ARK ETF TR

Ticker: ARKX CUSIP: 00214Q807 Class: ARK SPACE EXPL

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
LPL Financial LLC458,717$13,294
CITADEL ADVISORS LLC104,622$3,032
Quadrature Capital Ltd89,980$2,608
UBS Group AG72,836$2,111
OSAIC HOLDINGS, INC.58,179$1,686
WJ Wealth Management, LLC47,440$1,375
Eschler Asset Management LLP45,383$1,315
Canal Insurance CO40,000$1
Brookstone Capital Management39,142$1,134
ROYAL BANK OF CANADA34,742$1,007
MARSHALL INVESTMENT MANAGEMENT, LLC34,671$1,005
ENVESTNET ASSET MANAGEMENT INC34,009$986
JPMORGAN CHASE & CO32,458$941
PFG Investments, LLC31,581$915
GTS SECURITIES LLC29,451$853
Mirae Asset Global Investments Co., Ltd.28,798$835
SCS Capital Management LLC26,081$756
COMMONWEALTH EQUITY SERVICES, LLC24,681$715
Ferguson Shapiro LLC24,093$698
WEDBUSH SECURITIES INC23,910$1
RAYMOND JAMES FINANCIAL INC21,592$626
Creative Planning17,727$514
CWM, LLC17,280$1
KESTRA PRIVATE WEALTH SERVICES, LLC16,424$476
Cambridge Investment Research Advisors, Inc.15,330$0
Cetera Investment Advisers14,759$428
OPPENHEIMER & CO INC14,702$426
Private Advisor Group, LLC13,346$387
Diversify Advisory Services, LLC12,547$441
Grandview Asset Management LLC10,653$309
M & L Capital Management Ltd10,200$296
Gradient Investments LLC10,172$295
WCG Wealth Advisors LLC10,070$292
Janney Montgomery Scott LLC9,942$0
World Investment Advisors9,188$266
BROWN, LISLE/CUMMINGS, INC.8,900$258
Fifth Third Securities, Inc.8,850$256
MORGAN STANLEY8,308$241
Stirlingshire Investments, Inc.7,949$230
Sanctuary Advisors, LLC7,666$222
STIFEL FINANCIAL CORP7,157$207
Wiser Advisor Group LLC6,759$196
TD Waterhouse Canada Inc.4,877$141
Kestra Advisory Services, LLC4,832$140
NewEdge Advisors, LLC4,533$131
Steward Partners Investment Advisory, LLC3,665$106
Financial Management Professionals, Inc.2,500$72
Quent Capital, LLC2,475$72
Global Retirement Partners, LLC2,145$62
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO1,737$50
Qube Research & Technologies Ltd1,724$50
CoreCap Advisors, LLC1,597$46
CONSULTIVA WEALTH MANAGEMENT, CORP.1,500$43
MCGUIRE CAPITAL ADVISORS INC1,458$42
TOTH FINANCIAL ADVISORY CORP1,442$42
NBZ Investment Advisors LLC1,416$41
FNY Investment Advisers, LLC1,254$0
HARBOUR INVESTMENTS, INC.1,245$36
Farther Finance Advisors, LLC1,205$35
AE Wealth Management LLC1,122$33
Allworth Financial LP1,100$32
SHP Wealth Management1,000$29
Spire Wealth Management917$27
MASSMUTUAL TRUST CO FSB/ADV900$26
Sunbelt Securities, Inc.875$25
SIGNATUREFD, LLC650$19
WELLS FARGO & COMPANY/MN612$18
Capital Advisors, Ltd. LLC600$0
NBC SECURITIES, INC.595$17
Geneos Wealth Management Inc.511$15
Smallwood Wealth Investment Management, LLC499$14
CIBC Private Wealth Group, LLC497$14
Private Wealth Asset Management, LLC480$14
Costello Asset Management, INC450$13
NATIONAL BANK OF CANADA /FI/440$13
BANK OF MONTREAL /CAN/425$12
Colonial Trust Advisors400$12
AlphaCore Capital LLC400$12
DHJJ Financial Advisors, Ltd.380$11
Rockefeller Capital Management L.P.325$9
FIFTH THIRD BANCORP304$9
SRS Capital Advisors, Inc.297$9
Tower Research Capital LLC (TRC)259$8
PITTENGER & ANDERSON INC218$6
Garton & Associates Financial Advisors LLC200$6
OPTIMA CAPITAL LLC192$6
Glen Eagle Advisors, LLC188$5
KERR FINANCIAL PLANNING Corp175$5
AdvisorNet Financial, Inc100$3
Stone House Investment Management, LLC100$3
Independence Bank of Kentucky100$3
SageView Advisory Group, LLC100$3
Strive Financial Group ,LLC81$2
Capital Investment Advisory Services, LLC75$2
Archer Investment Corp74$2
Activest Wealth Management64$2
IFP Advisors, Inc60$2
ALBION FINANCIAL GROUP /UT56$2
Ronald Blue Trust, Inc.55$2
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC51$1
13 other institutions227$5
Total (113 institutions)1,596,054$43,194