Caldwell Investment Management Ltd. Diversified Active

CIK: 0001904373 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Oct 25, 2023

Total Value ($000): $102,840 (100.0% shares, 0.0% debt)

Holdings (27)

CBOE CBOE GLOBAL MARKETS INC 16.6%

Value ($000) $17,074 Shares 110,000 Est. Cost $122.57 Unrealized +17.3%

KKR KKR & CO INC 11.9%

Value ($000) $12,242 Shares 200,000 Est. Cost $71.22 Unrealized -16.1%

STN STANTEC INC 10.9%

Value ($000) $11,223 Shares 173,000 Est. Cost $50.05 Unrealized —

ICE INTERCONTINENTAL EXCHANGE IN 10.6%

Value ($000) $10,932 Shares 100,000 Est. Cost $125.37 Unrealized -11.3%

BAC BANK AMERICA CORP 9.3%

Value ($000) $9,522 Shares 350,000 Est. Cost $41.02 Unrealized -32.2%

CCJ CAMECO CORPORATION 7.3%

Value ($000) $7,481 Shares 188,600 Est. Cost $27.96 Unrealized +25.8%

ATS ATS CORP CDA 6.3%

Value ($000) $6,453 Shares 151,400 Est. Cost $43.03 Unrealized +2.7%

ESAB ESAB CORP 2.3%

Value ($000) $2,337 Shares 33,500 Est. Cost $62.79 Unrealized +10.0%

COST COSTCO WHOLESALE CORP 2.1%

Value ($000) $2,133 Shares 3,800 Est. Cost $474.61 Unrealized +12.1%

FDX FEDEX CORP 2.0%

Value ($000) $2,080 Shares 7,900 Est. Cost $190.64 Unrealized +29.4%

COP CONOCOPHILLIPS 1.9%

Value ($000) $1,905 Shares 16,000 Est. Cost $107.88 Unrealized 0.0%

MA MASTERCARD INCORPORATED 1.9%

Value ($000) $1,903 Shares 4,838 Est. Cost $357.45 Unrealized +10.8%

AMZN AMAZON COM INC 1.8%

Value ($000) $1,857 Shares 12,400 Est. Cost $106.70 Unrealized +25.6%

JPM JP MORGAN CHASE & CO 1.6%

Value ($000) $1,651 Shares 11,460 Est. Cost $133.66 Unrealized +6.5%

J JACOBS SOLUTIONS INC 1.5%

Value ($000) $1,492 Shares 11,000 Est. Cost $105.59 Unrealized 0.0%

UNH UNITEDHEALTH GROUP INC 1.3%

Value ($000) $1,348 Shares 2,690 Est. Cost $422.19 Unrealized +11.3%

— ANSYS CORP 1.3%

Value ($000) $1,301 Shares 4,400 Est. Cost $273.18 Unrealized —

GIB CGI INC 1.2%

Value ($000) $1,272 Shares 12,910 Est. Cost $81.72 Unrealized +24.3%

DGX QUEST DIAGNOSTICS INC 1.2%

Value ($000) $1,210 Shares 11,800 Est. Cost $140.46 Unrealized -9.4%

V VISA INC 1.1%

Value ($000) $1,166 Shares 5,100 Est. Cost $208.13 Unrealized +13.5%

MCK MCKESSON CORP 1.1%

Value ($000) $1,080 Shares 2,500 Est. Cost $416.71 Unrealized 0.0%

AVGO BROADCOM INC 1.0%

Value ($000) $1,073 Shares 1,300 Est. Cost $50.49 Unrealized +66.3%

DOX AMDOCS LTD 1.0%

Value ($000) $1,041 Shares 12,400 Est. Cost $68.63 Unrealized +24.3%

MPC MARATHON PETROLEUM CORP 0.9%

Value ($000) $887 Shares 5,900 Est. Cost $132.62 Unrealized 0.0%

BABA ALIBABA GROUP HOLDINGS LTD 0.8%

Value ($000) $862 Shares 10,000 Est. Cost $86.19 Unrealized —

— TRICON RESIDENTIAL INC 0.7%

Value ($000) $708 Shares 95,740 Est. Cost $15.14 Unrealized —

AQN ALGONQUIN POWER & UTILITIES 0.6%

Value ($000) $606 Shares 102,402 Est. Cost $11.42 Unrealized -41.5%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CBOE	CBOE GLOBAL MARKETS INC	110,000	$17,074	16.6%	$122.57	+17.3%	COM	12503M108
KKR	KKR & CO INC	200,000	$12,242	11.9%	$71.22	-16.1%	COM	48251W104
STN	STANTEC INC	173,000	$11,223	10.9%	$50.05	—	COM	85472N109
ICE	INTERCONTINENTAL EXCHANGE IN	100,000	$10,932	10.6%	$125.37	-11.3%	COM	45866F104
BAC	BANK AMERICA CORP	350,000	$9,522	9.3%	$41.02	-32.2%	COM	060505104
CCJ	CAMECO CORPORATION	188,600	$7,481	7.3%	$27.96	+25.8%	COM	13321L108
ATS	ATS CORP CDA	151,400	$6,453	6.3%	$43.03	+2.7%	COM	00217Y104
ESAB	ESAB CORP	33,500	$2,337	2.3%	$62.79	+10.0%	COM	29605J106
COST	COSTCO WHOLESALE CORP	3,800	$2,133	2.1%	$474.61	+12.1%	NEW COM	22160K105
FDX	FEDEX CORP	7,900	$2,080	2.0%	$190.64	+29.4%	COM	31428X106
COP	CONOCOPHILLIPS	16,000	$1,905	1.9%	$107.88	0.0%	COM	20825C104
MA	MASTERCARD INCORPORATED	4,838	$1,903	1.9%	$357.45	+10.8%	CL A	57636Q104
AMZN	AMAZON COM INC	12,400	$1,857	1.8%	$106.70	+25.6%	COM	023135106
JPM	JP MORGAN CHASE & CO	11,460	$1,651	1.6%	$133.66	+6.5%	COM	46625H100
J	JACOBS SOLUTIONS INC	11,000	$1,492	1.5%	$105.59	0.0%	COM	46982L108
UNH	UNITEDHEALTH GROUP INC	2,690	$1,348	1.3%	$422.19	+11.3%	COM	91324P102
—	ANSYS CORP	4,400	$1,301	1.3%	$273.18	—	NEW CL A	03662Q105
GIB	CGI INC	12,910	$1,272	1.2%	$81.72	+24.3%	CL A SUB VTG	12532H104
DGX	QUEST DIAGNOSTICS INC	11,800	$1,210	1.2%	$140.46	-9.4%	COM	74834L100
V	VISA INC	5,100	$1,166	1.1%	$208.13	+13.5%	COM CL A	92826C839
MCK	MCKESSON CORP	2,500	$1,080	1.1%	$416.71	0.0%	COM	58155Q103
AVGO	BROADCOM INC	1,300	$1,073	1.0%	$50.49	+66.3%	COM	11135F101
DOX	AMDOCS LTD	12,400	$1,041	1.0%	$68.63	+24.3%	SHS	G02602103
MPC	MARATHON PETROLEUM CORP	5,900	$887	0.9%	$132.62	0.0%	COM	56585A102
BABA	ALIBABA GROUP HOLDINGS LTD	10,000	$862	0.8%	$86.19	—	SPONSORED ADS	01609W102
—	TRICON RESIDENTIAL INC	95,740	$708	0.7%	$15.14	—	COM NPV	89612W102
AQN	ALGONQUIN POWER & UTILITIES	102,402	$606	0.6%	$11.42	-41.5%	COM	015857105