PFG Private Wealth Management, LLC Diversified Active

CIK: 0001799957 · Show all filings

Period: Q2 2020 (← Previous) (Next →)

Filing Date: Aug 12, 2020

Total Value ($000): $106,214 (99.7% shares, 0.3% debt)

Holdings (44)

USMV ISHARES TR 12.3%

Value ($000) $13,045 Shares 215,156 Est. Cost $54.43 Unrealized —

FLOT ISHARES TR 7.5%

Value ($000) $7,964 Shares 157,429 Est. Cost $50.91 Unrealized —

DGRO ISHARES TR 7.0%

Value ($000) $7,453 Shares 198,231 Est. Cost $40.53 Unrealized —

SPYG SPDR SER TR 6.5%

Value ($000) $6,924 Shares 154,150 Est. Cost $41.54 Unrealized —

— ISHARES TR 4.4%

Value ($000) $4,722 Shares 179,142 Est. Cost $25.47 Unrealized —

IBDR ISHARES TR 4.4%

Value ($000) $4,643 Shares 174,027 Est. Cost $25.60 Unrealized —

IBDS ISHARES TR 4.4%

Value ($000) $4,624 Shares 171,510 Est. Cost $26.01 Unrealized —

IBDT ISHARES TR 4.3%

Value ($000) $4,608 Shares 159,786 Est. Cost $27.78 Unrealized —

IBDU ISHARES TR 4.2%

Value ($000) $4,491 Shares 167,905 Est. Cost $25.57 Unrealized —

— ISHARES TR 4.1%

Value ($000) $4,352 Shares 161,287 Est. Cost $25.70 Unrealized —

MTUM ISHARES TR 3.9%

Value ($000) $4,152 Shares 31,697 Est. Cost $125.17 Unrealized —

EFG ISHARES TR 3.8%

Value ($000) $3,993 Shares 48,050 Est. Cost $84.82 Unrealized —

— ISHARES TR 3.6%

Value ($000) $3,864 Shares 147,306 Est. Cost $25.56 Unrealized —

SPDW SPDR INDEX SHS FDS 3.3%

Value ($000) $3,518 Shares 127,370 Est. Cost $30.04 Unrealized —

— ISHARES TR 3.3%

Value ($000) $3,505 Shares 136,488 Est. Cost $25.28 Unrealized —

QUAL ISHARES TR 2.5%

Value ($000) $2,632 Shares 27,439 Est. Cost $95.79 Unrealized —

SPEM SPDR INDEX SHS FDS 2.4%

Value ($000) $2,602 Shares 77,772 Est. Cost $37.49 Unrealized —

VEA VANGUARD TAX-MANAGED FDS 2.2%

Value ($000) $2,314 Shares 59,649 Est. Cost $44.06 Unrealized —

VO VANGUARD INDEX FDS 2.0%

Value ($000) $2,157 Shares 13,157 Est. Cost $163.94 Unrealized —

MUB ISHARES TR 1.6%

Value ($000) $1,736 Shares 15,043 Est. Cost $113.98 Unrealized —

SMMV ISHARES TR 1.5%

Value ($000) $1,629 Shares 56,185 Est. Cost $28.99 Unrealized —

FMB FIRST TR EXCH TRADED FD III 1.5%

Value ($000) $1,561 Shares 28,378 Est. Cost $55.55 Unrealized —

IWP ISHARES TR 1.0%

Value ($000) $1,113 Shares 7,039 Est. Cost $152.69 Unrealized —

AAPL APPLE INC 1.0%

Value ($000) $1,026 Shares 2,814 Est. Cost $62.02 Unrealized +21.1%

SLYG SPDR SER TR 0.8%

Value ($000) $821 Shares 14,455 Est. Cost $62.43 Unrealized —

