Axim Planning & Wealth Diversified Active

Location: Springboro, OH

CIK: 0001950607 · Show all filings

Period: Q4 2023 (← Previous) (Next →)

Filing Date: Jan 25, 2024

Total Value: $109M (100.0% shares, 0.0% debt)

Holdings (28)

EH EHANG HLDGS LTD 60.0%

Value $65.56M Shares 3,902,410 Share Price $16.80 Est. Cost/Share $11.15 Unrealized @ Report Date +50.7%

KWEB KRANESHARES TR 23.8%

Value $25.97M Shares 961,795 Share Price $27.00 Est. Cost/Share $25.51 Unrealized @ Report Date +5.9%

CCL CARNIVAL CORP 6.7%

Value $7.361M Shares 397,050 Share Price $18.54 Est. Cost/Share $13.67 Unrealized @ Report Date +35.6%

— HANCOCK JOHN PFD INCOME FD I 1.3%

Value $1.389M Shares 88,000 Share Price $15.78 Est. Cost/Share $15.78 Unrealized @ Report Date —

PG PROCTER AND GAMBLE CO 1.0%

Value $1.098M Shares 7,495 Share Price $146.54 * Est. Cost/Share $132.22 Unrealized @ Report Date +5.4%

MSFT MICROSOFT CORP 1.0%

Value $1.041M Shares 2,769 Share Price $376.04 Est. Cost/Share $261.29 Unrealized @ Report Date +41.8%

USB US BANCORP DEL 0.6%

Value $672K Shares 15,523 Share Price $43.28 * Est. Cost/Share $39.16 Unrealized @ Report Date +1.2%

JPM JPMORGAN CHASE & CO 0.6%

Value $622K Shares 3,657 Share Price $170.10 * Est. Cost/Share $115.79 Unrealized @ Report Date +40.5%

ADME ETF SER SOLUTIONS 0.4%

Value $413K Shares 10,744 Share Price $38.44 Est. Cost/Share $37.23 Unrealized @ Report Date +3.3%

ACIO ETF SER SOLUTIONS 0.4%

Value $401K Shares 12,083 Share Price $33.16 Est. Cost/Share $29.99 Unrealized @ Report Date +10.6%

PM PHILIP MORRIS INTL INC 0.4%

Value $383K Shares 4,076 Share Price $94.08 * Est. Cost/Share $81.43 Unrealized @ Report Date +6.3%

SPY SPDR S&P 500 ETF TR 0.3%

Value $361K Shares 759 Share Price $475.31 Est. Cost/Share $445.46 Unrealized @ Report Date +6.7%

BABA ALIBABA GROUP HLDG LTD 0.3%

Value $330K Shares 4,253 Share Price $77.51 Est. Cost/Share $80.83 Unrealized @ Report Date -4.1%

MDLZ MONDELEZ INTL INC 0.3%

Value $316K Shares 4,368 Share Price $72.43 * Est. Cost/Share $58.01 Unrealized @ Report Date +17.8%

VGSH VANGUARD SCOTTSDALE FDS 0.3%

Value $316K Shares 5,422 Share Price $58.33 Est. Cost/Share $58.03 Unrealized @ Report Date +0.5%

SBUX STARBUCKS CORP 0.3%

Value $291K Shares 3,028 Share Price $96.01 * Est. Cost/Share $73.57 Unrealized @ Report Date +23.9%

RCL ROYAL CARIBBEAN GROUP 0.2%

Value $272K Shares 2,100 Share Price $129.49 Est. Cost/Share $60.56 Unrealized @ Report Date +110.1%

DRSK ETF SER SOLUTIONS 0.2%

Value $268K Shares 10,635 Share Price $25.20 Est. Cost/Share $26.54 Unrealized @ Report Date -5.0%

IVV ISHARES TR 0.2%

Value $245K Shares 513 Share Price $477.63 Est. Cost/Share $447.60 Unrealized @ Report Date +6.7%

XOM EXXON MOBIL CORP 0.2%

Value $241K Shares 2,410 Share Price $99.98 * Est. Cost/Share $100.06 Unrealized @ Report Date -6.8%

DE DEERE & CO 0.2%

Value $240K Shares 600 Share Price $399.87 * Est. Cost/Share $388.70 Unrealized @ Report Date -0.0%

CAT CATERPILLAR INC 0.2%

Value $237K Shares 800 Share Price $295.67 * Est. Cost/Share $261.47 Unrealized @ Report Date +9.6%

NIO NIO INC 0.2%

Value $234K Shares 25,785 Share Price $9.07 Est. Cost/Share $12.67 Unrealized @ Report Date -28.4%

AAPL APPLE INC 0.2%

Value $232K Shares 1,206 Share Price $192.53 Est. Cost/Share $182.81 Unrealized @ Report Date +4.3%

