Spectrum Asset Management, Inc. (NB/CA) Diversified Active

Location: Newport Beach, CA

CIK: 0001632078 · Show all filings

Period: Q3 2024 (← Previous) (Next →)

Filing Date: Oct 22, 2024

Total Value: $236M (100.0% shares, 0.0% debt)

Holdings (97)

SCHV SCHWAB STRATEGIC TR 6.7%
Value $15.93M Shares 198,162 Share Price $80.37 * Est. Cost/Share $19.39 Unrealized @ Report Date +38.2%
IAU ISHARES GOLD TR 5.2%
Value $12.41M Shares 249,697 Share Price $49.70 Est. Cost/Share $36.71 Unrealized @ Report Date +35.4%
RSP INVESCO EXCHANGE TRADED FD T 5.1%
Value $11.99M Shares 66,915 Share Price $179.16 Est. Cost/Share $157.84 Unrealized @ Report Date +13.5%
USMV ISHARES TR 4.6%
Value $10.83M Shares 118,553 Share Price $91.31 Est. Cost/Share $74.95 Unrealized @ Report Date +21.8%
SCHG SCHWAB STRATEGIC TR 4.1%
Value $9.653M Shares 92,660 Share Price $104.18 * Est. Cost/Share $15.21 Unrealized @ Report Date +71.2%
VGK VANGUARD INTL EQUITY INDEX F 3.4%
Value $8.147M Shares 114,589 Share Price $71.10 Est. Cost/Share $66.25 Unrealized @ Report Date +7.3%
DSEP FIRST TR EXCHNG TRADED FD VI 2.9%
Value $6.88M Shares 171,787 Share Price $40.05 Est. Cost/Share $39.46 Unrealized @ Report Date +1.5%
WMT WALMART INC 2.7%
Value $6.339M Shares 78,505 Share Price $80.75 Est. Cost/Share $53.17 Unrealized @ Report Date +50.1%
SCHF SCHWAB STRATEGIC TR 2.5%
Value $5.99M Shares 145,679 Share Price $41.12 * Est. Cost/Share $17.47 Unrealized @ Report Date +17.7%
MSFT MICROSOFT CORP 2.4%
Value $5.587M Shares 12,985 Share Price $430.29 Est. Cost/Share $108.92 Unrealized @ Report Date +291.4%
DMAR FIRST TR EXCHNG TRADED FD VI 2.2%
Value $5.298M Shares 141,874 Share Price $37.34 Est. Cost/Share $34.24 Unrealized @ Report Date +9.1%
GD GENERAL DYNAMICS CORP 2.1%
Value $4.954M Shares 16,392 Share Price $302.21 * Est. Cost/Share $183.14 Unrealized @ Report Date +60.9%
DFEB FIRST TR EXCHNG TRADED FD VI 2.1%
Value $4.863M Shares 116,506 Share Price $41.74 Est. Cost/Share $38.22 Unrealized @ Report Date +9.2%
CVX CHEVRON CORP NEW 2.0%
Value $4.806M Shares 32,632 Share Price $147.27 * Est. Cost/Share $78.02 Unrealized @ Report Date +78.6%
ORCL ORACLE CORP 2.0%
Value $4.803M Shares 28,185 Share Price $170.40 Est. Cost/Share $58.70 Unrealized @ Report Date +186.8%
HON HONEYWELL INTL INC 2.0%
Value $4.636M Shares 22,428 Share Price $206.71 * Est. Cost/Share $142.56 Unrealized @ Report Date +33.1%
ABBV ABBVIE INC 1.8%
Value $4.358M Shares 22,069 Share Price $197.48 * Est. Cost/Share $65.21 Unrealized @ Report Date +190.3%
EWJ ISHARES INC 1.8%
Value $4.235M Shares 59,193 Share Price $71.54 Est. Cost/Share $69.57 Unrealized @ Report Date +2.8%
SCHW SCHWAB CHARLES CORP 1.8%
Value $4.223M Shares 65,167 Share Price $64.81 Est. Cost/Share $53.91 Unrealized @ Report Date +18.4%
ACN ACCENTURE PLC IRELAND 1.8%
Value $4.196M Shares 11,871 Share Price $353.48 Est. Cost/Share $196.61 Unrealized @ Report Date +76.5%
BRK/B BERKSHIRE HATHAWAY INC DEL 1.7%
Value $4.119M Shares 8,950 Share Price $460.26 Est. Cost/Share $233.08 Unrealized @ Report Date +97.5%
CEG CONSTELLATION ENERGY CORP 1.7%
Value $3.945M Shares 15,172 Share Price $260.02 Est. Cost/Share $201.57 Unrealized @ Report Date +28.1%
