0.0%
MCK MCKESSON CORP 0.1%
Value ($000) $278 Shares 600 Est. Cost $341.28 Unrealized +31.9%
NVDA NVIDIA CORPORATION 0.1%
Value ($000) $269 Shares 544 Est. Cost $33.54 Unrealized +38.1%
NOC NORTHROP GRUMMAN CORP 0.1%
Value ($000) $269 Shares 574 Est. Cost $333.78 Unrealized +35.4%
SPDW SPDR INDEX SHS FDS 0.1%
Value ($000) $268 Shares 7,885 Est. Cost $31.11 Unrealized
CALIDI BIOTHERAPEUTICS INC 0.1%
Value ($000) $251 Shares 166,494 Est. Cost $2.42 Unrealized
SHY ISHARES TR 0.1%
Value ($000) $246 Shares 3,000 Est. Cost $83.37 Unrealized
GLD SPDR GOLD TR 0.1%
Value ($000) $240 Shares 1,254 Est. Cost $169.64 Unrealized
IUSB ISHARES TR 0.1%
Value ($000) $212 Shares 4,595 Est. Cost $52.92 Unrealized
EW EDWARDS LIFESCIENCES CORP 0.1%
Value ($000) $211 Shares 2,761 Est. Cost $69.58 Unrealized 0.0%
PIONEER NAT RES CO 0.1%
Value ($000) $206 Shares 917 Est. Cost $229.55 Unrealized
RY ROYAL BK CDA 0.1%
Value ($000) $202 Shares 2,000 Est. Cost $88.10 Unrealized 0.0%
TENON MEDICAL INC 0.1%
Value ($000) $132 Shares 83,261 Est. Cost $1.58 Unrealized
BEAT HEARTBEAM INC 0.0%
Value ($000) $106 Shares 44,900 Est. Cost $2.32 Unrealized -35.6%
VNRX VOLITIONRX LTD 0.0%
Value ($000) $40 Shares 55,596 Est. Cost $1.94 Unrealized -62.1%
ABRDN ASIA PACIFIC INCOME FU 0.0%
Value ($000) $31 Shares 11,207 Est. Cost $2.50 Unrealized
TNONW TENON MEDICAL INC 0.0%
Value ($000) $17 Shares 1,070,000 Est. Cost $0.04 Unrealized
DIS DISNEY WALT CO 0.0%
Value ($000) $6 Shares 4,000 Est. Cost $162.66 Unrealized -47.0%
AAPL APPLE INC 0.0%
Value ($000) $2 Shares 3,300 Est. Cost $128.51 Unrealized +42.3%