Location: New York, NY
CIK: 0001714672 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 11, 2019
Total Value: $203M (33.8% shares, 66.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | RESTORATION HARDWARE HLDGS I | 20,000,000 | $22.45M | 11.1% | $1.14 | — | NOTE 6/1 | 761283AD2 |
| — | TESLA INC | 15,000,000 | $15.64M | 7.7% | $1.06 | — | NOTE 0.250% 3/0 | 88160RAB7 |
| SPY | SPDR S&P 500 ETF TR | 60,000 | $14.99M | 7.4% | — | — | Put | 78462F103 |
| — | NXP SEMICONDUCTORS N V | 13,311,000 | $13.3M | 6.6% | $1.00 | — | NOTE 1.000%12/0 | 62952QAB6 |
| — | AK STL CORP | 11,761,000 | $11.64M | 5.7% | $1.01 | — | NOTE 5.000%11/1 | 001546AP5 |
| — | ON SEMICONDUCTOR CORP | 10,500,000 | $11.55M | 5.7% | $1.10 | — | NOTE 1.000%12/0 | 682189AK1 |
| — | SERVICENOW INC | 8,000,000 | $11.19M | 5.5% | $1.40 | — | NOTE 6/0 | 81762PAC6 |
| — | METAURUS EQUITY COMPONENT TR | 200,000 | $9.996M | 4.9% | $54.15 | — | US EQT EX 2027 | 59140L209 |
| — | WAYFAIR INC | 9,000,000 | $9.742M | 4.8% | $1.08 | — | NOTE 0.375% 9/0 | 94419LAB7 |
| — | PRICELINE GRP INC | 7,000,000 | $9.42M | 4.6% | $1.35 | — | NOTE 0.350% 6/1 | 741503AS5 |
| — | ZILLOW GROUP INC | 7,500,000 | $7.35M | 3.6% | $1.20 | — | NOTE 2.000%12/0 | 98954MAB7 |
| — | ILLUMINA INC | 5,000,000 | $6.112M | 3.0% | $1.22 | — | NOTE 6/1 | 452327AF6 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 410,400 | $5.146M | 2.5% | $12.45 | — | TR UNIT | 85208R101 |
| — | SILVER STD RES INC | 5,106,000 | $5.084M | 2.5% | $0.99 | — | NOTE 2.875% 2/0 | 82823LAC0 |
| SLV | ISHARES SILVER TRUST | 300,000 | $4.356M | 2.1% | — | — | Call | 46428Q109 |
| AAPL | APPLE INC | 20,000 | $3.154M | 1.6% | $46.01 | 0.0% | Put | 037833100 |
| ZG | ZILLOW GROUP INC | 100,000 | $3.143M | 1.5% | — | — | Put | 98954M101 |
| GOOG | ALPHABET INC | 3,000 | $3.107M | 1.5% | — | — | Call | 02079K107 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 50,000 | $2.932M | 1.4% | — | — | Call | 881624209 |
| — | JAZZ INVESTMENTS I LTD | 3,000,000 | $2.715M | 1.3% | $0.91 | — | NOTE 1.500% 8/1 | 472145AD3 |
| AAPL | APPLE INC | 15,000 | $2.366M | 1.2% | $46.01 | 0.0% | Call | 037833100 |
| — | METAURUS EQUITY COMPONENT TR | 200,000 | $2.264M | 1.1% | $13.20 | — | US EQT CUM 2027 | 59140L100 |
| — | 51JOB INC | 1,321,000 | $1.934M | 1.0% | $1.46 | — | NOTE 3.250% 4/1 | 316827AC8 |
| — | TEVA PHARMACEUTICAL FIN LLC | 2,000,000 | $1.805M | 0.9% | $0.89 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| — | SPRINT CORP | 300,000 | $1.746M | 0.9% | — | — | Put | 85207U105 |
