AUTOLUS THERAPEUTICS PLC

Ticker: AUTL CUSIP: 05280R100 Class: ADR

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
MAK CAPITAL ONE LLC30,005,343$59,711
Blackstone Inc.20,485,611$40,766
ARMISTICE CAPITAL, LLC17,500,000$34,825
Syncona Portfolio Ltd16,640,720$33,115
Tetragon Partners GP Ltd9,500,000$18,905
SCHRODER INVESTMENT MANAGEMENT GROUP9,489,345$18,694
Frazier Life Sciences Management, L.P.4,623,324$9,200
BlackRock, Inc.3,685,825$7,335
BNP Paribas Investment Partners S.A.3,361,156$7
Laurion Capital Management LP3,316,626$6,600
RENAISSANCE TECHNOLOGIES LLC3,105,404$6,180
BANK OF AMERICA CORP /DE/1,960,766$3,902
ACADIAN ASSET MANAGEMENT LLC1,804,117$4
MORGAN STANLEY1,397,251$2,781
HealthInvest Partners AB1,169,634$2,328
CITADEL ADVISORS LLC1,159,791$2,308
Cetera Investment Advisers1,099,750$2,189
JPMORGAN CHASE & CO979,275$1,949
UBS Group AG877,100$1,745
Alphabet Inc.698,262$1,390
JANE STREET GROUP, LLC681,000$1,355
SUSQUEHANNA INTERNATIONAL GROUP, LLP598,987$1,192
Hennion & Walsh Asset Management, Inc.453,828$903
Privium Fund Management B.V.326,245$649
Point72 Asset Management, L.P.305,359$608
EDENTREE ASSET MANAGEMENT Ltd300,000$594
TUDOR INVESTMENT CORP ET AL282,113$561
MARSHALL WACE, LLP270,277$538
Aubrey Capital Management Ltd225,201$445
Diametric Capital, LP199,922$398
WELLS FARGO & COMPANY/MN197,083$392
Erste Asset Management GmbH195,000$365
DAFNA Capital Management LLC179,316$357
Arizona PSPRS Trust150,000$299
XTX Topco Ltd129,246$257
Caitong International Asset Management Co., Ltd123,279$245
Clearstead Advisors, LLC121,107$241
GSA CAPITAL PARTNERS LLP119,546$0
NANO CAP NEW MILLENNIUM GROWTH FUND L P112,500$224
GEODE CAPITAL MANAGEMENT, LLC110,578$220
Leonteq Securities AG100,000$199
HighPoint Advisor Group LLC92,800$185
OpenArc Corporate Advisory, LLC84,850$169
STATE STREET CORP81,828$163
SG Americas Securities, LLC66,678$0
TWO SIGMA SECURITIES, LLC66,579$132
Rathbones Group PLC65,000$129
SIMPLEX TRADING, LLC57,919$115
Avanza Fonder AB53,522$107
Invesco Ltd.51,642$103
MANUFACTURERS LIFE INSURANCE COMPANY, THE49,864$99
Scientech Research LLC48,572$97
LPL Financial LLC42,625$85
Quadrature Capital Ltd42,341$84
China Universal Asset Management Co., Ltd.32,687$65
RHUMBLINE ADVISERS32,251$64
PRELUDE CAPITAL MANAGEMENT, LLC32,008$64
Federation des caisses Desjardins du Quebec31,328$62
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS30,095$60
GOLDMAN SACHS GROUP INC27,749$55
FOREFRONT WEALTH MANAGEMENT INC.26,870$53
R Squared Ltd26,660$53
Delaney Dennis R24,000$48
SmartHarvest Portfolios, LLC21,365$43
OSAIC HOLDINGS, INC.20,074$40
Vanguard Personalized Indexing Management, LLC17,747$35
DUMONT & BLAKE INVESTMENT ADVISORS LLC15,000$0
SIH Partners, LLLP14,887$30
Independent Advisor Alliance13,885$28
GAMMA Investing LLC10,185$20
ROYAL BANK OF CANADA10,000$20
WEALTH EFFECTS LLC10,000$20
Icon Wealth Advisors, LLC10,000$20
Mirae Asset Global Investments Co., Ltd.9,748$19
Tower Research Capital LLC (TRC)8,449$17
Close Asset Management Ltd6,300$0
CITIGROUP INC5,943$12
BNP PARIBAS ARBITRAGE, SA4,782$10
GF FUND MANAGEMENT CO. LTD.3,941$8
Garton & Associates Financial Advisors LLC600$1
Daiwa Securities Group Inc.575$0
CALDWELL SUTTER CAPITAL, INC.500$1
MAI Capital Management189$0
EverSource Wealth Advisors, LLC163$0
Byrne Asset Management LLC100$0
SageView Advisory Group, LLC75$0
Allworth Financial LP50$0
SBI Securities Co., Ltd.50$0
HUNTINGTON NATIONAL BANK1$0
Total (89 institutions)139,292,364$266,290