DUK DUKE ENERGY CORP NEW 1.7%
Value $3.942M Shares 34,193 Share Price $115.30 * Est. Cost/Share $75.64 Unrealized @ Report Date +45.7%
MDT MEDTRONIC PLC 1.6%
Value $3.67M Shares 40,454 Share Price $90.73 * Est. Cost/Share $79.87 Unrealized @ Report Date +9.1%
LHX L3HARRIS TECHNOLOGIES INC 1.5%
Value $3.567M Shares 14,996 Share Price $237.86 * Est. Cost/Share $205.52 Unrealized @ Report Date +13.0%
XOM EXXON MOBIL CORP 1.5%
Value $3.516M Shares 29,994 Share Price $117.22 * Est. Cost/Share $47.45 Unrealized @ Report Date +136.4%
UNH UNITEDHEALTH GROUP INC 1.5%
Value $3.48M Shares 5,952 Share Price $584.68 * Est. Cost/Share $491.33 Unrealized @ Report Date +15.7%
CSCO CISCO SYS INC 1.4%
Value $3.415M Shares 64,170 Share Price $53.22 * Est. Cost/Share $41.05 Unrealized @ Report Date +24.7%
VZ VERIZON COMMUNICATIONS INC 1.4%
Value $3.331M Shares 74,173 Share Price $44.91 * Est. Cost/Share $33.62 Unrealized @ Report Date +23.0%
EMR EMERSON ELEC CO 1.3%
Value $3.151M Shares 28,815 Share Price $109.37 * Est. Cost/Share $71.67 Unrealized @ Report Date +49.4%
ABT ABBOTT LABS 1.2%
Value $2.95M Shares 25,879 Share Price $114.01 * Est. Cost/Share $82.35 Unrealized @ Report Date +35.2%
VUG VANGUARD INDEX FDS 1.2%
Value $2.928M Shares 7,627 Share Price $383.93 * Est. Cost/Share $18.98 Unrealized @ Report Date +237.1%
XLU SELECT SECTOR SPDR TR 1.2%
Value $2.848M Shares 35,255 Share Price $80.78 * Est. Cost/Share $34.34 Unrealized @ Report Date +17.6%
IJH ISHARES TR 1.1%
Value $2.537M Shares 40,716 Share Price $62.32 Est. Cost/Share $56.64 Unrealized @ Report Date +10.0%
EW EDWARDS LIFESCIENCES CORP 1.1%
Value $2.511M Shares 38,054 Share Price $65.99 Est. Cost/Share $73.75 Unrealized @ Report Date -10.5%
ULTA ULTA BEAUTY INC 1.0%
Value $2.444M Shares 6,280 Share Price $389.12 Est. Cost/Share $375.07 Unrealized @ Report Date +3.7%
ESGU ISHARES TR 1.0%
Value $2.441M Shares 19,346 Share Price $126.18 Est. Cost/Share $94.90 Unrealized @ Report Date +33.0%
DIS DISNEY WALT CO 1.0%
Value $2.414M Shares 25,093 Share Price $96.19 Est. Cost/Share $110.51 Unrealized @ Report Date -14.3%
ITA ISHARES TR 0.9%
Value $2.199M Shares 14,692 Share Price $149.64 Est. Cost/Share $130.70 Unrealized @ Report Date +14.5%
BWA BORGWARNER INC 0.9%
Value $2.158M Shares 59,457 Share Price $36.29 Est. Cost/Share $33.19 Unrealized @ Report Date +7.4%
SCHB SCHWAB STRATEGIC TR 0.9%
Value $2.016M Shares 30,312 Share Price $66.52 * Est. Cost/Share $14.76 Unrealized @ Report Date +50.2%
URA GLOBAL X FDS 0.8%
Value $1.879M Shares 65,675 Share Price $28.61 Est. Cost/Share $26.85 Unrealized @ Report Date +6.5%
COST COSTCO WHSL CORP NEW 0.8%
Value $1.815M Shares 2,047 Share Price $886.71 Est. Cost/Share $234.07 Unrealized @ Report Date +276.3%
XLE SELECT SECTOR SPDR TR 0.7%
Value $1.69M Shares 19,249 Share Price $87.80 * Est. Cost/Share $42.69 Unrealized @ Report Date +2.8%
SPY SPDR S&P 500 ETF TR 0.6%
Value $1.47M Shares 2,554 Share Price $575.61 Est. Cost/Share $347.37 Unrealized @ Report Date +65.2%
RTX RTX CORPORATION 0.6%
Value $1.394M Shares 11,508 Share Price $121.16 * Est. Cost/Share $76.66 Unrealized @ Report Date +54.3%
SCTXX SCHWAB CHARLES FAMILY FD 0.5%
