Caldwell Investment Management Ltd. Diversified Active

CIK: 0001904373 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: Feb 1, 2023

Total Value ($000): $94,730 (100.0% shares, 0.0% debt)

Holdings (26)

CBOE CBOE GLOBAL MKTS INC 14.6%

Value ($000) $13,823 Shares 110,000 Est. Cost $122.57 Unrealized -2.7%

BAC BK OF AMERICA INC 12.3%

Value ($000) $11,610 Shares 350,000 Est. Cost $41.02 Unrealized -22.7%

ICE INTERCONTINENTAL EXCHANGE IN 10.8%

Value ($000) $10,275 Shares 100,000 Est. Cost $125.37 Unrealized -23.8%

KKR KKR & CO INC 9.8%

Value ($000) $9,298 Shares 200,000 Est. Cost $71.22 Unrealized -33.2%

GIB CGI INC 9.5%

Value ($000) $8,957 Shares 103,712 Est. Cost $81.72 Unrealized +0.3%

STN STANTEC INC 8.0%

Value ($000) $7,543 Shares 157,100 Est. Cost $48.01 Unrealized —

QSR RESTAURANT BRANDS INC 5.1%

Value ($000) $4,789 Shares 73,900 Est. Cost $61.45 Unrealized 0.0%

UNH UNITEDHEALTH GROUP INC 3.4%

Value ($000) $3,250 Shares 6,121 Est. Cost $422.19 Unrealized +18.5%

CVE CENOVUS ENERGY INC 3.1%

Value ($000) $2,963 Shares 152,400 Est. Cost $13.96 Unrealized +26.6%

EOG EOG RESOURSES INC 2.4%

Value ($000) $2,270 Shares 17,500 Est. Cost $106.97 Unrealized +10.1%

DGX QUEST DIAGNOSTICS INC 2.0%

Value ($000) $1,849 Shares 11,800 Est. Cost $140.46 Unrealized -3.7%

BAH BOOZ ALLEN HAMILTON 1.9%

Value ($000) $1,759 Shares 16,800 Est. Cost $77.48 Unrealized +26.1%

MCK MCKESSON CORP 1.8%

Value ($000) $1,709 Shares 4,550 Est. Cost $348.12 Unrealized +5.5%

DOX AMDOCS LTD 1.8%

Value ($000) $1,702 Shares 18,700 Est. Cost $68.63 Unrealized +15.5%

JPM JP MORGAN CHASE & CO 1.6%

Value ($000) $1,539 Shares 11,460 Est. Cost $133.66 Unrealized -12.0%

KEYS KEYSIGHT TECHNOLOGIES INC 1.6%

Value ($000) $1,521 Shares 8,880 Est. Cost $181.86 Unrealized -6.3%

AVGO BROADCOM INC 1.6%

Value ($000) $1,512 Shares 2,700 Est. Cost $47.61 Unrealized 0.0%

STKL SUNOPTA INC 1.6%

Value ($000) $1,502 Shares 178,400 Est. Cost $9.44 Unrealized 0.0%

LNG CHENIERE ENERGY INC 1.4%

Value ($000) $1,291 Shares 8,600 Est. Cost $151.67 Unrealized +10.3%

DVN DEVON ENERGY CORP 1.2%

Value ($000) $1,090 Shares 17,700 Est. Cost $36.05 Unrealized +64.6%

V VISA INC 1.1%

Value ($000) $1,061 Shares 5,100 Est. Cost $208.13 Unrealized -5.4%

SPGI S&P GLOBAL INC 1.0%

Value ($000) $966 Shares 2,880 Est. Cost $441.83 Unrealized -27.3%

— TRICON RESIDENTIAL INC 0.8%

Value ($000) $740 Shares 95,740 Est. Cost $15.14 Unrealized —

AQN ALGONQUIN POWER & UTILITIES 0.7%

Value ($000) $668 Shares 102,402 Est. Cost $11.42 Unrealized -34.4%

— ANSYS INC 0.6%

Value ($000) $605 Shares 2,500 Est. Cost $228.00 Unrealized —

AMZN AMAZON COM INC 0.5%

Value ($000) $437 Shares 5,200 Est. Cost $125.13 Unrealized -21.1%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CBOE	CBOE GLOBAL MKTS INC	110,000	$13,823	14.6%	$122.57	-2.7%	COM	12503M108
BAC	BK OF AMERICA INC	350,000	$11,610	12.3%	$41.02	-22.7%	COM	060505104
ICE	INTERCONTINENTAL EXCHANGE IN	100,000	$10,275	10.8%	$125.37	-23.8%	COM	45866F104
KKR	KKR & CO INC	200,000	$9,298	9.8%	$71.22	-33.2%	COM	48251W104
GIB	CGI INC	103,712	$8,957	9.5%	$81.72	+0.3%	CL A SUB VTG	12532H104
STN	STANTEC INC	157,100	$7,543	8.0%	$48.01	—	COM	85472N109
QSR	RESTAURANT BRANDS INC	73,900	$4,789	5.1%	$61.45	0.0%	COM	76131D103
UNH	UNITEDHEALTH GROUP INC	6,121	$3,250	3.4%	$422.19	+18.5%	COM	91324P102
CVE	CENOVUS ENERGY INC	152,400	$2,963	3.1%	$13.96	+26.6%	COM	15135U109
EOG	EOG RESOURSES INC	17,500	$2,270	2.4%	$106.97	+10.1%	COM	26875P101
DGX	QUEST DIAGNOSTICS INC	11,800	$1,849	2.0%	$140.46	-3.7%	COM	74834L100
BAH	BOOZ ALLEN HAMILTON	16,800	$1,759	1.9%	$77.48	+26.1%	HLDG COR CL A	099502106
MCK	MCKESSON CORP	4,550	$1,709	1.8%	$348.12	+5.5%	COM	58155Q103
DOX	AMDOCS LTD	18,700	$1,702	1.8%	$68.63	+15.5%	SHS	G02602103
JPM	JP MORGAN CHASE & CO	11,460	$1,539	1.6%	$133.66	-12.0%	COM	46625H100
KEYS	KEYSIGHT TECHNOLOGIES INC	8,880	$1,521	1.6%	$181.86	-6.3%	COM	49338L103
AVGO	BROADCOM INC	2,700	$1,512	1.6%	$47.61	0.0%	COM	11135F101
STKL	SUNOPTA INC	178,400	$1,502	1.6%	$9.44	0.0%	COM	8676EP108
LNG	CHENIERE ENERGY INC	8,600	$1,291	1.4%	$151.67	+10.3%	COM NEW	16411R208
DVN	DEVON ENERGY CORP	17,700	$1,090	1.2%	$36.05	+64.6%	NEW COM	25179M103
V	VISA INC	5,100	$1,061	1.1%	$208.13	-5.4%	COM CL A	92826C839
SPGI	S&P GLOBAL INC	2,880	$966	1.0%	$441.83	-27.3%	COM	78409V104
—	TRICON RESIDENTIAL INC	95,740	$740	0.8%	$15.14	—	COM NPV	89612W102
AQN	ALGONQUIN POWER & UTILITIES	102,402	$668	0.7%	$11.42	-34.4%	COM	015857105
—	ANSYS INC	2,500	$605	0.6%	$228.00	—	COM	03662Q105
AMZN	AMAZON COM INC	5,200	$437	0.5%	$125.13	-21.1%	COM	023135106