Ticker: CPLS CUSIP: 00039J855 Class: CORE PLUS BD ETF
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Cresta Advisors, Ltd. | 4,313 | $153 |
| CITADEL ADVISORS LLC | 11,177 | $397 |
| FLAGSHIP HARBOR ADVISORS, LLC | 428 | $15 |
| JONES FINANCIAL COMPANIES LLLP | 127 | $5 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 123 | $4 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| VALLEY WEALTH MANAGERS, INC. | 40,783 | 58,538 | +17,755 (+43.5%) |
| ALLIANCEBERNSTEIN L.P. | 1,020,322 | 1,302,932 | +282,610 (+27.7%) |
| GOLDMAN SACHS GROUP INC | 38,763 | 145,092 | +106,329 (+274.3%) |
| LPL Financial LLC | 1,251,723 | 1,299,397 | +47,674 (+3.8%) |
| RAYMOND JAMES FINANCIAL INC | 8,242 | 58,314 | +50,072 (+607.5%) |
| NewEdge Advisors, LLC | 137,966 | 151,894 | +13,928 (+10.1%) |
| OSAIC HOLDINGS, INC. | 17,021 | 32,815 | +15,794 (+92.8%) |
| Kestra Advisory Services, LLC | 37,437 | 44,666 | +7,229 (+19.3%) |
| ROYAL BANK OF CANADA | 99,815 | 115,814 | +15,999 (+16.0%) |
| ENVESTNET ASSET MANAGEMENT INC | 134,057 | 138,963 | +4,906 (+3.7%) |
| CITIZENS FINANCIAL GROUP INC/RI | 5,820 | 5,883 | +63 (+1.1%) |
| Global Retirement Partners, LLC | 992 | 1,034 | +42 (+4.2%) |
| LGT Financial Advisors LLC | 87 | 88 | +1 (+1.1%) |
| CWM, LLC | 148 | 463 | +315 (+212.8%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| JPMORGAN CHASE & CO | 52,906 | 6,061 | -46,845 (-88.5%) |
| JANE STREET GROUP, LLC | 32,294 | 25,549 | -6,745 (-20.9%) |
| Golden State Wealth Management, LLC | 1,006 | 322 | -684 (-68.0%) |
| WELLS FARGO & COMPANY/MN | 3,595 | 601 | -2,994 (-83.3%) |
| Cetera Investment Advisers | 8,103 | 7,265 | -838 (-10.3%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| MML INVESTORS SERVICES, LLC | 6,124 | $220 |
| UBS Group AG | 441 | $16 |