Value $1.15M Shares 1,150,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —
AAPL APPLE INC 0.4%
Value $1.018M Shares 4,369 Share Price $233.02 Est. Cost/Share $128.51 Unrealized @ Report Date +80.3%
VRT VERTIV HOLDINGS CO 0.4%
Value $911K Shares 9,160 Share Price $99.49 Est. Cost/Share $82.73 Unrealized @ Report Date +20.0%
GOOGL ALPHABET INC 0.4%
Value $892K Shares 5,380 Share Price $165.86 Est. Cost/Share $112.30 Unrealized @ Report Date +46.9%
VONE VANGUARD SCOTTSDALE FDS 0.4%
Value $877K Shares 3,373 Share Price $260.07 Est. Cost/Share $193.59 Unrealized @ Report Date +34.3%
GEHC GE HEALTHCARE TECHNOLOGIES I 0.4%
Value $849K Shares 9,048 Share Price $93.85 Est. Cost/Share $72.48 Unrealized @ Report Date +29.2%
TLT ISHARES TR 0.3%
Value $821K Shares 8,370 Share Price $98.10 Est. Cost/Share $101.53 Unrealized @ Report Date -3.4%
MU MICRON TECHNOLOGY INC 0.3%
Value $821K Shares 7,912 Share Price $103.71 Est. Cost/Share $103.98 Unrealized @ Report Date -0.8%
MMS MAXIMUS INC 0.3%
Value $765K Shares 8,214 Share Price $93.16 Est. Cost/Share $84.02 Unrealized @ Report Date +10.9%
ESLT ELBIT SYS LTD 0.3%
Value $762K Shares 3,810 Share Price $200.10 Est. Cost/Share $189.80 Unrealized @ Report Date +4.4%
DLR DIGITAL RLTY TR INC 0.3%
Value $754K Shares 4,658 Share Price $161.83 * Est. Cost/Share $136.41 Unrealized @ Report Date +14.3%
EWQ ISHARES INC 0.3%
Value $737K Shares 18,242 Share Price $40.40 Est. Cost/Share $38.92 Unrealized @ Report Date +3.8%
VEA VANGUARD TAX-MANAGED FDS 0.3%
Value $708K Shares 13,410 Share Price $52.81 Est. Cost/Share $42.07 Unrealized @ Report Date +25.5%
CLB CORE LABORATORIES INC 0.3%
Value $702K Shares 37,891 Share Price $18.53 Est. Cost/Share $17.61 Unrealized @ Report Date +4.8%
ROK ROCKWELL AUTOMATION INC 0.3%
Value $688K Shares 2,562 Share Price $268.46 * Est. Cost/Share $243.54 Unrealized @ Report Date +8.0%
SLB SCHLUMBERGER LTD 0.3%
Value $675K Shares 15,991 Share Price $42.22 * Est. Cost/Share $44.51 Unrealized @ Report Date -9.2%
MCD MCDONALDS CORP 0.3%
Value $672K Shares 2,207 Share Price $304.51 * Est. Cost/Share $204.12 Unrealized @ Report Date +44.9%
OXY OCCIDENTAL PETE CORP 0.3%
Value $601K Shares 11,593 Share Price $51.86 * Est. Cost/Share $62.02 Unrealized @ Report Date -19.1%
MORN MORNINGSTAR INC 0.2%
Value $576K Shares 1,805 Share Price $319.09 Est. Cost/Share $120.22 Unrealized @ Report Date +165.5%
V VISA INC 0.2%
Value $541K Shares 1,968 Share Price $274.90 Est. Cost/Share $189.77 Unrealized @ Report Date +43.6%
PFE PFIZER INC 0.2%
Value $473K Shares 16,340 Share Price $28.94 * Est. Cost/Share $24.84 Unrealized @ Report Date +7.0%
IBTH ISHARES TR 0.2%
Value $468K Shares 20,684 Share Price $22.64 Est. Cost/Share $21.96 Unrealized @ Report Date +3.1%
DJUL FIRST TR EXCHNG TRADED FD VI 0.2%
Value $454K Shares 10,970 Share Price $41.41 Est. Cost/Share $40.22 Unrealized @ Report Date +3.0%
MELI MERCADOLIBRE INC 0.2%
Value $453K Shares 221 Share Price $2051.96 Est. Cost/Share $1271.76 Unrealized @ Report Date +61.3%
DE DEERE & CO 0.2%
Value $452K Shares 1,078 Share Price $418.96 * Est. Cost/Share $266.86 Unrealized @ Report Date +53.7%
GOOG ALPHABET INC 0.2%
Value $451K Shares 2,695 Share Price $167.20 Est. Cost/Share $149.38 Unrealized @ Report Date +11.4%