| AAPL | APPLE INC | 11,000 | $1.735M | 0.9% | $46.01 | 0.0% | COM | 037833100 |
| XLE | SELECT SECTOR SPDR TR | 30,000 | $1.72M | 0.8% | — | — | Put | 81369Y506 |
| — | DISH NETWORK CORP | 2,000,000 | $1.617M | 0.8% | $0.96 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| PG | PROCTER AND GAMBLE CO | 15,000 | $1.379M | 0.7% | $74.75 | 0.0% | Put | 742718109 |
| GLD | SPDR GOLD TRUST | 1,220,000 | $1.22M | 0.6% | — | — | Call | 78463V107 |
| — | PRETIUM RES INC | 130,000 | $1.099M | 0.5% | — | — | Call | 74139C102 |
| — | FIREEYE INC | 1,193,000 | $1.092M | 0.5% | $0.92 | — | NOTE 1.625% 6/0 | 31816QAD3 |
| CMCSA | COMCAST CORP NEW | 30,000 | $1.022M | 0.5% | — | — | Call | 20030N101 |
| — | PANDORA MEDIA INC | 1,000,000 | $948K | 0.5% | $0.89 | — | NOTE 1.750%12/0 | 698354AB3 |
| W | WAYFAIR INC | 10,000 | $901K | 0.4% | — | — | Call | 94419L101 |
| NXPI | NXP SEMICONDUCTORS N V | 10,000 | $733K | 0.4% | — | — | Put | N6596X109 |
| — | MICHAELS COS INC | 50,000 | $677K | 0.3% | $13.54 | — | COM | 59408Q106 |
| — | LOGMEIN INC | 8,000 | $653K | 0.3% | $88.20 | — | COM | 54142L109 |
| PG | PROCTER AND GAMBLE CO | 7,000 | $643K | 0.3% | $74.75 | 0.0% | COM | 742718109 |
| MAT | MATTEL INC | 60,000 | $599K | 0.3% | — | — | Put | 577081102 |
| WB | WEIBO CORP | 10,000 | $584K | 0.3% | — | — | Put | 948596101 |
| — | GUIDEWIRE SOFTWARE INC | 500,000 | $483K | 0.2% | $0.98 | — | NOTE 1.250% 3/1 | 40171VAA8 |
| — | DIREXION SHS ETF TR | 20,000 | $350K | 0.2% | — | — | Call | 25490K133 |
| — | DIREXION SHS ETF TR | 20,000 | $350K | 0.2% | $17.50 | — | DLY GOLD INDX 3X | 25460E844 |
| — | INTREXON CORP | 500,000 | $346K | 0.2% | $0.69 | — | NOTE 3.500% 7/0 | 46122TAA0 |
| — | INTREXON CORP | 50,000 | $327K | 0.2% | $17.20 | — | Call | 46122T102 |
| — | ENTERCOM COMMUNICATIONS CORP | 55,000 | $314K | 0.2% | $5.71 | — | CL A | 293639100 |
| — | VIACOM INC NEW | 10,000 | $257K | 0.1% | — | — | Call | 92553P201 |
| — | CLEAR CHANNEL OUTDOOR HLDGS | 40,000 | $208K | 0.1% | $4.80 | — | CL A | 18451C109 |
| — | MEDICINES CO | 10,000 | $191K | 0.1% | — | — | Call | 584688105 |
| PLSE | PULSE BIOSCIENCES INC | 12,832 | $147K | 0.1% | $12.09 | 0.0% | COM | 74587B101 |
| — | DIEBOLD NXDF INC | 50,000 | $125K | 0.1% | $4.10 | — | COM | 253651103 |
| — | SENSEONICS HLDGS INC | 40,400 | $105K | 0.1% | $4.78 | — | COM | 81727U105 |
| — | SECOND SIGHT MED PRODS INC | 56,300 | $50,000 | 0.0% | $1.61 | — | COM | 81362J100 |
| — | MATINAS BIOPHARMA HLDGS INC | 10,000 | $6,000 | 0.0% | $0.80 | — | COM | 576810105 |