ARCTURUS THERAPEUTICS HLDGS

Ticker: ARCT CUSIP: 03969T109 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

New Positions (25)

Increased Positions (37)

nVerses Capital, LLC
Value ($000) $140 (+236.1%) Shares 22,904 (+1172.4%)
Green Alpha Advisors, LLC
Value ($000) $173 (-56.1%) Shares 28,282 (+31.9%)
ARK Investment Management LLC
Value ($000) $16,006 (-53.6%) Shares 2,611,099 (+39.4%)
Byrne Asset Management LLC
Value ($000) $111 (+1400.9%) Shares 18,050 (+4412.5%)
Hennion & Walsh Asset Management, Inc.
Value ($000) $1,473 (+2.0%) Shares 240,303 (+206.5%)
IQ EQ FUND MANAGEMENT (IRELAND) Ltd
Value ($000) $561 (-30.7%) Shares 91,576 (+108.2%)
Nikko Asset Management Americas, Inc.
Value ($000) $12,403 (-65.4%) Shares 2,026,588 (+4.0%)
TWO SIGMA ADVISERS, LP
Value ($000) $3,133 (+341.5%) Shares 511,043 (+1227.4%)
TWO SIGMA INVESTMENTS, LP
Value ($000) $3,351 (+103.8%) Shares 546,686 (+512.7%)
AlphaQuest LLC
Value ($000) $145 (-36.2%) Shares 23,727 (+91.9%)
MILLENNIUM MANAGEMENT LLC
Value ($000) $1,868 (+154.7%) Shares 304,777 (+665.8%)
JANE STREET GROUP, LLC
Value ($000) $2,589 (+3.0%) Shares 422,419 (+209.7%)
GOLDMAN SACHS GROUP INC
Value ($000) $2,398 (-10.1%) Shares 391,227 (+170.3%)
BNP PARIBAS ARBITRAGE, SA
Value ($000) $900 (+612.9%) Shares 146,767 (+2043.2%)
VANGUARD GROUP INC
Value ($000) $12,809 (-63.1%) Shares 2,089,641 (+10.8%)
Sumitomo Mitsui Trust Holdings, Inc.
Value ($000) $12,423 (-65.4%) Shares 2,026,588 (+4.0%)
UBS Group AG
Value ($000) $1,397 (-52.8%) Shares 227,893 (+42.0%)
BlackRock, Inc.
Value ($000) $16,059 (-66.0%) Shares 2,619,684 (+2.1%)
HSBC HOLDINGS PLC
Value ($000) $402 (-8.6%) Shares 66,131 (+175.7%)
D. E. Shaw & Co., Inc.
Value ($000) $600 (-46.0%) Shares 97,823 (+62.5%)

Decreased Positions (37)

FEDERATED HERMES, INC.
Value ($000) $20,251 (-76.6%) Shares 3,303,640 (-29.6%)
Schonfeld Strategic Advisors LLC
Value ($000) $428 (-96.5%) Shares 69,755 (-89.6%)
Empire Life Investments Inc.
Value ($000) $2,528 (-67.2%) Shares 412,402 (-1.2%)
BANK OF AMERICA CORP /DE/
Value ($000) $209 (-98.2%) Shares 34,088 (-94.5%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $458 (-95.3%) Shares 74,729 (-86.0%)
MORGAN STANLEY
Value ($000) $1,308 (-89.9%) Shares 213,392 (-69.7%)
STATE STREET CORP
Value ($000) $3,459 (-82.1%) Shares 564,266 (-46.0%)
FMR LLC
Value ($000) $20 (-99.2%) Shares 3,236 (-97.6%)
ROYAL BANK OF CANADA
Value ($000) $10 (-99.5%) Shares 1,743 (-98.5%)
DIMENSIONAL FUND ADVISORS LP
Value ($000) $3,006 (-70.6%) Shares 490,429 (-11.7%)
TOCQUEVILLE ASSET MANAGEMENT L.P.
Value ($000) $83 (-82.9%) Shares 13,600 (-48.7%)
China Universal Asset Management Co., Ltd.
Value ($000) $28 (-80.2%) Shares 4,630 (-40.3%)
JACOBS LEVY EQUITY MANAGEMENT, INC
Value ($000) $1,796 (-68.1%) Shares 293,050 (-4.1%)
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
Value ($000) $1,127 (-70.8%) Shares 183,855 (-12.2%)
MGO ONE SEVEN LLC
Value ($000) $172 (-72.8%) Shares 28,117 (-18.3%)
BARCLAYS PLC
Value ($000) $310 (-80.2%) Shares 50,589 (-25.0%)
NORTHERN TRUST CORP
Value ($000) $1,231 (-69.3%) Shares 200,781 (-7.8%)
Bank of New York Mellon Corp
Value ($000) $468 (-71.4%) Shares 76,301 (-13.9%)
RHUMBLINE ADVISERS
Value ($000) $188 (-74.3%) Shares 30,678 (-22.8%)
MetLife Investment Management, LLC
Value ($000) $57 (-80.9%) Shares 9,357 (-42.6%)

Exited Positions (43)