Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Jan 25, 2024

Total Value: $226M (100.0% shares, 0.0% debt)

Holdings (90)

SCHV SCHWAB STRATEGIC TR 13.6%
Value $30.73M Shares 438,378 Share Price $70.10 * Est. Cost/Share $19.39 Unrealized @ Report Date +20.5%
SCHG SCHWAB STRATEGIC TR 6.7%
Value $15.02M Shares 181,008 Share Price $82.98 * Est. Cost/Share $15.10 Unrealized @ Report Date +37.3%
ESGU ISHARES TR 5.6%
Value $12.63M Shares 120,336 Share Price $104.92 Est. Cost/Share $94.90 Unrealized @ Report Date +10.6%
IAU ISHARES GOLD TR 4.2%
Value $9.544M Shares 244,525 Share Price $39.03 Est. Cost/Share $35.79 Unrealized @ Report Date +9.0%
USMV ISHARES TR 3.6%
Value $8.225M Shares 105,412 Share Price $78.03 Est. Cost/Share $74.34 Unrealized @ Report Date +5.0%
VONE VANGUARD SCOTTSDALE FDS 3.6%
Value $8.085M Shares 37,270 Share Price $216.94 Est. Cost/Share $193.59 Unrealized @ Report Date +12.1%
MDT MEDTRONIC PLC 3.0%
Value $6.686M Shares 80,489 Share Price $83.07 * Est. Cost/Share $79.87 Unrealized @ Report Date -2.6%
CVX CHEVRON CORP NEW 2.8%
Value $6.304M Shares 42,267 Share Price $149.16 * Est. Cost/Share $75.89 Unrealized @ Report Date +80.1%
INTC INTEL CORP 2.3%
Value $5.083M Shares 101,153 Share Price $50.25 Est. Cost/Share $35.41 Unrealized @ Report Date +40.0%
SCHW SCHWAB CHARLES CORP 2.1%
Value $4.815M Shares 69,984 Share Price $68.80 * Est. Cost/Share $53.00 Unrealized @ Report Date +26.4%
SCHF SCHWAB STRATEGIC TR 2.0%
Value $4.618M Shares 124,954 Share Price $36.96 * Est. Cost/Share $17.26 Unrealized @ Report Date +7.1%
MSFT MICROSOFT CORP 2.0%
Value $4.588M Shares 12,202 Share Price $376.04 Est. Cost/Share $91.41 Unrealized @ Report Date +305.3%
XLU SELECT SECTOR SPDR TR 2.0%
Value $4.524M Shares 71,442 Share Price $63.33 * Est. Cost/Share $30.57 Unrealized @ Report Date +3.6%
HON HONEYWELL INTL INC 2.0%
Value $4.418M Shares 21,065 Share Price $209.71 * Est. Cost/Share $139.99 Unrealized @ Report Date +35.3%
SCHB SCHWAB STRATEGIC TR 1.8%
Value $3.994M Shares 71,736 Share Price $55.67 * Est. Cost/Share $14.76 Unrealized @ Report Date +25.7%
AAPL APPLE INC 1.7%
Value $3.836M Shares 19,924 Share Price $192.53 Est. Cost/Share $128.51 Unrealized @ Report Date +48.4%
WMT WALMART INC 1.7%
Value $3.796M Shares 23,995 Share Price $158.21 * Est. Cost/Share $46.65 Unrealized @ Report Date +10.3%
ACN ACCENTURE PLC IRELAND 1.6%
Value $3.663M Shares 10,439 Share Price $350.91 * Est. Cost/Share $176.96 Unrealized @ Report Date +92.4%
RSP INVESCO EXCHANGE TRADED FD T 1.6%
Value $3.64M Shares 23,066 Share Price $157.80 Est. Cost/Share $139.84 Unrealized @ Report Date +12.8%
SCTXX SCHWAB CHARLES FAMILY FD 1.6%
Value $3.638M Shares 3,638,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —
VZ VERIZON COMMUNICATIONS INC 1.6%
Value $3.541M Shares 93,926 Share Price $37.70 * Est. Cost/Share $33.62 Unrealized @ Report Date -1.7%
XOM EXXON MOBIL CORP 1.5%
