Ticker: SPBW CUSIP: 00888H463 Class: ALLIANZIM BUFFER
Note: Option positions (PUT/CALL) are excluded.
| Institution | Shares | Value ($000) |
|---|---|---|
| Allianz SE | 337,080 | $9,243 |
| BridgePort Financial Solutions, LLC | 8,350 | $229 |
| Lloyd Advisory Services, LLC. | 4,445 | $122 |
| Compound Planning, Inc. | 22,000 | $603 |
| OPTIMA CAPITAL LLC | 2,151 | $59 |
| UBS Group AG | 116 | $3 |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| AE Wealth Management LLC | 276,653 | 377,669 | +101,016 (+36.5%) |
| Kestra Advisory Services, LLC | 121,234 | 157,087 | +35,853 (+29.6%) |
| HUNTINGTON NATIONAL BANK | 49,809 | 77,038 | +27,229 (+54.7%) |
| NewEdge Advisors, LLC | 79,076 | 110,389 | +31,313 (+39.6%) |
| Cetera Investment Advisers | 21,120 | 37,163 | +16,043 (+76.0%) |
| Castle Rock Wealth Management, LLC | 19,644 | 20,100 | +456 (+2.3%) |
| CreativeOne Wealth, LLC | 14,926 | 16,926 | +2,000 (+13.4%) |
| IFP Advisors, Inc | 500 | 1,745 | +1,245 (+249.0%) |
| Cambridge Investment Research Advisors, Inc. | 51,572 | 57,208 | +5,636 (+10.9%) |
| CENTAURUS FINANCIAL, INC. | 17,457 | 18,865 | +1,408 (+8.1%) |
| Institution | Prev Shares | Curr Shares | Change |
|---|---|---|---|
| HARBOUR INVESTMENTS, INC. | 26,305 | 11,385 | -14,920 (-56.7%) |
| BANK OF AMERICA CORP /DE/ | 18,044 | 1,389 | -16,655 (-92.3%) |
| ENVESTNET ASSET MANAGEMENT INC | 33,009 | 21,563 | -11,446 (-34.7%) |
| COMMONWEALTH EQUITY SERVICES, LLC | 15,849 | 15,108 | -741 (-4.7%) |
| Institution | Prev Shares | Prev Value ($000) |
|---|---|---|
| Strategic Financial Concepts, LLC | 8,353 | $225 |