Ticker: SPBW CUSIP: 00888H463 Class: ALLIANZIM BUFFER
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| AE Wealth Management LLC | 377,669 | $10,356 |
| Allianz SE | 337,080 | $9,243 |
| Kestra Advisory Services, LLC | 157,087 | $4,308 |
| NewEdge Advisors, LLC | 110,389 | $3,027 |
| HUNTINGTON NATIONAL BANK | 77,038 | $2,113 |
| Cambridge Investment Research Advisors, Inc. | 57,208 | $2 |
| Cetera Investment Advisers | 37,163 | $1,019 |
| Compound Planning, Inc. | 22,000 | $603 |
| ENVESTNET ASSET MANAGEMENT INC | 21,563 | $591 |
| Castle Rock Wealth Management, LLC | 20,100 | $554 |
| CENTAURUS FINANCIAL, INC. | 18,865 | $1 |
| CreativeOne Wealth, LLC | 16,926 | $464 |
| COMMONWEALTH EQUITY SERVICES, LLC | 15,108 | $414 |
| HARBOUR INVESTMENTS, INC. | 11,385 | $312 |
| MML INVESTORS SERVICES, LLC | 9,361 | $257 |
| BridgePort Financial Solutions, LLC | 8,350 | $229 |
| Patriot Financial Group Insurance Agency, LLC | 7,536 | $207 |
| Lloyd Advisory Services, LLC. | 4,445 | $122 |
| OPTIMA CAPITAL LLC | 2,151 | $59 |
| IFP Advisors, Inc | 1,745 | $48 |
| BANK OF AMERICA CORP /DE/ | 1,389 | $38 |
| Key Capital Management, INC | 263 | $7 |
| UBS Group AG | 116 | $3 |
| Total (23 institutions) | 1,314,937 | $33,976 |