AURINIA PHARMACEUTICALS INC

Ticker: AUPH CUSIP: 05156V102 Class: Common Stock

Altium Capital Management LP's Holding History (CIK: 0001746382)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 144,000 Value ($000) $3,187 Avg Close $15.87 Range $10.77 - $24.18

Q2 2021

Shares 328,908 Value ($000) $4,263 Avg Close $12.74 Range $9.72 - $15.00

Q1 2021

Shares 408,908 Value ($000) $5,310 Avg Close $14.51 Range $12.01 - $20.50

Q4 2020

Shares 293,917 Value ($000) $4,065 Avg Close $14.55 Range $12.65 - $16.29

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	144,000	$3,187	$15.87	$10.77 - $24.18
Q2 2021	328,908	$4,263	$12.74	$9.72 - $15.00
Q1 2021	408,908	$5,310	$14.51	$12.01 - $20.50
Q4 2020	293,917	$4,065	$14.55	$12.65 - $16.29