AUTOLUS THERAPEUTICS PLC

Ticker: AUTL CUSIP: 05280R100 Class: ADR

Note: Option positions (PUT/CALL) are excluded.

Increased Positions (25)

MAK CAPITAL ONE LLC
Value ($000) $59,711 (+40.8%) Shares 30,005,343 (+15.3%)
ARMISTICE CAPITAL, LLC
Value ($000) $34,825 (+37.0%) Shares 17,500,000 (+12.2%)
Caitong International Asset Management Co., Ltd
Value ($000) $245 (+429.8%) Shares 123,279 (+334.0%)
SCHRODER INVESTMENT MANAGEMENT GROUP
Value ($000) $18,694 (+39.4%) Shares 9,489,345 (+12.5%)
Privium Fund Management B.V.
Value ($000) $649 (+29.0%) Shares 326,245 (+5.6%)
UBS Group AG
Value ($000) $1,745 (+160.8%) Shares 877,100 (+113.6%)
Cetera Investment Advisers
Value ($000) $2,189 (+67.6%) Shares 1,099,750 (+37.3%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $1,192 (+210.1%) Shares 598,987 (+154.0%)
BlackRock, Inc.
Value ($000) $7,335 (+29.5%) Shares 3,685,825 (+6.1%)
Hennion & Walsh Asset Management, Inc.
Value ($000) $903 (+31.7%) Shares 453,828 (+7.9%)
MORGAN STANLEY
Value ($000) $2,781 (+40.5%) Shares 1,397,251 (+15.1%)
TUDOR INVESTMENT CORP ET AL
Value ($000) $561 (+66.7%) Shares 282,113 (+36.5%)
JPMORGAN CHASE & CO
Value ($000) $1,949 (+32.4%) Shares 979,275 (+8.4%)
SIMPLEX TRADING, LLC
Value ($000) $115 (+523800.0%) Shares 57,919 (+327.4%)
RHUMBLINE ADVISERS
Value ($000) $64 (+140.4%) Shares 32,251 (+96.9%)
Invesco Ltd.
Value ($000) $103 (+65.7%) Shares 51,642 (+35.7%)
MANUFACTURERS LIFE INSURANCE COMPANY, THE
Value ($000) $99 (+58.5%) Shares 49,864 (+29.8%)
HighPoint Advisor Group LLC
Value ($000) $185 (+28.3%) Shares 92,800 (+5.1%)
SIH Partners, LLLP
Value ($000) $30 (+67.4%) Shares 14,887 (+37.1%)
BNP PARIBAS ARBITRAGE, SA
Value ($000) $10 (+118.2%) Shares 4,782 (+78.7%)

Decreased Positions (28)

Diametric Capital, LP
Value ($000) $398 (-5.1%) Shares 199,922 (-22.3%)
RENAISSANCE TECHNOLOGIES LLC
Value ($000) $6,180 (-22.3%) Shares 3,105,404 (-36.4%)
XTX Topco Ltd
Value ($000) $257 (-38.7%) Shares 129,246 (-49.8%)
Quadrature Capital Ltd
Value ($000) $84 (-85.5%) Shares 42,341 (-88.1%)
CITADEL ADVISORS LLC
Value ($000) $2,308 (-76.6%) Shares 1,159,791 (-80.8%)
Aubrey Capital Management Ltd
Value ($000) $445 (+18.7%) Shares 225,201 (-3.9%)
PRELUDE CAPITAL MANAGEMENT, LLC
Value ($000) $64 (-45.1%) Shares 32,008 (-55.0%)
MARSHALL WACE, LLP
Value ($000) $538 (-48.6%) Shares 270,277 (-57.9%)
GOLDMAN SACHS GROUP INC
Value ($000) $55 (-93.1%) Shares 27,749 (-94.4%)
JANE STREET GROUP, LLC
Value ($000) $1,355 (-4.9%) Shares 681,000 (-22.1%)
LPL Financial LLC
Value ($000) $85 (-61.2%) Shares 42,625 (-68.2%)
BANK OF AMERICA CORP /DE/
Value ($000) $3,902 (+17.9%) Shares 1,960,766 (-3.4%)
WEALTH EFFECTS LLC
Value ($000) $20 (-23.7%) Shares 10,000 (-37.5%)
GEODE CAPITAL MANAGEMENT, LLC
Value ($000) $220 (-17.8%) Shares 110,578 (-32.7%)
R Squared Ltd
Value ($000) $53 (+6.8%) Shares 26,660 (-12.5%)
WELLS FARGO & COMPANY/MN
Value ($000) $392 (+4.1%) Shares 197,083 (-14.7%)
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS
Value ($000) $60 (-36.4%) Shares 30,095 (-47.9%)
ROYAL BANK OF CANADA
Value ($000) $20 (-44.4%) Shares 10,000 (-54.3%)
MAI Capital Management
Value ($000) $0 (-94.4%) Shares 189 (-95.4%)
China Universal Asset Management Co., Ltd.
Value ($000) $65 (+13.5%) Shares 32,687 (-7.0%)

Exited Positions (19)