Caldwell Investment Management Ltd. Diversified Active

CIK: 0001904373 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Oct 27, 2022

Total Value ($000): $82,200 (100.0% shares, 0.0% debt)

Holdings (26)

CBOE CBOE GLOBAL MKTS INC 15.8%

Value ($000) $12,969 Shares 110,000 Est. Cost $122.57 Unrealized -5.6%

BAC BK OF AMERICA CORP 13.1%

Value ($000) $10,747 Shares 350,000 Est. Cost $41.02 Unrealized -25.4%

ICE INTERCONTINENTAL EXCHANGE IN 11.1%

Value ($000) $9,088 Shares 100,000 Est. Cost $125.37 Unrealized -23.6%

KKR KKR & CO INC 10.6%

Value ($000) $8,673 Shares 200,000 Est. Cost $71.22 Unrealized -31.0%

GIB CGI INC 9.5%

Value ($000) $7,818 Shares 103,712 Est. Cost $81.72 Unrealized -0.8%

NTR NUTRIEN LTD 5.0%

Value ($000) $4,117 Shares 49,200 Est. Cost $61.64 Unrealized +25.0%

CVE CENOVUS ENERGY INC 4.7%

Value ($000) $3,869 Shares 248,000 Est. Cost $13.96 Unrealized +16.6%

UNH UNITEDHEALTH GROUP INC 3.8%

Value ($000) $3,119 Shares 6,121 Est. Cost $422.19 Unrealized +17.3%

TRP TC ENERGY CORP 2.8%

Value ($000) $2,270 Shares 55,000 Est. Cost $41.48 Unrealized 0.0%

BAH BOOZ ALLEN HAMILTON 2.2%

Value ($000) $1,782 Shares 19,300 Est. Cost $77.48 Unrealized +14.5%

DGX QUEST DIAGNOSTICS INC 2.1%

Value ($000) $1,760 Shares 14,100 Est. Cost $140.46 Unrealized -12.2%

DOX AMDOCS LTD 2.0%

Value ($000) $1,642 Shares 20,600 Est. Cost $68.63 Unrealized +14.4%

LNG CHENIERE ENERGY INC 1.7%

Value ($000) $1,414 Shares 8,600 Est. Cost $151.67 Unrealized 0.0%

KEYS KEYSIGHT TECHNOLOGIES INC 1.7%

Value ($000) $1,412 Shares 8,880 Est. Cost $181.86 Unrealized -12.0%

APH AMPHENOL CORP 1.7%

Value ($000) $1,358 Shares 19,960 Est. Cost $37.55 Unrealized -6.2%

JPM JPMORGAN CHASE & CO 1.5%

Value ($000) $1,218 Shares 11,460 Est. Cost $133.66 Unrealized -21.0%

DVN DEVON ENERGY CORP 1.4%

Value ($000) $1,185 Shares 19,400 Est. Cost $36.05 Unrealized +46.8%

MCK MCKESSON CORP 1.4%

Value ($000) $1,147 Shares 3,350 Est. Cost $341.28 Unrealized 0.0%

AQN ALGONQUIN PWR UTILS CORP 1.4%

Value ($000) $1,135 Shares 102,402 Est. Cost $11.42 Unrealized -1.8%

V VISA INC 1.1%

Value ($000) $920 Shares 5,100 Est. Cost $208.13 Unrealized -4.7%

SPGI S&P GLOBAL INC 1.1%

Value ($000) $895 Shares 2,880 Est. Cost $441.83 Unrealized -21.3%

EOG EOG RES INC 1.1%

Value ($000) $882 Shares 7,800 Est. Cost $93.49 Unrealized +4.5%

— TRICON RESIDENTIAL INC 1.0%

Value ($000) $821 Shares 95,740 Est. Cost $15.14 Unrealized —

COST COSTCO WHSL CORP 1.0%

Value ($000) $791 Shares 1,650 Est. Cost $498.08 Unrealized 0.0%

AMZN AMAZON COM INC 0.7%

Value ($000) $598 Shares 5,200 Est. Cost $125.13 Unrealized +1.0%

— ANSYS INC 0.7%

Value ($000) $570 Shares 2,500 Est. Cost $228.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CBOE	CBOE GLOBAL MKTS INC	110,000	$12,969	15.8%	$122.57	-5.6%	COM	12503M108
BAC	BK OF AMERICA CORP	350,000	$10,747	13.1%	$41.02	-25.4%	COM	060505104
ICE	INTERCONTINENTAL EXCHANGE IN	100,000	$9,088	11.1%	$125.37	-23.6%	COM	45866F104
KKR	KKR & CO INC	200,000	$8,673	10.6%	$71.22	-31.0%	COM	48251W104
GIB	CGI INC	103,712	$7,818	9.5%	$81.72	-0.8%	CL A SUB VTG	12532H104
NTR	NUTRIEN LTD	49,200	$4,117	5.0%	$61.64	+25.0%	COM	67077M108
CVE	CENOVUS ENERGY INC	248,000	$3,869	4.7%	$13.96	+16.6%	COM	15135U109
UNH	UNITEDHEALTH GROUP INC	6,121	$3,119	3.8%	$422.19	+17.3%	COM	91324P102
TRP	TC ENERGY CORP	55,000	$2,270	2.8%	$41.48	0.0%	COM	87807B107
BAH	BOOZ ALLEN HAMILTON	19,300	$1,782	2.2%	$77.48	+14.5%	HLDG COR CL A	099502106
DGX	QUEST DIAGNOSTICS INC	14,100	$1,760	2.1%	$140.46	-12.2%	COM	74834L100
DOX	AMDOCS LTD	20,600	$1,642	2.0%	$68.63	+14.4%	SHS	G02602103
LNG	CHENIERE ENERGY INC	8,600	$1,414	1.7%	$151.67	0.0%	COM NEW	16411R208
KEYS	KEYSIGHT TECHNOLOGIES INC	8,880	$1,412	1.7%	$181.86	-12.0%	COM	49338L103
APH	AMPHENOL CORP	19,960	$1,358	1.7%	$37.55	-6.2%	NEW CL A	032095101
JPM	JPMORGAN CHASE & CO	11,460	$1,218	1.5%	$133.66	-21.0%	COM	46625H100
DVN	DEVON ENERGY CORP	19,400	$1,185	1.4%	$36.05	+46.8%	NEW COM	25179M103
MCK	MCKESSON CORP	3,350	$1,147	1.4%	$341.28	0.0%	COM	58155Q103
AQN	ALGONQUIN PWR UTILS CORP	102,402	$1,135	1.4%	$11.42	-1.8%	COM	015857105
V	VISA INC	5,100	$920	1.1%	$208.13	-4.7%	COM CL A	92826C839
SPGI	S&P GLOBAL INC	2,880	$895	1.1%	$441.83	-21.3%	COM	78409V104
EOG	EOG RES INC	7,800	$882	1.1%	$93.49	+4.5%	COM	26875P101
—	TRICON RESIDENTIAL INC	95,740	$821	1.0%	$15.14	—	COM NPV	89612W102
COST	COSTCO WHSL CORP	1,650	$791	1.0%	$498.08	0.0%	COM NEW	22160K105
AMZN	AMAZON COM INC	5,200	$598	0.7%	$125.13	+1.0%	COM	023135106
—	ANSYS INC	2,500	$570	0.7%	$228.00	—	COM	03662Q105