SRE SEMPRA 0.2%
Value $441K Shares 5,279 Share Price $83.62 * Est. Cost/Share $60.03 Unrealized @ Report Date +34.0%
VTI VANGUARD INDEX FDS 0.2%
Value $439K Shares 1,546 Share Price $284.03 Est. Cost/Share $118.14 Unrealized @ Report Date +139.7%
DMAY FIRST TR EXCHNG TRADED FD VI 0.2%
Value $368K Shares 9,205 Share Price $39.97 Est. Cost/Share $37.66 Unrealized @ Report Date +6.1%
TXN TEXAS INSTRS INC 0.2%
Value $356K Shares 1,723 Share Price $206.52 * Est. Cost/Share $103.43 Unrealized @ Report Date +92.2%
PEP PEPSICO INC 0.1%
Value $353K Shares 2,077 Share Price $170.04 * Est. Cost/Share $109.43 Unrealized @ Report Date +48.2%
MLPA GLOBAL X FDS 0.1%
Value $350K Shares 7,288 Share Price $47.98 Est. Cost/Share $33.90 Unrealized @ Report Date +41.5%
IBTG ISHARES TR 0.1%
Value $322K Shares 13,964 Share Price $23.07 Est. Cost/Share $22.56 Unrealized @ Report Date +2.2%
— ISHARES TR 0.1%
Value $321K Shares 13,723 Share Price $23.42 Est. Cost/Share $23.28 Unrealized @ Report Date —
PYPL PAYPAL HLDGS INC 0.1%
Value $314K Shares 4,020 Share Price $78.03 Est. Cost/Share $61.23 Unrealized @ Report Date +27.1%
IVV ISHARES TR 0.1%
Value $302K Shares 523 Share Price $576.82 Est. Cost/Share $408.13 Unrealized @ Report Date +41.3%
SPDW SPDR INDEX SHS FDS 0.1%
Value $298K Shares 7,921 Share Price $37.56 Est. Cost/Share $30.67 Unrealized @ Report Date +22.5%
MCK MCKESSON CORP 0.1%
Value $297K Shares 600 Share Price $495.13 Est. Cost/Share $341.28 Unrealized @ Report Date +44.1%
ADBE ADOBE INC 0.1%
Value $285K Shares 551 Share Price $517.78 Est. Cost/Share $484.22 Unrealized @ Report Date +6.9%
AMD ADVANCED MICRO DEVICES INC 0.1%
Value $285K Shares 1,735 Share Price $164.08 Est. Cost/Share $160.36 Unrealized @ Report Date +2.3%
VEEV VEEVA SYS INC 0.1%
Value $276K Shares 1,315 Share Price $209.87 Est. Cost/Share $197.66 Unrealized @ Report Date +6.2%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value $265K Shares 1,200 Share Price $221.08 * Est. Cost/Share $172.56 Unrealized @ Report Date +23.9%
GLD SPDR GOLD TR 0.1%
Value $263K Shares 1,083 Share Price $243.06 Est. Cost/Share $161.08 Unrealized @ Report Date +50.9%
NVDA NVIDIA CORPORATION 0.1%
Value $221K Shares 1,820 Share Price $121.44 Est. Cost/Share $81.50 Unrealized @ Report Date +48.9%
IWB ISHARES TR 0.1%
Value $204K Shares 649 Share Price $314.39 Est. Cost/Share $302.84 Unrealized @ Report Date +3.8%
BEAT HEARTBEAM INC 0.1%
Value $126K Shares 54,400 Share Price $2.32 Est. Cost/Share $2.28 Unrealized @ Report Date +1.6%
TNON TENON MEDICAL INC 0.0%
Value $42,506 Shares 10,025 Share Price $4.24 * Est. Cost/Share $4.82 Unrealized @ Report Date 0.0%
TNONW TENON MEDICAL INC 0.0%
Value $32,635 Shares 1,070,000 Share Price $0.03 Est. Cost/Share $0.03 Unrealized @ Report Date —
DIS DISNEY WALT CO 0.0%
Value $17,110 Shares 12,000 Share Price $1.43 * Est. Cost/Share $110.51 Unrealized @ Report Date -14.3%
PFE PFIZER INC 0.0%
Value $10,783 Shares 9,500 Share Price $1.14 * Est. Cost/Share $24.84 Unrealized @ Report Date +7.0%
NVDA NVIDIA CORPORATION 0.0%
Value $1,970 Shares 17,000 Share Price $0.12 * Est. Cost/Share $81.50 Unrealized @ Report Date +48.9%