Summit Place Financial Advisors, LLC Diversified Active

CIK: 0001801413 · Show all filings

Period: Q4 2019 (Next →)

Filing Date: Feb 7, 2020

Total Value ($000): $63,163 (100.0% shares, 0.0% debt)

Holdings (43)

SCHA US Small Cap- Schwab ETF 8.0%

Value ($000) $5,062 Shares 66,927 Est. Cost $75.63 Unrealized —

— Comex Gold Tst- iShares E 5.4%

Value ($000) $3,437 Shares 237,012 Est. Cost $14.50 Unrealized —

VPU Utilities - Vangd ETF 4.9%

Value ($000) $3,099 Shares 21,685 Est. Cost $142.91 Unrealized —

USDU US Dollar Index - Wisdm T 4.9%

Value ($000) $3,092 Shares 115,955 Est. Cost $26.67 Unrealized —

MSFT Microsoft Corp 4.3%

Value ($000) $2,738 Shares 17,360 Est. Cost $139.23 Unrealized 0.0%

IJR U.S. Core Small Cap - iSh 4.1%

Value ($000) $2,593 Shares 30,925 Est. Cost $83.85 Unrealized —

V Visa Inc 3.3%

Value ($000) $2,053 Shares 10,925 Est. Cost $172.55 Unrealized 0.0%

BX Blackstone Group Inc. 3.1%

Value ($000) $1,950 Shares 34,850 Est. Cost $42.09 Unrealized 0.0%

JNJ Johnson & Johnson 2.9%

Value ($000) $1,853 Shares 12,703 Est. Cost $114.10 Unrealized 0.0%

NKE Nike Inc Class B 2.9%

Value ($000) $1,813 Shares 17,892 Est. Cost $86.82 Unrealized 0.0%

PG Procter & Gamble 2.8%

Value ($000) $1,763 Shares 14,116 Est. Cost $105.24 Unrealized 0.0%

DIS Disney, Walt Co 2.7%

Value ($000) $1,733 Shares 11,980 Est. Cost $135.71 Unrealized 0.0%

SYY Sysco Corp Com 2.7%

Value ($000) $1,726 Shares 20,179 Est. Cost $68.51 Unrealized 0.0%

XLF Financials - SPDR ETF 2.7%

Value ($000) $1,725 Shares 56,058 Est. Cost $30.77 Unrealized —

PEP Pepsico Incorporated 2.7%

Value ($000) $1,710 Shares 12,514 Est. Cost $112.78 Unrealized 0.0%

HIG Hartford Finl Svcs Grp 2.7%

Value ($000) $1,703 Shares 28,020 Est. Cost $52.36 Unrealized 0.0%

SCHX US Lg Cap - Schwab ETF 2.6%

Value ($000) $1,660 Shares 21,617 Est. Cost $76.79 Unrealized —

SBUX Starbucks Corp 2.6%

Value ($000) $1,611 Shares 18,324 Est. Cost $74.48 Unrealized 0.0%

— General Electric Company 2.5%

Value ($000) $1,604 Shares 143,700 Est. Cost $11.16 Unrealized —

SCHE Emg Mkts FTSE - Schwab ET 2.5%

Value ($000) $1,604 Shares 58,601 Est. Cost $27.37 Unrealized —

PFE Pfizer Incorporated 2.4%

Value ($000) $1,524 Shares 38,885 Est. Cost $26.71 Unrealized 0.0%

CVS CVS Health Corp 2.3%

Value ($000) $1,449 Shares 19,500 Est. Cost $57.78 Unrealized 0.0%

ALC Alcon Inc 2.1%

Value ($000) $1,298 Shares 22,940 Est. Cost $56.46 Unrealized 0.0%

— Welltower 2.0%