Value $3.494M Shares 34,946 Share Price $99.98 * Est. Cost/Share $43.41 Unrealized @ Report Date +114.8%
GD GENERAL DYNAMICS CORP 1.5%
Value $3.474M Shares 13,380 Share Price $259.67 * Est. Cost/Share $161.68 Unrealized @ Report Date +54.3%
ABBV ABBVIE INC 1.5%
Value $3.401M Shares 21,946 Share Price $154.97 * Est. Cost/Share $62.19 Unrealized @ Report Date +132.3%
CSCO CISCO SYS INC 1.5%
Value $3.39M Shares 67,094 Share Price $50.52 * Est. Cost/Share $41.05 Unrealized @ Report Date +15.6%
DUK DUKE ENERGY CORP NEW 1.4%
Value $3.053M Shares 31,464 Share Price $97.04 * Est. Cost/Share $73.91 Unrealized @ Report Date +21.7%
SRE SEMPRA 1.3%
Value $3.013M Shares 40,040 Share Price $75.25 * Est. Cost/Share $60.03 Unrealized @ Report Date +16.8%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.3%
Value $2.983M Shares 8,365 Share Price $356.66 Est. Cost/Share $214.44 Unrealized @ Report Date +66.3%
VUG VANGUARD INDEX FDS 1.2%
Value $2.804M Shares 9,019 Share Price $310.88 * Est. Cost/Share $18.98 Unrealized @ Report Date +173.0%
ORCL ORACLE CORP 1.2%
Value $2.756M Shares 26,141 Share Price $105.43 * Est. Cost/Share $55.13 Unrealized @ Report Date +87.1%
BG BUNGE GLOBAL SA 1.2%
Value $2.743M Shares 27,167 Share Price $100.95 * Est. Cost/Share $98.11 Unrealized @ Report Date -3.4%
COLD AMERICOLD REALTY TRUST INC 1.2%
Value $2.672M Shares 87,642 Share Price $30.49 Est. Cost/Share $31.12 Unrealized @ Report Date —
EMR EMERSON ELEC CO 1.1%
Value $2.507M Shares 25,762 Share Price $97.33 * Est. Cost/Share $68.25 Unrealized @ Report Date +37.6%
GOVT ISHARES TR 1.0%
Value $2.236M Shares 97,068 Share Price $23.04 Est. Cost/Share $24.73 Unrealized @ Report Date -6.8%
CF CF INDS HLDGS INC 1.0%
Value $2.224M Shares 27,979 Share Price $79.50 * Est. Cost/Share $80.48 Unrealized @ Report Date -6.0%
BWA BORGWARNER INC 1.0%
Value $2.188M Shares 61,038 Share Price $35.85 * Est. Cost/Share $33.19 Unrealized @ Report Date +5.0%
GDX VANECK ETF TRUST 0.8%
Value $1.893M Shares 61,035 Share Price $31.01 Est. Cost/Share $29.27 Unrealized @ Report Date +6.0%
ABT ABBOTT LABS 0.8%
Value $1.849M Shares 16,802 Share Price $110.07 * Est. Cost/Share $68.06 Unrealized @ Report Date +55.6%
VEA VANGUARD TAX-MANAGED FDS 0.8%
Value $1.833M Shares 38,268 Share Price $47.90 Est. Cost/Share $42.07 Unrealized @ Report Date +13.9%
QCOM QUALCOMM INC 0.8%
Value $1.724M Shares 11,920 Share Price $144.63 * Est. Cost/Share $97.27 Unrealized @ Report Date +42.6%
COST COSTCO WHSL CORP NEW 0.6%
Value $1.37M Shares 2,029 Share Price $675.00 * Est. Cost/Share $200.47 Unrealized @ Report Date +225.7%
V VISA INC 0.6%
Value $1.302M Shares 4,999 Share Price $260.36 Est. Cost/Share $189.77 Unrealized @ Report Date +35.2%
DE DEERE & CO 0.6%
Value $1.257M Shares 3,131 Share Price $401.34 * Est. Cost/Share $266.86 Unrealized @ Report Date +45.6%
SPY SPDR S&P 500 ETF TR 0.5%
Value $1.23M Shares 2,578 Share Price $477.25 Est. Cost/Share $340.78 Unrealized @ Report Date +39.5%