MO ALTRIA GROUP INC 0.2%

Value $230K Shares 5,711 Share Price $40.34 * Est. Cost/Share $35.93 Unrealized @ Report Date -3.5%

SOFI SOFI TECHNOLOGIES INC 0.2%

Value $219K Shares 22,000 Share Price $9.95 Est. Cost/Share $8.68 Unrealized @ Report Date +14.6%

QQQ INVESCO QQQ TR 0.2%

Value $201K Shares 490 Share Price $409.52 Est. Cost/Share $379.61 Unrealized @ Report Date +7.9%

LCNB LCNB CORP 0.2%

Value $181K Shares 11,500 Share Price $15.77 * Est. Cost/Share $13.23 Unrealized @ Report Date +6.3%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
EH	EHANG HLDGS LTD	3,902,410	$65.56M	60.0%	$16.80	$11.15	+50.7%	ADS	26853E102
KWEB	KRANESHARES TR	961,795	$25.97M	23.8%	$27.00	$25.51	+5.9%	CSI CHI INTERNET	500767306
CCL	CARNIVAL CORP	397,050	$7.361M	6.7%	$18.54	$13.67	+35.6%	UNIT 99/99/9999	143658300
—	HANCOCK JOHN PFD INCOME FD I	88,000	$1.389M	1.3%	$15.78	$15.78	—	COM	41013X106
PG	PROCTER AND GAMBLE CO	7,495	$1.098M	1.0%	$146.54 *	$132.22	+5.4%	COM	742718109
MSFT	MICROSOFT CORP	2,769	$1.041M	1.0%	$376.04	$261.29	+41.8%	COM	594918104
USB	US BANCORP DEL	15,523	$672K	0.6%	$43.28 *	$39.16	+1.2%	COM NEW	902973304
JPM	JPMORGAN CHASE & CO	3,657	$622K	0.6%	$170.10 *	$115.79	+40.5%	COM	46625H100
ADME	ETF SER SOLUTIONS	10,744	$413K	0.4%	$38.44	$37.23	+3.3%	APTUS DRAWDOWN	26922A784
ACIO	ETF SER SOLUTIONS	12,083	$401K	0.4%	$33.16	$29.99	+10.6%	APTUS COLLRD INV	26922A222
PM	PHILIP MORRIS INTL INC	4,076	$383K	0.4%	$94.08 *	$81.43	+6.3%	COM	718172109
SPY	SPDR S&P 500 ETF TR	759	$361K	0.3%	$475.31	$445.46	+6.7%	TR UNIT	78462F103
BABA	ALIBABA GROUP HLDG LTD	4,253	$330K	0.3%	$77.51	$80.83	-4.1%	SPONSORED ADS	01609W102
MDLZ	MONDELEZ INTL INC	4,368	$316K	0.3%	$72.43 *	$58.01	+17.8%	CL A	609207105
VGSH	VANGUARD SCOTTSDALE FDS	5,422	$316K	0.3%	$58.33	$58.03	+0.5%	SHORT TERM TREAS	92206C102
SBUX	STARBUCKS CORP	3,028	$291K	0.3%	$96.01 *	$73.57	+23.9%	COM	855244109
RCL	ROYAL CARIBBEAN GROUP	2,100	$272K	0.2%	$129.49	$60.56	+110.1%	COM	V7780T103
DRSK	ETF SER SOLUTIONS	10,635	$268K	0.2%	$25.20	$26.54	-5.0%	APTUS DEFINED	26922A388
IVV	ISHARES TR	513	$245K	0.2%	$477.63	$447.60	+6.7%	CORE S&P500 ETF	464287200
XOM	EXXON MOBIL CORP	2,410	$241K	0.2%	$99.98 *	$100.06	-6.8%	COM	30231G102
DE	DEERE & CO	600	$240K	0.2%	$399.87 *	$388.70	-0.0%	COM	244199105
CAT	CATERPILLAR INC	800	$237K	0.2%	$295.67 *	$261.47	+9.6%	COM	149123101
NIO	NIO INC	25,785	$234K	0.2%	$9.07	$12.67	-28.4%	SPON ADS	62914V106
AAPL	APPLE INC	1,206	$232K	0.2%	$192.53	$182.81	+4.3%	COM	037833100
MO	ALTRIA GROUP INC	5,711	$230K	0.2%	$40.34 *	$35.93	-3.5%	COM	02209S103
SOFI	SOFI TECHNOLOGIES INC	22,000	$219K	0.2%	$9.95	$8.68	+14.6%	COM	83406F102
QQQ	INVESCO QQQ TR	490	$201K	0.2%	$409.52	$379.61	+7.9%	UNIT SER 1	46090E103
LCNB	LCNB CORP	11,500	$181K	0.2%	$15.77 *	$13.23	+6.3%	COM	50181P100