Greenhaven Road Investment Management, L.P. Diversified Active

CIK: 0001741129 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value ($000): $259,213 (100.0% shares, 0.0% debt)

Holdings (22)

APPS DIGITAL TURBINE INC 16.4%

Value ($000) $42,562 Shares 1,300,000 Est. Cost $7.34 Unrealized +193.3%

PAR PAR TECHNOLOGY CORP 14.1%

Value ($000) $36,459 Shares 900,000 Est. Cost $28.05 Unrealized +27.4%

ESTC ELASTIC N V 11.7%

Value ($000) $30,209 Shares 280,000 Est. Cost $82.46 Unrealized +19.0%

KKR KKR & CO INC 9.6%

Value ($000) $24,897 Shares 725,000 Est. Cost $28.27 Unrealized +17.7%

ROKU ROKU INC 6.6%

Value ($000) $16,992 Shares 90,000 Est. Cost $114.95 Unrealized +37.6%

— IAC INTERACTIVECORP NEW 6.2%

Value ($000) $16,170 Shares 135,000 Est. Cost $119.78 Unrealized —

— SHARPSPRING INC 5.9%

Value ($000) $15,165 Shares 1,360,103 Est. Cost $11.40 Unrealized —

AEYE AUDIOEYE INC 4.6%

Value ($000) $11,941 Shares 818,720 Est. Cost $15.08 Unrealized 0.0%

CSSEQ CHICKEN SOUP FOR THE SOUL EN 4.6%

Value ($000) $11,826 Shares 819,567 Est. Cost $8.76 Unrealized +28.3%

RICK RCI HOSPITALITY HLDGS INC 4.5%

Value ($000) $11,677 Shares 572,412 Est. Cost $13.66 Unrealized +16.0%

— COLLECTORS UNIVERSE INC 3.5%

Value ($000) $9,151 Shares 184,900 Est. Cost $39.26 Unrealized —

— NAUTILUS INC 3.2%

Value ($000) $8,208 Shares 478,293 Est. Cost $17.16 Unrealized —

BXC BLUELINX HLDGS INC 2.5%

Value ($000) $6,459 Shares 300,000 Est. Cost $6.18 Unrealized +161.3%

— BARNES & NOBLE ED INC 1.4%

Value ($000) $3,699 Shares 1,433,568 Est. Cost $2.58 Unrealized —

AGNC AGNC INVT CORP 1.4%

Value ($000) $3,554 Shares 255,494 Est. Cost $13.91 Unrealized —

— SOCIAL CAP HEDSPIA HLDG CO I 1.1%

Value ($000) $2,965 Shares 768,178 Est. Cost $3.58 Unrealized —

— KALEYRA INC 1.1%

Value ($000) $2,948 Shares 2,075,970 Est. Cost $0.85 Unrealized —

— SOCIAL CAP HDOSPHIA HLDG CO 0.9%

Value ($000) $2,220 Shares 400,000 Est. Cost $5.55 Unrealized —

— ASCENDANT DIGITAL ACQUISITIO 0.2%

Value ($000) $619 Shares 418,436 Est. Cost $1.48 Unrealized —

— INFRA AND ENERGY ALTRNTIVE I 0.2%

Value ($000) $552 Shares 1,523,692 Est. Cost $0.07 Unrealized —

— GIGCAPITAL2 INC 0.2%

Value ($000) $494 Shares 1,495,655 Est. Cost $0.32 Unrealized —

— GIGCAPITAL2 INC 0.2%

Value ($000) $446 Shares 489,892 Est. Cost $0.44 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
APPS	DIGITAL TURBINE INC	1,300,000	$42,562	16.4%	$7.34	+193.3%	COM NEW	25400W102
PAR	PAR TECHNOLOGY CORP	900,000	$36,459	14.1%	$28.05	+27.4%	COM	698884103
ESTC	ELASTIC N V	280,000	$30,209	11.7%	$82.46	+19.0%	ORD SHS	N14506104
KKR	KKR & CO INC	725,000	$24,897	9.6%	$28.27	+17.7%	COM	48251W104
ROKU	ROKU INC	90,000	$16,992	6.6%	$114.95	+37.6%	COM CL A	77543R102
—	IAC INTERACTIVECORP NEW	135,000	$16,170	6.2%	$119.78	—	COM	44891N109
—	SHARPSPRING INC	1,360,103	$15,165	5.9%	$11.40	—	COM	820054104
AEYE	AUDIOEYE INC	818,720	$11,941	4.6%	$15.08	0.0%	COM NEW	050734201
CSSEQ	CHICKEN SOUP FOR THE SOUL EN	819,567	$11,826	4.6%	$8.76	+28.3%	CL A	16842Q100
RICK	RCI HOSPITALITY HLDGS INC	572,412	$11,677	4.5%	$13.66	+16.0%	COM	74934Q108
—	COLLECTORS UNIVERSE INC	184,900	$9,151	3.5%	$39.26	—	COM NEW	19421R200
—	NAUTILUS INC	478,293	$8,208	3.2%	$17.16	—	COM	63910B102
BXC	BLUELINX HLDGS INC	300,000	$6,459	2.5%	$6.18	+161.3%	COM NEW	09624H208
—	BARNES & NOBLE ED INC	1,433,568	$3,699	1.4%	$2.58	—	COM	06777U101
AGNC	AGNC INVT CORP	255,494	$3,554	1.4%	$13.91	—	COM	00123Q104
—	SOCIAL CAP HEDSPIA HLDG CO I	768,178	$2,965	1.1%	$3.58	—	*W EXP 99/99/999	G8251K115
—	KALEYRA INC	2,075,970	$2,948	1.1%	$0.85	—	*W EXP 12/12/202	483379111
—	SOCIAL CAP HDOSPHIA HLDG CO	400,000	$2,220	0.9%	$5.55	—	*W EXP 99/99/999	G8250T125
—	ASCENDANT DIGITAL ACQUISITIO	418,436	$619	0.2%	$1.48	—	*W EXP 07/28/202	G05155117
—	INFRA AND ENERGY ALTRNTIVE I	1,523,692	$552	0.2%	$0.07	—	*W EXP 05/20/202	45686J112
—	GIGCAPITAL2 INC	1,495,655	$494	0.2%	$0.32	—	RIGHT 02/28/2026	375036126
—	GIGCAPITAL2 INC	489,892	$446	0.2%	$0.44	—	*W EXP 02/28/202	375036118