TSLA TESLA INC 0.5%
Value $1.197M Shares 4,818 Share Price $248.50 Est. Cost/Share $271.81 Unrealized @ Report Date -8.6%
COP CONOCOPHILLIPS 0.4%
Value $956K Shares 8,238 Share Price $116.07 * Est. Cost/Share $94.48 Unrealized @ Report Date +15.5%
SLB SCHLUMBERGER LTD 0.4%
Value $945K Shares 18,071 Share Price $52.29 * Est. Cost/Share $44.51 Unrealized @ Report Date +10.5%
TLT ISHARES TR 0.4%
Value $828K Shares 8,370 Share Price $98.88 Est. Cost/Share $101.53 Unrealized @ Report Date -2.6%
ROK ROCKWELL AUTOMATION INC 0.4%
Value $822K Shares 2,647 Share Price $310.48 * Est. Cost/Share $242.94 Unrealized @ Report Date +23.4%
IBTH ISHARES TR 0.4%
Value $813K Shares 36,316 Share Price $22.39 Est. Cost/Share $21.96 Unrealized @ Report Date +2.0%
GEHC GE HEALTHCARE TECHNOLOGIES I 0.3%
Value $740K Shares 9,572 Share Price $77.32 Est. Cost/Share $72.48 Unrealized @ Report Date +6.3%
EXE CHESAPEAKE ENERGY CORP 0.3%
Value $739K Shares 9,605 Share Price $76.94 * Est. Cost/Share $79.44 Unrealized @ Report Date -8.8%
— ISHARES TR 0.3%
Value $688K Shares 29,562 Share Price $23.28 Est. Cost/Share $23.28 Unrealized @ Report Date —
GOOGL ALPHABET INC 0.3%
Value $658K Shares 4,710 Share Price $139.69 Est. Cost/Share $104.63 Unrealized @ Report Date +32.5%
IBTG ISHARES TR 0.3%
Value $644K Shares 28,164 Share Price $22.86 Est. Cost/Share $22.56 Unrealized @ Report Date +1.3%
IWB ISHARES TR 0.3%
Value $640K Shares 2,442 Share Price $262.26 Est. Cost/Share $218.94 Unrealized @ Report Date +19.8%
UNH UNITEDHEALTH GROUP INC 0.3%
Value $607K Shares 1,153 Share Price $526.47 * Est. Cost/Share $255.23 Unrealized @ Report Date +98.2%
IVV ISHARES TR 0.3%
Value $572K Shares 1,197 Share Price $477.54 Est. Cost/Share $408.13 Unrealized @ Report Date +17.0%
MCD MCDONALDS CORP 0.2%
Value $538K Shares 1,814 Share Price $296.45 * Est. Cost/Share $185.62 Unrealized @ Report Date +52.4%
MORN MORNINGSTAR INC 0.2%
Value $515K Shares 1,800 Share Price $286.24 Est. Cost/Share $120.22 Unrealized @ Report Date +138.1%
VTI VANGUARD INDEX FDS 0.2%
Value $459K Shares 1,933 Share Price $237.22 Est. Cost/Share $118.14 Unrealized @ Report Date +100.8%
MAR MARRIOTT INTL INC NEW 0.2%
Value $456K Shares 2,020 Share Price $225.51 Est. Cost/Share $131.67 Unrealized @ Report Date +67.9%
NKE NIKE INC 0.2%
Value $434K Shares 3,984 Share Price $108.93 * Est. Cost/Share $128.56 Unrealized @ Report Date -18.9%
MELI MERCADOLIBRE INC 0.2%
Value $363K Shares 231 Share Price $1571.54 Est. Cost/Share $1271.76 Unrealized @ Report Date +23.6%
SCHR SCHWAB STRATEGIC TR 0.2%
Value $347K Shares 6,980 Share Price $49.72 * Est. Cost/Share $24.75 Unrealized @ Report Date +0.4%
XLE SELECT SECTOR SPDR TR 0.1%
Value $333K Shares 3,972 Share Price $83.84 * Est. Cost/Share $29.07 Unrealized @ Report Date +44.2%
RTX RTX CORPORATION 0.1%
Value $319K Shares 3,794 Share Price $84.15 * Est. Cost/Share $54.99 Unrealized @ Report Date +46.8%
