Caldwell Investment Management Ltd. Diversified Active

CIK: 0001904373 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Jan 11, 2024

Total Value ($000): $130,098 (100.0% shares, 0.0% debt)

Holdings (31)

CBOE CBOE GLOBAL MKTS INC 16.0%

Value ($000) $20,830 Shares 116,400 Est. Cost $125.07 Unrealized +34.4%

KKR KKR & CO INC 12.8%

Value ($000) $16,607 Shares 200,000 Est. Cost $71.22 Unrealized -6.2%

ICE INTERCONTINENTAL EXCHANGE IN 9.9%

Value ($000) $12,871 Shares 100,000 Est. Cost $125.37 Unrealized -11.9%

BAC BANK AMERICA CORP 9.1%

Value ($000) $11,811 Shares 350,000 Est. Cost $41.02 Unrealized -32.7%

STN STANTEC INC 6.1%

Value ($000) $7,907 Shares 98,300 Est. Cost $50.05 Unrealized —

CCJ CAMECO CORP 5.8%

Value ($000) $7,559 Shares 175,000 Est. Cost $27.96 Unrealized +48.9%

— TRICON RESIDENTIAL INC 5.7%

Value ($000) $7,393 Shares 810,740 Est. Cost $9.83 Unrealized —

AGI ALAMOS GOLD INC 4.6%

Value ($000) $5,922 Shares 439,500 Est. Cost $12.97 Unrealized 0.0%

BMO BANK MONTREAL QUE 3.9%

Value ($000) $5,135 Shares 51,800 Est. Cost $76.59 Unrealized 0.0%

— CRESCENT PT ENERGY CORP 2.4%

Value ($000) $3,092 Shares 445,000 Est. Cost $6.95 Unrealized —

QSR RESTAURANT BRANDS INTL INC 2.0%

Value ($000) $2,630 Shares 33,600 Est. Cost $69.56 Unrealized 0.0%

AMZN AMAZON COM INC 1.7%

Value ($000) $2,238 Shares 14,700 Est. Cost $111.94 Unrealized +25.2%

AVGO BROADCOM INC 1.6%

Value ($000) $2,126 Shares 1,900 Est. Cost $63.67 Unrealized +44.8%

MA MASTERCARD INCORPORATED 1.6%

Value ($000) $2,068 Shares 4,838 Est. Cost $357.45 Unrealized +11.1%

JPM JPMORGAN CHASE & CO 1.5%

Value ($000) $1,954 Shares 11,460 Est. Cost $133.66 Unrealized +8.4%

COST COSTCO WHSL CORP 1.4%

Value ($000) $1,852 Shares 2,800 Est. Cost $474.61 Unrealized +20.8%

BAH BOOZ ALLEN HAMILTON HLDG COR 1.4%

Value ($000) $1,795 Shares 14,000 Est. Cost $119.21 Unrealized 0.0%

BSY BENTLEY SYS INC 1.3%

Value ($000) $1,694 Shares 32,400 Est. Cost $50.78 Unrealized 0.0%

DGX QUEST DIAGNOSTICS INC 1.3%

Value ($000) $1,631 Shares 11,800 Est. Cost $140.46 Unrealized -10.1%

TTEK TETRA TECH INC 1.2%

Value ($000) $1,556 Shares 9,300 Est. Cost $31.93 Unrealized 0.0%

ENTG ENTEGRIS INC 1.1%

Value ($000) $1,489 Shares 12,400 Est. Cost $100.54 Unrealized 0.0%

J JACOBS SOLUTIONS INC 1.1%

Value ($000) $1,431 Shares 11,000 Est. Cost $105.59 Unrealized +1.2%

UNH UNITEDHEALTH GROUP INC 1.1%

Value ($000) $1,419 Shares 2,690 Est. Cost $422.19 Unrealized +21.1%

GIB CGI INC 1.1%

Value ($000) $1,386 Shares 12,910 Est. Cost $81.72 Unrealized +23.3%

V VISA INC 1.0%

Value ($000) $1,331 Shares 5,100 Est. Cost $208.13 Unrealized +16.6%

DOX AMDOCS LTD 0.8%

Value ($000) $1,092 Shares 12,400 Est. Cost $68.63 Unrealized +15.3%