Value ($000) $1,294 Shares 15,825 Est. Cost $81.77 Unrealized —

ASHR China A-Shares - DB ETF 1.9%

Value ($000) $1,210 Shares 40,825 Est. Cost $29.64 Unrealized —

BAC Bank of America Corp 1.8%

Value ($000) $1,159 Shares 32,900 Est. Cost $27.79 Unrealized 0.0%

COP ConocoPhillips 1.7%

Value ($000) $1,073 Shares 16,504 Est. Cost $47.16 Unrealized 0.0%

COTY Coty Inc 1.6%

Value ($000) $1,005 Shares 89,373 Est. Cost $11.20 Unrealized 0.0%

XLP Consumer Staples - SPDR E 1.4%

Value ($000) $873 Shares 13,859 Est. Cost $62.99 Unrealized —

EWH Hong Kong MSCI - iShares 1.3%

Value ($000) $791 Shares 32,500 Est. Cost $24.34 Unrealized —

VTR Ventas Inc 1.2%

Value ($000) $766 Shares 13,275 Est. Cost $49.16 Unrealized 0.0%

INDA India MSCI - iShares ETF 1.2%

Value ($000) $732 Shares 20,839 Est. Cost $35.13 Unrealized —

IEMG Emg Mkts MSCI - iShares E 1.1%

Value ($000) $726 Shares 13,500 Est. Cost $53.78 Unrealized —

XLC Communication Svcs - SPDR 1.1%

Value ($000) $694 Shares 12,940 Est. Cost $53.63 Unrealized —

BLDP Ballard Power Sys New 1.1%

Value ($000) $691 Shares 96,250 Est. Cost $6.10 Unrealized 0.0%

BP BP PLC ADR 1.0%

Value ($000) $634 Shares 16,800 Est. Cost $37.74 Unrealized —

CTVA Corteva Inc 0.8%

Value ($000) $493 Shares 16,687 Est. Cost $24.50 Unrealized 0.0%

EBAY Ebay Inc 0.7%

Value ($000) $472 Shares 13,060 Est. Cost $32.64 Unrealized 0.0%

— Hostess Brands Inc 0.7%

Value ($000) $415 Shares 28,550 Est. Cost $14.54 Unrealized —

MTW Manitowoc Co 0.6%

Value ($000) $389 Shares 22,200 Est. Cost $14.58 Unrealized 0.0%

— Financials Evolved - iSha 0.6%

Value ($000) $374 Shares 14,125 Est. Cost $26.48 Unrealized —

WTRE Glbl Real Estate Ex-US-Wi 0.5%

Value ($000) $323 Shares 10,300 Est. Cost $31.36 Unrealized —

KIM Kimco Realty Corp 0.4%

Value ($000) $249 Shares 12,000 Est. Cost $15.92 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SCHA	US Small Cap- Schwab ETF	66,927	$5,062	8.0%	$75.63	—	US SML CAP ETF	808524607
—	Comex Gold Tst- iShares E	237,012	$3,437	5.4%	$14.50	—	ISHARES	464285105
VPU	Utilities - Vangd ETF	21,685	$3,099	4.9%	$142.91	—	UTILITIES ETF	92204A876
USDU	US Dollar Index - Wisdm T	115,955	$3,092	4.9%	$26.67	—	BLMBG US BULL	97717W471
MSFT	Microsoft Corp	17,360	$2,738	4.3%	$139.23	0.0%	COM	594918104
IJR	U.S. Core Small Cap - iSh	30,925	$2,593	4.1%	$83.85	—	CORE S&P SCP ETF	464287804
V	Visa Inc	10,925	$2,053	3.3%	$172.55	0.0%	COM	92826C839
BX	Blackstone Group Inc.	34,850	$1,950	3.1%	$42.09	0.0%	COM	09260D107
