Ticker: ARKX CUSIP: 00214Q807 Class: ARK SPACE EXPL
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Eschler Asset Management LLP | 45,383 | $1,315 |
| Wiser Advisor Group LLC | 6,759 | $196 |
| Grandview Asset Management LLC | 10,653 | $309 |
| Quadrature Capital Ltd | 89,980 | $2,608 |
| GTS SECURITIES LLC | 29,451 | $853 |
| Fifth Third Securities, Inc. | 8,850 | $256 |
| Diversify Advisory Services, LLC | 12,547 | $441 |
| Mirae Asset Global Investments Co., Ltd. | 28,798 | $835 |
| Sanctuary Advisors, LLC | 7,666 | $222 |
| TD Waterhouse Canada Inc. | 4,877 | $141 |
| STIFEL FINANCIAL CORP | 7,157 | $207 |
| Kestra Advisory Services, LLC | 4,832 | $140 |
| Farther Finance Advisors, LLC | 1,205 | $35 |
| OPTIMA CAPITAL LLC | 192 | $6 |
| Geneos Wealth Management Inc. | 511 | $15 |
| AlphaCore Capital LLC | 400 | $12 |
| FNY Investment Advisers, LLC | 1,254 | $0 |
| SRS Capital Advisors, Inc. | 297 | $9 |
| SageView Advisory Group, LLC | 100 | $3 |
| Ronald Blue Trust, Inc. | 55 | $2 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| MARSHALL INVESTMENT MANAGEMENT, LLC | 33,730 | 34,671 | +941 (+2.8%) |
| LPL Financial LLC | 281,427 | 458,717 | +177,290 (+63.0%) |
| Brookstone Capital Management | 24,898 | 39,142 | +14,244 (+57.2%) |
| UBS Group AG | 37,498 | 72,836 | +35,338 (+94.2%) |
| OSAIC HOLDINGS, INC. | 46,441 | 58,179 | +11,738 (+25.3%) |
| ROYAL BANK OF CANADA | 28,658 | 34,742 | +6,084 (+21.2%) |
| CoreCap Advisors, LLC | 147 | 1,597 | +1,450 (+986.4%) |
| ENVESTNET ASSET MANAGEMENT INC | 29,933 | 34,009 | +4,076 (+13.6%) |
| Steward Partners Investment Advisory, LLC | 870 | 3,665 | +2,795 (+321.3%) |
| JPMORGAN CHASE & CO | 30,590 | 32,458 | +1,868 (+6.1%) |
| OPPENHEIMER & CO INC | 13,480 | 14,702 | +1,222 (+9.1%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 21,435 | 24,681 | +3,246 (+15.1%) |
| Qube Research & Technologies Ltd | 202 | 1,724 | +1,522 (+753.5%) |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 16,049 | 16,424 | +375 (+2.3%) |
| World Investment Advisors | 8,885 | 9,188 | +303 (+3.4%) |
| Tower Research Capital LLC (TRC) | 5 | 259 | +254 (+5080.0%) |
| WELLS FARGO & COMPANY/MN | 362 | 612 | +250 (+69.1%) |
| WEDBUSH SECURITIES INC | 18,755 | 23,910 | +5,155 (+27.5%) |
| Cambridge Investment Research Advisors, Inc. | 12,081 | 15,330 | +3,249 (+26.9%) |
| Janney Montgomery Scott LLC | 9,477 | 9,942 | +465 (+4.9%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| M & L Capital Management Ltd | 27,100 | 10,200 | -16,900 (-62.4%) |
| Ferguson Shapiro LLC | 27,313 | 24,093 | -3,220 (-11.8%) |
| MORGAN STANLEY | 50,086 | 8,308 | -41,778 (-83.4%) |
| BANK OF AMERICA CORP /DE/ | 22,407 | 3 | -22,404 (-100.0%) |
| CITADEL ADVISORS LLC | 119,937 | 104,622 | -15,315 (-12.8%) |
| RAYMOND JAMES FINANCIAL INC | 35,202 | 21,592 | -13,610 (-38.7%) |
| PFG Investments, LLC | 32,171 | 31,581 | -590 (-1.8%) |
| Cetera Investment Advisers | 15,432 | 14,759 | -673 (-4.4%) |
| WCG Wealth Advisors LLC | 10,387 | 10,070 | -317 (-3.1%) |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,949 | 1,737 | -212 (-10.9%) |
| SIGNATUREFD, LLC | 820 | 650 | -170 (-20.7%) |
| TOTH FINANCIAL ADVISORY CORP | 1,527 | 1,442 | -85 (-5.6%) |
| AE Wealth Management LLC | 1,212 | 1,122 | -90 (-7.4%) |
| CIBC Private Wealth Group, LLC | 577 | 497 | -80 (-13.9%) |
| NewEdge Advisors, LLC | 4,600 | 4,533 | -67 (-1.5%) |
| Root Financial Partners, LLC | 9 | 2 | -7 (-77.8%) |
| CWM, LLC | 17,598 | 17,280 | -318 (-1.8%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Advantage Trust Co | 2,800 | $80 |
| Simplicity Wealth,LLC | 8,571 | $245 |
| GPS Wealth Strategies Group, LLC | 2,074 | $59 |
| D. E. Shaw & Co., Inc. | 59,156 | $1,688 |
| Walleye Capital LLC | 17,275 | $493 |
| PRINCIPAL SECURITIES, INC. | 3,011 | $86 |
| Advisory Services Network, LLC | 1,167 | $33 |
| Wealthspire Advisors, LLC | 55 | $2 |
| SouthState Corp | 16 | $0 |