WMS ADVANCED DRAIN SYS INC 0.7%

Value ($000) $958 Shares 6,800 Est. Cost $119.33 Unrealized 0.0%

TRU TRANSUNION 0.6%

Value ($000) $833 Shares 12,100 Est. Cost $60.22 Unrealized 0.0%

BABA ALIBABA GROUP HLDG LTD 0.6%

Value ($000) $777 Shares 10,000 Est. Cost $86.19 Unrealized —

FTAI FTAI AVIATION LTD 0.3%

Value ($000) $381 Shares 8,200 Est. Cost $38.87 Unrealized 0.0%

ESAB ESAB CORPORATION 0.3%

Value ($000) $330 Shares 3,800 Est. Cost $62.79 Unrealized +19.9%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CBOE	CBOE GLOBAL MKTS INC	116,400	$20,830	16.0%	$125.07	+34.4%	COM	12503M108
KKR	KKR & CO INC	200,000	$16,607	12.8%	$71.22	-6.2%	COM	48251W104
ICE	INTERCONTINENTAL EXCHANGE IN	100,000	$12,871	9.9%	$125.37	-11.9%	COM	45866F104
BAC	BANK AMERICA CORP	350,000	$11,811	9.1%	$41.02	-32.7%	COM	060505104
STN	STANTEC INC	98,300	$7,907	6.1%	$50.05	—	COM	85472N109
CCJ	CAMECO CORP	175,000	$7,559	5.8%	$27.96	+48.9%	COM	13321L108
—	TRICON RESIDENTIAL INC	810,740	$7,393	5.7%	$9.83	—	COM NPV	89612W102
AGI	ALAMOS GOLD INC	439,500	$5,922	4.6%	$12.97	0.0%	NEW COM CL A	011532108
BMO	BANK MONTREAL QUE	51,800	$5,135	3.9%	$76.59	0.0%	COM	063671101
—	CRESCENT PT ENERGY CORP	445,000	$3,092	2.4%	$6.95	—	COM	22576C101
QSR	RESTAURANT BRANDS INTL INC	33,600	$2,630	2.0%	$69.56	0.0%	COM	76131D103
AMZN	AMAZON COM INC	14,700	$2,238	1.7%	$111.94	+25.2%	COM	023135106
AVGO	BROADCOM INC	1,900	$2,126	1.6%	$63.67	+44.8%	COM	11135F101
MA	MASTERCARD INCORPORATED	4,838	$2,068	1.6%	$357.45	+11.1%	CL A	57636Q104
JPM	JPMORGAN CHASE & CO	11,460	$1,954	1.5%	$133.66	+8.4%	COM	46625H100
COST	COSTCO WHSL CORP	2,800	$1,852	1.4%	$474.61	+20.8%	NEW COM	22160K105
BAH	BOOZ ALLEN HAMILTON HLDG COR	14,000	$1,795	1.4%	$119.21	0.0%	CL A	099502106
BSY	BENTLEY SYS INC	32,400	$1,694	1.3%	$50.78	0.0%	COM CL B	08265T208
DGX	QUEST DIAGNOSTICS INC	11,800	$1,631	1.3%	$140.46	-10.1%	COM	74834L100
TTEK	TETRA TECH INC	9,300	$1,556	1.2%	$31.93	0.0%	NEW COM	88162G103
ENTG	ENTEGRIS INC	12,400	$1,489	1.1%	$100.54	0.0%	COM	29362U104
J	JACOBS SOLUTIONS INC	11,000	$1,431	1.1%	$105.59	+1.2%	COM	46982L108
UNH	UNITEDHEALTH GROUP INC	2,690	$1,419	1.1%	$422.19	+21.1%	COM	91324P102
GIB	CGI INC	12,910	$1,386	1.1%	$81.72	+23.3%	CL A SUB VTG	12532H104
V	VISA INC	5,100	$1,331	1.0%	$208.13	+16.6%	COM CL A	92826C839
DOX	AMDOCS LTD	12,400	$1,092	0.8%	$68.63	+15.3%	SHS	G02602103
WMS	ADVANCED DRAIN SYS INC	6,800	$958	0.7%	$119.33	0.0%	COM	00790R104
TRU	TRANSUNION	12,100	$833	0.6%	$60.22	0.0%	COM	89400J107
BABA	ALIBABA GROUP HLDG LTD	10,000	$777	0.6%	$86.19	—	SPON ADS	01609W102
FTAI	FTAI AVIATION LTD	8,200	$381	0.3%	$38.87	0.0%	SHS	G3730V105
ESAB	ESAB CORPORATION	3,800	$330	0.3%	$62.79	+19.9%	COM	29605J106