JNJ	Johnson & Johnson	12,703	$1,853	2.9%	$114.10	0.0%	COM	478160104
NKE	Nike Inc Class B	17,892	$1,813	2.9%	$86.82	0.0%	COM	654106103
PG	Procter & Gamble	14,116	$1,763	2.8%	$105.24	0.0%	COM	742718109
DIS	Disney, Walt Co	11,980	$1,733	2.7%	$135.71	0.0%	COM	254687106
SYY	Sysco Corp Com	20,179	$1,726	2.7%	$68.51	0.0%	COM	871829107
XLF	Financials - SPDR ETF	56,058	$1,725	2.7%	$30.77	—	SBI INT-FINL	81369Y605
PEP	Pepsico Incorporated	12,514	$1,710	2.7%	$112.78	0.0%	COM	713448108
HIG	Hartford Finl Svcs Grp	28,020	$1,703	2.7%	$52.36	0.0%	COM	416515104
SCHX	US Lg Cap - Schwab ETF	21,617	$1,660	2.6%	$76.79	—	US LRG CAP ETF	808524201
SBUX	Starbucks Corp	18,324	$1,611	2.6%	$74.48	0.0%	COM	855244109
—	General Electric Company	143,700	$1,604	2.5%	$11.16	—	COM	369604103
SCHE	Emg Mkts FTSE - Schwab ET	58,601	$1,604	2.5%	$27.37	—	EMRG MKTEQ ETF	808524706
PFE	Pfizer Incorporated	38,885	$1,524	2.4%	$26.71	0.0%	COM	717081103
CVS	CVS Health Corp	19,500	$1,449	2.3%	$57.78	0.0%	COM	126650100
ALC	Alcon Inc	22,940	$1,298	2.1%	$56.46	0.0%	ORD SHS	H01301128
—	Welltower	15,825	$1,294	2.0%	$81.77	—	COM	42217K106
ASHR	China A-Shares - DB ETF	40,825	$1,210	1.9%	$29.64	—	XTRACK HRVST CSI	233051879
BAC	Bank of America Corp	32,900	$1,159	1.8%	$27.79	0.0%	COM	060505104
COP	ConocoPhillips	16,504	$1,073	1.7%	$47.16	0.0%	COM	20825C104
COTY	Coty Inc	89,373	$1,005	1.6%	$11.20	0.0%	COM	222070203
XLP	Consumer Staples - SPDR E	13,859	$873	1.4%	$62.99	—	SBI CONS STPLS	81369Y308
EWH	Hong Kong MSCI - iShares	32,500	$791	1.3%	$24.34	—	MSCI HONG KG ETF	464286871
VTR	Ventas Inc	13,275	$766	1.2%	$49.16	0.0%	COM	92276F100
INDA	India MSCI - iShares ETF	20,839	$732	1.2%	$35.13	—	MSCI INDIA ETF	46429B598
IEMG	Emg Mkts MSCI - iShares E	13,500	$726	1.1%	$53.78	—	CORE MSCI EMKT	46434G103
XLC	Communication Svcs - SPDR	12,940	$694	1.1%	$53.63	—	COMMUNICATION	81369Y852
BLDP	Ballard Power Sys New	96,250	$691	1.1%	$6.10	0.0%	COM	058586108
BP	BP PLC ADR	16,800	$634	1.0%	$37.74	—	SPONSORED ADR	055622104
CTVA	Corteva Inc	16,687	$493	0.8%	$24.50	0.0%	COM	22052L104
EBAY	Ebay Inc	13,060	$472	0.7%	$32.64	0.0%	COM	278642103
—	Hostess Brands Inc	28,550	$415	0.7%	$14.54	—	COM	44109J106
MTW	Manitowoc Co	22,200	$389	0.6%	$14.58	0.0%	COM	563571405
—	Financials Evolved - iSha	14,125	$374	0.6%	$26.48	—	EVOLVED FINLS	46431W655
WTRE	Glbl Real Estate Ex-US-Wi	10,300	$323	0.5%	$31.36	—	GLB EX US RL EST	97717W331
KIM	Kimco Realty Corp	12,000	$249	0.4%	$15.92	0.0%	COM	49446R109