IJR ISHARES TR 0.7%

Value ($000) $780 Shares 11,425 Est. Cost $83.82 Unrealized —

AMZN AMAZON COM INC 0.7%

Value ($000) $756 Shares 274 Est. Cost $90.28 Unrealized +33.8%

GOOG ALPHABET INC 0.5%

Value ($000) $523 Shares 370 Est. Cost $64.22 Unrealized +4.3%

EA ELECTRONIC ARTS INC 0.5%

Value ($000) $485 Shares 3,670 Est. Cost $97.05 Unrealized +18.4%

SPY SPDR S&P 500 ETF TR 0.5%

Value ($000) $478 Shares 1,551 Est. Cost $321.90 Unrealized —

PEP PEPSICO INC 0.4%

Value ($000) $443 Shares 3,347 Est. Cost $112.69 Unrealized -1.7%

DIS DISNEY WALT CO 0.4%

Value ($000) $429 Shares 3,848 Est. Cost $134.29 Unrealized -19.7%

— VMWARE INC 0.4%

Value ($000) $393 Shares 2,537 Est. Cost $154.91 Unrealized —

IVV ISHARES TR 0.4%

Value ($000) $377 Shares 1,218 Est. Cost $323.25 Unrealized —

SPAB SPDR SER TR 0.3%

Value ($000) $350 Shares 11,356 Est. Cost $29.52 Unrealized —

CVS CVS HEALTH CORP 0.3%

Value ($000) $346 Shares 5,324 Est. Cost $52.60 Unrealized 0.0%

IBB ISHARES TR 0.3%

Value ($000) $329 Shares 2,405 Est. Cost $136.80 Unrealized —

LHX L3HARRIS TECHNOLOGIES INC 0.3%

Value ($000) $298 Shares 1,757 Est. Cost $167.75 Unrealized 0.0%

BRK/A BERKSHIRE HATHAWAY INC DEL 0.3%

Value ($000) $267 Shares 1 Est. Cost $325723.70 Unrealized -15.9%

— BLACKROCK CAP INVT CORP 0.2%

Value ($000) $211 Shares 240,000 Est. Cost $1.00 Unrealized —

XT ISHARES TR 0.2%

Value ($000) $207 Shares 4,660 Est. Cost $44.42 Unrealized —

— BLACKROCK TCP CAPITAL CORP 0.0%

Value ($000) $38 Shares 39,000 Est. Cost $1.03 Unrealized —

— PROSPECT CAP CORP 0.0%

Value ($000) $36 Shares 40,000 Est. Cost $1.02 Unrealized —

— ARES CAPITAL CORP 0.0%

Value ($000) $19 Shares 20,000 Est. Cost $1.05 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
USMV	ISHARES TR	215,156	$13,045	12.3%	$54.43	—	MSCI MIN VOL ETF	46429B697
FLOT	ISHARES TR	157,429	$7,964	7.5%	$50.91	—	FLTG RATE NT ETF	46429B655
DGRO	ISHARES TR	198,231	$7,453	7.0%	$40.53	—	CORE DIV GRWTH	46434V621
SPYG	SPDR SER TR	154,150	$6,924	6.5%	$41.54	—	PRTFLO S&P500 GW	78464A409
—	ISHARES TR	179,142	$4,722	4.4%	$25.47	—	IBONDS DEC24 ETF	46434VBG4
IBDR	ISHARES TR	174,027	$4,643	4.4%	$25.60	—	IBONDS DEC2026	46435GAA0
IBDS	ISHARES TR	171,510	$4,624	4.4%	$26.01	—	IBONDS 27 ETF	46435UAA9
IBDT	ISHARES TR	159,786	$4,608	4.3%	$27.78	—	IBDS DEC28 ETF	46435U515
IBDU	ISHARES TR	167,905	$4,491	4.2%	$25.57	—	IBONDS DEC 29	46436E205
