Greenhaven Road Investment Management, L.P. Diversified Active

CIK: 0001741129 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 16, 2021

Total Value ($000): $475,084 (100.0% shares, 0.0% debt)

Holdings (29)

APPS DIGITAL TURBINE INC 13.1%

Value ($000) $62,205 Shares 1,099,800 Est. Cost $7.34 Unrealized +458.4%

PAR PAR TECHNOLOGY CORP 12.4%

Value ($000) $59,111 Shares 941,408 Est. Cost $28.98 Unrealized +69.4%

ESTC ELASTIC N V 8.6%

Value ($000) $40,916 Shares 280,000 Est. Cost $82.46 Unrealized +49.1%

APPS DIGITAL TURBINE INC 6.5%

Value ($000) $31,108 Shares 550,000 Est. Cost $7.34 Unrealized +458.4%

KKR KKR & CO INC 6.4%

Value ($000) $30,368 Shares 750,000 Est. Cost $28.53 Unrealized +26.5%

ROKU ROKU INC 6.3%

Value ($000) $29,882 Shares 90,000 Est. Cost $114.95 Unrealized +128.2%

KKR KKR & CO INC 6.2%

Value ($000) $29,558 Shares 730,000 Est. Cost $28.53 Unrealized +26.5%

— IAC INTERACTIVECORP NEW 5.0%

Value ($000) $23,669 Shares 125,000 Est. Cost $119.78 Unrealized —

RICK RCI HOSPITALITY HLDGS INC 4.8%

Value ($000) $22,896 Shares 580,531 Est. Cost $13.86 Unrealized +99.0%

— SHARPSPRING INC 4.7%

Value ($000) $22,210 Shares 1,364,300 Est. Cost $11.40 Unrealized —

AEYE AUDIOEYE INC 4.6%

Value ($000) $21,924 Shares 848,778 Est. Cost $15.22 Unrealized +24.3%

ESTC ELASTIC N V 4.6%

Value ($000) $21,920 Shares 150,000 Est. Cost $82.46 Unrealized +49.1%

— COLLECTORS UNIVERSE INC 4.1%

Value ($000) $19,388 Shares 257,133 Est. Cost $49.41 Unrealized —

— BARNES & NOBLE ED INC 2.4%

Value ($000) $11,255 Shares 2,420,355 Est. Cost $3.42 Unrealized —

NYT NEW YORK TIMES CO 2.2%

Value ($000) $10,354 Shares 200,000 Est. Cost $42.22 Unrealized 0.0%

BXC BLUELINX HLDGS INC 1.9%

Value ($000) $9,071 Shares 310,000 Est. Cost $6.80 Unrealized +275.9%

CSSEQ CHICKEN SOUP FOR THE SOUL EN 1.6%

Value ($000) $7,763 Shares 388,329 Est. Cost $8.76 Unrealized +82.3%

— CURIOSITYSTREAM INC 1.3%

Value ($000) $6,240 Shares 2,328,515 Est. Cost $2.68 Unrealized —

— INFRA AND ENERGY ALTRNTIVE I 1.3%

Value ($000) $6,163 Shares 2,147,192 Est. Cost $0.89 Unrealized —

— KALEYRA INC 0.7%

Value ($000) $3,114 Shares 2,075,970 Est. Cost $0.85 Unrealized —

— GIGCAPITAL2 INC 0.4%

Value ($000) $1,877 Shares 957,807 Est. Cost $1.18 Unrealized —

TRIRW TRITERRAS INC 0.3%

Value ($000) $1,362 Shares 613,342 Est. Cost $2.22 Unrealized —

— ASCENDANT DIGITAL ACQUISITIO 0.2%

Value ($000) $1,045 Shares 611,177 Est. Cost $1.55 Unrealized —

— GIGCAPITAL2 INC 0.2%

Value ($000) $920 Shares 2,228,019 Est. Cost $0.35 Unrealized —

— WHOLE EARTH BRANDS INC 0.1%