MLPA GLOBAL X FDS 0.1%
Value $311K Shares 7,020 Share Price $44.30 Est. Cost/Share $33.37 Unrealized @ Report Date +32.7%
DIS DISNEY WALT CO 0.1%
Value $309K Shares 3,407 Share Price $90.59 * Est. Cost/Share $162.66 Unrealized @ Report Date -45.6%
TXN TEXAS INSTRS INC 0.1%
Value $290K Shares 1,700 Share Price $170.46 * Est. Cost/Share $103.43 Unrealized @ Report Date +55.2%
PEP PEPSICO INC 0.1%
Value $289K Shares 1,685 Share Price $171.69 * Est. Cost/Share $87.57 Unrealized @ Report Date +80.7%
SKY SKYLINE CHAMPION CORPORATION 0.1%
Value $287K Shares 3,869 Share Price $74.26 Est. Cost/Share $62.87 Unrealized @ Report Date +18.1%
MCK MCKESSON CORP 0.1%
Value $278K Shares 600 Share Price $463.60 Est. Cost/Share $341.28 Unrealized @ Report Date +34.5%
NVDA NVIDIA CORPORATION 0.1%
Value $269K Shares 544 Share Price $495.38 * Est. Cost/Share $33.54 Unrealized @ Report Date +47.6%
NOC NORTHROP GRUMMAN CORP 0.1%
Value $269K Shares 574 Share Price $468.14 * Est. Cost/Share $333.78 Unrealized @ Report Date +35.6%
SPDW SPDR INDEX SHS FDS 0.1%
Value $268K Shares 7,885 Share Price $34.01 Est. Cost/Share $30.67 Unrealized @ Report Date +10.9%
— CALIDI BIOTHERAPEUTICS INC 0.1%
Value $251K Shares 166,494 Share Price $1.51 Est. Cost/Share $2.42 Unrealized @ Report Date —
SHY ISHARES TR 0.1%
Value $246K Shares 3,000 Share Price $82.04 Est. Cost/Share $83.48 Unrealized @ Report Date -1.7%
GLD SPDR GOLD TR 0.1%
Value $240K Shares 1,254 Share Price $191.17 Est. Cost/Share $161.08 Unrealized @ Report Date +18.7%
IUSB ISHARES TR 0.1%
Value $212K Shares 4,595 Share Price $46.07 Est. Cost/Share $53.56 Unrealized @ Report Date -14.0%
EW EDWARDS LIFESCIENCES CORP 0.1%
Value $211K Shares 2,761 Share Price $76.25 Est. Cost/Share $69.58 Unrealized @ Report Date +9.6%
— PIONEER NAT RES CO 0.1%
Value $206K Shares 917 Share Price $224.88 Est. Cost/Share $229.55 Unrealized @ Report Date —
RY ROYAL BK CDA 0.1%
Value $202K Shares 2,000 Share Price $101.13 Est. Cost/Share $88.10 Unrealized @ Report Date +14.8%
— TENON MEDICAL INC 0.1%
Value $132K Shares 83,261 Share Price $1.58 Est. Cost/Share $1.58 Unrealized @ Report Date —
BEAT HEARTBEAM INC 0.0%
Value $106K Shares 44,900 Share Price $2.35 Est. Cost/Share $2.32 Unrealized @ Report Date +1.4%
VNRX VOLITIONRX LTD 0.0%
Value $39,863 Shares 55,596 Share Price $0.72 Est. Cost/Share $1.94 Unrealized @ Report Date -62.1%
— ABRDN ASIA PACIFIC INCOME FU 0.0%
Value $30,680 Shares 11,207 Share Price $2.74 Est. Cost/Share $2.50 Unrealized @ Report Date —
TNONW TENON MEDICAL INC 0.0%
Value $17,227 Shares 1,070,000 Share Price $0.02 Est. Cost/Share $0.04 Unrealized @ Report Date —
DIS DISNEY WALT CO 0.0%
Value $6,270 Shares 4,000 Share Price $1.57 * Est. Cost/Share $162.66 Unrealized @ Report Date -45.6%
AAPL APPLE INC 0.0%
Value $2,217 Shares 3,300 Share Price $0.67 * Est. Cost/Share $128.51 Unrealized @ Report Date +48.4%