Ticker: ACES CUSIP: 00162Q460 Class: CLEAN ENERGY
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| LaSalle St. Investment Advisors, LLC | 6,341 | $0 |
| NCP Inc. | 466 | $15 |
| Virtu Financial LLC | 11,845 | $0 |
| FLOW TRADERS U.S. LLC | 12,285 | $0 |
| Kestra Advisory Services, LLC | 1,880 | $61 |
| Farther Finance Advisors, LLC | 736 | $24 |
| FLAGSHIP HARBOR ADVISORS, LLC | 350 | $11 |
| Steward Partners Investment Advisory, LLC | 302 | $10 |
| SageView Advisory Group, LLC | 110 | $4 |
| THOMPSON INVESTMENT MANAGEMENT, INC. | 59 | $2 |
| Aptus Capital Advisors, LLC | 20 | $1 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| GTS SECURITIES LLC | 7,874 | 58,740 | +50,866 (+646.0%) |
| CIBC Private Wealth Group, LLC | 1,139,622 | 1,262,174 | +122,552 (+10.8%) |
| JANE STREET GROUP, LLC | 15,158 | 31,077 | +15,919 (+105.0%) |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 19,814 | 30,134 | +10,320 (+52.1%) |
| Focus Partners Wealth | 29,001 | 32,040 | +3,039 (+10.5%) |
| Global Retirement Partners, LLC | 39 | 40 | +1 (+2.6%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| Advisors Preferred, LLC | 3,514 | 1,144 | -2,370 (-67.4%) |
| MILLENNIUM MANAGEMENT LLC | 63,818 | 9,082 | -54,736 (-85.8%) |
| UBS Group AG | 24,896 | 12,165 | -12,731 (-51.1%) |
| MORGAN STANLEY | 30,295 | 21,734 | -8,561 (-28.3%) |
| WELLS FARGO & COMPANY/MN | 21,041 | 14,184 | -6,857 (-32.6%) |
| LPL Financial LLC | 23,263 | 19,416 | -3,847 (-16.5%) |
| TigerOak Management, L.L.C. | 8,853 | 8,622 | -231 (-2.6%) |
| BANK OF AMERICA CORP /DE/ | 33,945 | 31,387 | -2,558 (-7.5%) |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 21,895 | 20,868 | -1,027 (-4.7%) |
| OSAIC HOLDINGS, INC. | 2,641 | 1,918 | -723 (-27.4%) |
| PNC Financial Services Group, Inc. | 160 | 100 | -60 (-37.5%) |
| Rockefeller Capital Management L.P. | 294 | 267 | -27 (-9.2%) |
| ROYAL BANK OF CANADA | 1,511 | 1,495 | -16 (-1.1%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Blume Capital Management, Inc. | 1,500 | $48 |
| GOLDMAN SACHS GROUP INC | 50,089 | $1,600 |
| CITADEL ADVISORS LLC | 8,051 | $257 |
| FMR LLC | 193 | $6 |
| Advisory Services Network, LLC | 100 | $3 |
| CWM, LLC | 22 | $0 |