ADVENT CONV & INCOME FD

CUSIP: 00764C109 Class: COM

Note: Option positions (PUT/CALL) are excluded.

Increased Positions (27)

FCA CORP /TX
Value ($000) $2,900 (+3.9%) Shares 231,225 (+6.0%)
Koshinski Asset Management, Inc.
Value ($000) $5,833 (+2.3%) Shares 465,158 (+4.3%)
Advisors Asset Management, Inc.
Value ($000) $9,891 (+4.6%) Shares 788,747 (+6.7%)
Cyndeo Wealth Partners, LLC
Value ($000) $1,732 (+14.9%) Shares 138,145 (+17.2%)
GUGGENHEIM CAPITAL LLC
Value ($000) $9,844 (+12.9%) Shares 785,038 (+15.2%)
Penserra Capital Management LLC
Value ($000) $16 (+5.3%) Shares 1,303,614 (+7.4%)
RAYMOND JAMES FINANCIAL INC
Value ($000) $19,240 (+3.3%) Shares 1,534,321 (+5.3%)
Steward Partners Investment Advisory, LLC
Value ($000) $2,732 (+10.7%) Shares 217,859 (+12.9%)
STIFEL FINANCIAL CORP
Value ($000) $635 (+384.0%) Shares 50,624 (+393.6%)
PFG Investments, LLC
Value ($000) $706 (+5.9%) Shares 56,300 (+8.1%)
CoreCap Advisors, LLC
Value ($000) $292 (+22.9%) Shares 23,265 (+25.4%)
Cetera Investment Advisers
Value ($000) $510 (+74.0%) Shares 40,701 (+77.5%)
Arete Wealth Advisors, LLC
Value ($000) $4 (+1.8%) Shares 308,048 (+3.9%)
Sanctuary Advisors, LLC
Value ($000) $844 (+13.9%) Shares 67,293 (+16.2%)
LPL Financial LLC
Value ($000) $7,110 (-0.3%) Shares 567,005 (+1.6%)
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Value ($000) $597 (+6.8%) Shares 47,636 (+3.5%)
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Value ($000) $716 (+10.4%) Shares 55,820 (+10.3%)
BENJAMIN EDWARDS INC
Value ($000) $239 (+15.2%) Shares 19,093 (+17.5%)
Centurion Wealth Management LLC
Value ($000) $411 (-0.4%) Shares 32,773 (+1.5%)
PRIVATE TRUST CO NA
Value ($000) $258 (+0.8%) Shares 20,558 (+2.8%)

Decreased Positions (25)