Value ($000) $553 Shares 400,701 Est. Cost $1.38 Unrealized —

QRHC QUEST RESOURCE HLDG CORP 0.0%

Value ($000) $86 Shares 37,060 Est. Cost $1.99 Unrealized 0.0%

DAIO DATA I O CORP 0.0%

Value ($000) $47 Shares 11,432 Est. Cost $3.85 Unrealized 0.0%

— CYNERGISTEK INC 0.0%

Value ($000) $45 Shares 31,371 Est. Cost $1.43 Unrealized —

— SIFY TECHNOLOGIES LTD 0.0%

Value ($000) $34 Shares 26,534 Est. Cost $1.28 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
APPS	DIGITAL TURBINE INC	1,099,800	$62,205	13.1%	$7.34	+458.4%	COM NEW	25400W102
PAR	PAR TECHNOLOGY CORP	941,408	$59,111	12.4%	$28.98	+69.4%	COM	698884103
ESTC	ELASTIC N V	280,000	$40,916	8.6%	$82.46	+49.1%	ORD SHS	N14506104
APPS	DIGITAL TURBINE INC	550,000	$31,108	6.5%	$7.34	+458.4%	Put	25400W102
KKR	KKR & CO INC	750,000	$30,368	6.4%	$28.53	+26.5%	COM	48251W104
ROKU	ROKU INC	90,000	$29,882	6.3%	$114.95	+128.2%	COM CL A	77543R102
KKR	KKR & CO INC	730,000	$29,558	6.2%	$28.53	+26.5%	Put	48251W104
—	IAC INTERACTIVECORP NEW	125,000	$23,669	5.0%	$119.78	—	COM	44891N109
RICK	RCI HOSPITALITY HLDGS INC	580,531	$22,896	4.8%	$13.86	+99.0%	COM	74934Q108
—	SHARPSPRING INC	1,364,300	$22,210	4.7%	$11.40	—	COM	820054104
AEYE	AUDIOEYE INC	848,778	$21,924	4.6%	$15.22	+24.3%	COM NEW	050734201
ESTC	ELASTIC N V	150,000	$21,920	4.6%	$82.46	+49.1%	Put	N14506104
—	COLLECTORS UNIVERSE INC	257,133	$19,388	4.1%	$49.41	—	COM NEW	19421R200
—	BARNES & NOBLE ED INC	2,420,355	$11,255	2.4%	$3.42	—	COM	06777U101
NYT	NEW YORK TIMES CO	200,000	$10,354	2.2%	$42.22	0.0%	CL A	650111107
BXC	BLUELINX HLDGS INC	310,000	$9,071	1.9%	$6.80	+275.9%	COM NEW	09624H208
CSSEQ	CHICKEN SOUP FOR THE SOUL EN	388,329	$7,763	1.6%	$8.76	+82.3%	CL A	16842Q100
—	CURIOSITYSTREAM INC	2,328,515	$6,240	1.3%	$2.68	—	*W EXP 10/14/202	23130Q115
—	INFRA AND ENERGY ALTRNTIVE I	2,147,192	$6,163	1.3%	$0.89	—	*W EXP 05/20/202	45686J112
—	KALEYRA INC	2,075,970	$3,114	0.7%	$0.85	—	*W EXP 12/12/202	483379111
—	GIGCAPITAL2 INC	957,807	$1,877	0.4%	$1.18	—	*W EXP 02/28/202	375036118
TRIRW	TRITERRAS INC	613,342	$1,362	0.3%	$2.22	—	*W EXP 02/02/202	G9103H110
—	ASCENDANT DIGITAL ACQUISITIO	611,177	$1,045	0.2%	$1.55	—	*W EXP 07/28/202	G05155117
—	GIGCAPITAL2 INC	2,228,019	$920	0.2%	$0.35	—	RIGHT 02/28/2026	375036126
—	WHOLE EARTH BRANDS INC	400,701	$553	0.1%	$1.38	—	*W EXP 06/25/202	96684W126
QRHC	QUEST RESOURCE HLDG CORP	37,060	$86	0.0%	$1.99	0.0%	COM NEW	74836W203
DAIO	DATA I O CORP	11,432	$47	0.0%	$3.85	0.0%	COM	237690102
—	CYNERGISTEK INC	31,371	$45	0.0%	$1.43	—	COM	23258P105
—	SIFY TECHNOLOGIES LTD	26,534	$34	0.0%	$1.28	—	SPONSORED ADS	82655M107