AB ACTIVE ETFS INC

Ticker: CPLS CUSIP: 00039J855 Class: CORE PLUS BD ETF

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
ALLIANCEBERNSTEIN L.P.1,302,932$46,306
LPL Financial LLC1,299,397$46,181
NewEdge Advisors, LLC151,894$5,398
GOLDMAN SACHS GROUP INC145,092$5,157
ENVESTNET ASSET MANAGEMENT INC138,963$4,939
ROYAL BANK OF CANADA115,814$4,116
VALLEY WEALTH MANAGERS, INC.58,538$2,080
RAYMOND JAMES FINANCIAL INC58,314$2,072
Kestra Advisory Services, LLC44,666$1,587
OSAIC HOLDINGS, INC.32,815$1,166
JANE STREET GROUP, LLC25,549$908
CITADEL ADVISORS LLC11,177$397
MORGAN STANLEY7,841$279
Cetera Investment Advisers7,265$258
JPMORGAN CHASE & CO6,061$215
Focus Partners Wealth5,985$213
CITIZENS FINANCIAL GROUP INC/RI5,883$210
Cresta Advisors, Ltd.4,313$153
Global Retirement Partners, LLC1,034$37
WELLS FARGO & COMPANY/MN601$21
Gunpowder Capital Management, LLC dba Oliver Wealth Manageme518$18
CWM, LLC463$0
FLAGSHIP HARBOR ADVISORS, LLC428$15
Golden State Wealth Management, LLC322$11
BANK OF AMERICA CORP /DE/237$8
PRIVATE TRUST CO NA142$5
JONES FINANCIAL COMPANIES LLLP127$5
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO123$4
LGT Financial Advisors LLC88$3
Total (29 institutions)3,426,582$121,766