—	ISHARES TR	161,287	$4,352	4.1%	$25.70	—	IBONDS DEC25 ETF	46434VBD1
MTUM	ISHARES TR	31,697	$4,152	3.9%	$125.17	—	USA MOMENTUM FCT	46432F396
EFG	ISHARES TR	48,050	$3,993	3.8%	$84.82	—	EAFE GRWTH ETF	464288885
—	ISHARES TR	147,306	$3,864	3.6%	$25.56	—	IBONDS DEC23 ETF	46434VAX8
SPDW	SPDR INDEX SHS FDS	127,370	$3,518	3.3%	$30.04	—	PORTFOLIO DEVLPD	78463X889
—	ISHARES TR	136,488	$3,505	3.3%	$25.28	—	IBONDS DEC22 ETF	46434VBA7
QUAL	ISHARES TR	27,439	$2,632	2.5%	$95.79	—	USA QUALITY FCTR	46432F339
SPEM	SPDR INDEX SHS FDS	77,772	$2,602	2.4%	$37.49	—	PORTFOLIO EMG MK	78463X509
VEA	VANGUARD TAX-MANAGED FDS	59,649	$2,314	2.2%	$44.06	—	FTSE DEV MKT ETF	921943858
VO	VANGUARD INDEX FDS	13,157	$2,157	2.0%	$163.94	—	MID CAP ETF	922908629
MUB	ISHARES TR	15,043	$1,736	1.6%	$113.98	—	NATIONAL MUN ETF	464288414
SMMV	ISHARES TR	56,185	$1,629	1.5%	$28.99	—	EDGE MSCI MINM	46435G433
FMB	FIRST TR EXCH TRADED FD III	28,378	$1,561	1.5%	$55.55	—	MANAGD MUN ETF	33739N108
IWP	ISHARES TR	7,039	$1,113	1.0%	$152.69	—	RUS MD CP GR ETF	464287481
AAPL	APPLE INC	2,814	$1,026	1.0%	$62.02	+21.1%	COM	037833100
SLYG	SPDR SER TR	14,455	$821	0.8%	$62.43	—	S&P 600 SMCP GRW	78464A201
IJR	ISHARES TR	11,425	$780	0.7%	$83.82	—	CORE S&P SCP ETF	464287804
AMZN	AMAZON COM INC	274	$756	0.7%	$90.28	+33.8%	COM	023135106
GOOG	ALPHABET INC	370	$523	0.5%	$64.22	+4.3%	CAP STK CL C	02079K107
EA	ELECTRONIC ARTS INC	3,670	$485	0.5%	$97.05	+18.4%	COM	285512109
SPY	SPDR S&P 500 ETF TR	1,551	$478	0.5%	$321.90	—	TR UNIT	78462F103
PEP	PEPSICO INC	3,347	$443	0.4%	$112.69	-1.7%	COM	713448108
DIS	DISNEY WALT CO	3,848	$429	0.4%	$134.29	-19.7%	COM DISNEY	254687106
—	VMWARE INC	2,537	$393	0.4%	$154.91	—	CL A COM	928563402
IVV	ISHARES TR	1,218	$377	0.4%	$323.25	—	CORE S&P500 ETF	464287200
SPAB	SPDR SER TR	11,356	$350	0.3%	$29.52	—	PORTFOLIO AGRGTE	78464A649
CVS	CVS HEALTH CORP	5,324	$346	0.3%	$52.60	0.0%	COM	126650100
IBB	ISHARES TR	2,405	$329	0.3%	$136.80	—	NASDAQ BIOTECH	464287556
LHX	L3HARRIS TECHNOLOGIES INC	1,757	$298	0.3%	$167.75	0.0%	COM	502431109
BRK/A	BERKSHIRE HATHAWAY INC DEL	1	$267	0.3%	$325723.70	-15.9%	CL A	084670108
—	BLACKROCK CAP INVT CORP	240,000	$211	0.2%	$1.00	—	NOTE 5.000% 6/1	092533AC2
XT	ISHARES TR	4,660	$207	0.2%	$44.42	—	EXPONENTIAL TECH	46434V381
—	BLACKROCK TCP CAPITAL CORP	39,000	$38	0.0%	$1.03	—	NOTE 4.625% 3/0	87238QAD5
—	PROSPECT CAP CORP	40,000	$36	0.0%	$1.02	—	NOTE 4.950% 7/1	74348TAR3
—	ARES CAPITAL CORP	20,000	$19	0.0%	$1.05	—	NOTE 4.625% 3/0	04010LAW3